Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1001
iShares US Industrials ETF
IYJ
$1.83B
| $621K | 0.01% |
3,916
-89,662
| -96% | -$14.6M |
2016 Q3
40 quarters
|
|
1002
First Trust Long/Short Equity ETF
FTLS
$2.59B
| $620K | 0.01% |
8,099
-265
| -3% | -$20.1K |
2020 Q3
24 quarters
|
|
1003
Cohen & Steers Preferred and Income Opportunities Active ETF
CSPF
$337M
| $618K | 0.01% |
24,639
+3,128
| +15% | +$81K |
2026 Q1
2 quarters
|
|
1004
Cracker Barrel
CBRL
$1.48B
| $618K | 0.01% |
+8,819
| New | +$470K |
2026 Q3
0 quarters
|
|
1005
NETSCOUT
NTCT
$2.4B
| $616K | 0.01% |
+16,067
| New | +$638K |
2026 Q3
0 quarters
|
|
1006
T-Mobile US
TMUS
$176B
| $614K | 0.01% |
3,921
-211
| -5% | -$37.8K |
2022 Q1
18 quarters
|
|
1007
First Horizon
FHN
$11.2B
| $614K | 0.01% |
26,368
-391
| -1% | -$9.8K |
2018 Q2
33 quarters
|
|
1008
Grayscale Ethereum Staking Mini ETF Shares
ETH
$1.79B
| $612K | 0.01% |
28,770
-119
| -0.4% | -$2.46K |
2025 Q2
5 quarters
|
|
1009
PIMCO Municipal Income Opportunities Active ETF
MINO
$946M
| $611K | 0.01% |
13,844
+6,040
| +77% | +$269K |
2026 Q2
1 quarter
|
|
1010
Fair Isaac
FICO
$15.6B
| $609K | 0.01% |
857
-14
| -2% | -$15.3K |
2026 Q2
1 quarter
|
|
1011
Vanguard Morningstar Mega Cap Value ETF
MGV
$14.1B
| $609K | 0.01% |
+3,600
| New | +$595K |
2026 Q3
0 quarters
|
|
1012
Mercado Libre
MELI
$78B
| $606K | 0.01% |
373
+40
| +12% | +$74.2K |
2023 Q4
11 quarters
|
|
1013
Becton Dickinson
BDX
$58.1B
| $606K | 0.01% |
3,056
-81
| -3% | -$14.1K |
2019 Q1
30 quarters
|
|
1014
Iris Energy
IREN
$9.33B
| $600K | 0.01% |
25,065
+6,722
| +37% | +$276K |
2025 Q4
3 quarters
|
|
1015
InterContinental Hotels
IHG
$26.2B
| $599K | 0.01% |
3,571
+228
| +7% | +$36.3K |
2026 Q1
2 quarters
|
|
1016
MSC Income Fund Inc
MSIF
$562M
| $596K | 0.01% |
50,208
+2,384
| +5% | +$28.7K |
2025 Q3
4 quarters
|
|
1017
Hartford Multifactor Emerging Markets ETF
ROAM
$101M
| $593K | 0.01% |
17,543
-479
| -3% | -$17K |
2024 Q2
9 quarters
|
|
1018
AdvisorShares Dorsey Wright ADR ETF
AADR
$32.9M
| $592K | 0.01% |
7,402
-21
| -0.3% | -$1.75K |
2020 Q3
24 quarters
|
|
1019
BorgWarner
BWA
$10.2B
| $587K | 0.01% |
11,371
-248
| -2% | -$16K |
2021 Q4
19 quarters
|
|
1020
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.52B
| $586K | 0.01% |
9,644
+763
| +9% | +$46.9K |
2025 Q2
5 quarters
|
|
1021
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.02B
| $585K | 0.01% |
6,273
+1,185
| +23% | +$114K |
2023 Q3
12 quarters
|
|
1022
Genasys
GNSS
$66M
| $584K | 0.01% |
379,384
+77,234
| +26% | +$126K |
2025 Q2
5 quarters
|
|
1023
InfraCap MLP ETF
AMZA
$446M
| $582K | 0.01% |
11,779
-257
| -2% | -$12.6K |
2025 Q4
3 quarters
|
|
1024
Federated Hermes MDT Large Cap Core ETF
FLCC
$176M
| $581K | 0.01% |
16,113
+119
| +0.7% | +$4.32K |
2026 Q2
1 quarter
|
|
1025
Global Ship Lease
GSL
$1.46B
| $579K | 0.01% |
13,877
+2,651
| +24% | +$114K |
2023 Q4
11 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.