Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
951
British American Tobacco
BTI
$129B
| $718K | 0.01% |
11,664
-7,036
| -38% | -$408K |
2023 Q2
13 quarters
|
|
952
Fidelity National Information Services
FIS
$14.5B
| $718K | 0.01% |
18,617
+1,614
| +9% | +$65.4K |
2026 Q1
2 quarters
|
|
953
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6B
| $717K | 0.01% |
15,526
+3,500
| +29% | +$165K |
2025 Q3
4 quarters
|
|
954
Vanguard Utilities ETF
VPU
$8.24B
| $715K | 0.01% |
3,804
+65
| +2% | +$12.2K |
2021 Q4
19 quarters
|
|
955
Interactive Brokers
IBKR
$35.5B
| $714K | 0.01% |
9,284
+5,117
| +123% | +$468K |
2025 Q2
5 quarters
|
|
956
Coca-Cola Consolidated
COKE
$13.3B
| $713K | 0.01% |
3,391
-260
| -7% | -$49K |
2025 Q3
4 quarters
|
|
957
First Trust Utilities AlphaDEX Fund
FXU
$770M
| $707K | 0.01% |
14,633
-1,659
| -10% | -$79.3K |
2018 Q4
31 quarters
|
|
958
iShares US Consumer Staples ETF
IYK
$1.5B
| $707K | 0.01% |
9,063
-399
| -4% | -$29.6K |
2019 Q4
27 quarters
|
|
959
Urban Outfitters
URBN
$7.58B
| $707K | 0.01% |
7,792
+211
| +3% | +$15.9K |
2024 Q1
10 quarters
|
|
960
Mattel
MAT
$4.55B
| $700K | 0.01% |
45,428
-1,702
| -4% | -$24.1K |
2026 Q2
1 quarter
|
|
961
QXO Inc
QXO
$14B
| $698K | 0.01% |
63,259
+5,821
| +10% | +$80.1K |
2025 Q2
5 quarters
|
|
962
DaVita
DVA
$11.8B
| $696K | 0.01% |
3,712
-38,911
| -91% | -$7.81M |
2025 Q1
6 quarters
|
|
963
Cerebras Systems
CBRS
$22.4B
| $695K | 0.01% |
6,365
+4,221
| +197% | +$849K |
2026 Q2
1 quarter
|
|
964
Huntington Ingalls Industries
HII
$11.9B
| $693K | 0.01% |
2,186
-106
| -5% | -$30.9K |
2025 Q1
6 quarters
|
|
965
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.92B
| $686K | 0.01% |
+10,070
| New | +$697K |
2026 Q3
0 quarters
|
|
966
Build-A-Bear
BBW
$385M
| $684K | 0.01% |
24,766
+15
| +0.1% | +$482 |
2025 Q2
5 quarters
|
|
967
SailPoint Inc
SAIL
$11.3B
| $682K | 0.01% |
32,379
-49,906
| -61% | -$892K |
2026 Q1
2 quarters
|
|
968
Schwab US Mid-Cap ETF
SCHM
$15B
| $681K | 0.01% |
19,478
-6,890
| -26% | -$244K |
2019 Q3
28 quarters
|
|
969
Hims & Hers Health
HIMS
$5.6B
| $678K | 0.01% |
24,498
+2,697
| +12% | +$82.8K |
2026 Q2
1 quarter
|
|
970
East-West Bancorp
EWBC
$18.1B
| $676K | 0.01% |
5,167
-177
| -3% | -$23.1K |
2023 Q2
13 quarters
|
|
971
Circle Internet Group
CRCL
$17.6B
| $674K | 0.01% |
9,293
+704
| +8% | +$54.3K |
2025 Q2
5 quarters
|
|
972
State Street SPDR Portfolio S&P 500 ETF
SPYM
$182B
| $673K | 0.01% |
7,560
-501
| -6% | -$44.8K |
2023 Q2
13 quarters
|
|
973
JPMorgan International Bond Opportunities ETF
JPIB
$2.31B
| $671K | 0.01% |
14,319
+149
| +1% | +$7.1K |
2025 Q4
3 quarters
|
|
974
iShares Treasury Floating Rate Bond ETF
TFLO
$7.35B
| $670K | 0.01% |
13,210
+2
| +0% | +$101 |
2022 Q4
15 quarters
|
|
975
Steel Dynamics
STLD
$32.6B
| $669K | 0.01% |
2,658
-28,226
| -91% | -$6.78M |
2024 Q1
10 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.