Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1026
Hancock Whitney
HWC
$5.78B
| $574K | 0.01% |
7,978
+23
| +0.3% | +$1.74K |
2021 Q1
22 quarters
|
|
1027
Vanguard Short-Term Bond ETF
BSV
$46.6B
| $573K | 0.01% |
7,427
-663
| -8% | -$51.3K |
2013 Q2
53 quarters
|
|
1028
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.7B
| $565K | 0.01% |
6,131
+205
| +3% | +$19.4K |
2020 Q2
25 quarters
|
|
1029
Chunghwa Telecom
CHT
$37.8B
| $564K | 0.01% |
11,508
+501
| +5% | +$21.8K |
2026 Q1
2 quarters
|
|
1030
DoorDash
DASH
$77.4B
| $562K | 0.01% |
3,140
+272
| +9% | +$54.9K |
2025 Q2
5 quarters
|
|
1031
Global X Defense Tech ETF
SHLD
$6.31B
| $562K | 0.01% |
8,805
-29
| -0.3% | -$1.86K |
2025 Q2
5 quarters
|
|
1032
Global X Adaptive US Factor ETF
AUSF
$922M
| $556K | 0.01% |
10,703
+767
| +8% | +$39.2K |
2026 Q1
2 quarters
|
|
1033
Schwab U.S Small- Cap ETF
SCHA
$22.4B
| $556K | 0.01% |
16,838
-1,492
| -8% | -$51K |
2024 Q3
8 quarters
|
|
1034
Digital Realty Trust
DLR
$68.8B
| $553K | 0.01% |
3,055
+616
| +25% | +$114K |
2025 Q2
5 quarters
|
|
1035
Martin Marietta Materials
MLM
$37.4B
| $551K | 0.01% |
1,020
+581
| +132% | +$311K |
2023 Q4
11 quarters
|
|
1036
Northern Trust Quality Dividend ETF
QDF
$2.18B
| $551K | 0.01% |
6,088
-115
| -2% | -$10.5K |
2021 Q1
22 quarters
|
|
1037
Ollie's Bargain Outlet
OLLI
$5.62B
| $550K | 0.01% |
6,097
+1
| +0% | +$74 |
2022 Q2
17 quarters
|
|
1038
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
| $549K | 0.01% |
22,486
-17,641
| -44% | -$428K |
2018 Q1
34 quarters
|
|
1039
Prosperity Bancshares
PB
$8.69B
| $549K | 0.01% |
7,620
+111
| +1% | +$8.01K |
2025 Q1
6 quarters
|
|
1040
BitMine Immersion Technologies
BMNR
$11.7B
| $548K | 0.01% |
27,169
+611
| +2% | +$12.6K |
2025 Q3
4 quarters
|
|
1041
FT Vest US Equity Buffer ETF December
FDEC
$1.34B
| $547K | 0.01% |
9,785
-2,358
| -19% | -$130K |
2023 Q4
11 quarters
|
|
1042
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.8B
| $547K | 0.01% |
9,821
-3,598
| -27% | -$204K |
2023 Q1
14 quarters
|
|
1043
Copa Holdings
CPA
$6.06B
| $539K | 0.01% |
4,181
-25
| -0.6% | -$3.42K |
2026 Q2
1 quarter
|
|
1044
Bank of Montreal
BMO
$121B
| $537K | 0.01% |
3,136
-32
| -1% | -$5.65K |
2023 Q3
12 quarters
|
|
1045
Neurocrine Biosciences
NBIX
$17.4B
| $534K | 0.01% |
3,655
+2,226
| +156% | +$358K |
2026 Q2
1 quarter
|
|
1046
Nexstar Media Group
NXST
$6.4B
| $530K | 0.01% |
3,085
-71
| -2% | -$12.7K |
2021 Q2
21 quarters
|
|
1047
FT Vest US Equity Moderate Buffer ETF July
GJUL
$410M
| $529K | 0.01% |
11,913
-3,970
| -25% | -$175K |
2023 Q3
12 quarters
|
|
1048
International Seaways
INSW
$5.18B
| $529K | 0.01% |
+4,726
| New | +$457K |
2026 Q3
0 quarters
|
|
1049
J.M. Smucker
SJM
$14B
| $526K | 0.01% |
4,049
+1,958
| +94% | +$236K |
2026 Q2
1 quarter
|
|
1050
The Ensign Group
ENSG
$10.8B
| $523K | 0.01% |
2,881
-131
| -4% | -$22.9K |
2022 Q4
15 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.