Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
926
Rio Tinto
RIO
$140B
| $785K | 0.01% |
9,581
-12,527
| -57% | -$1.22M |
2023 Q2
13 quarters
|
|
927
Figure Technology Solutions
FIGR
$5.32B
| $784K | 0.01% |
36,328
+1,666
| +5% | +$54.1K |
2025 Q4
3 quarters
|
|
928
Toronto Dominion Bank
TD
$203B
| $782K | 0.01% |
6,279
+1,535
| +32% | +$185K |
2026 Q1
2 quarters
|
|
929
Halliburton
HAL
$26.5B
| $778K | 0.01% |
21,492
+4,096
| +24% | +$140K |
2022 Q4
15 quarters
|
|
930
iShares China Large-Cap ETF
FXI
$3.96B
| $775K | 0.01% |
23,434
-1,204
| -5% | -$41.9K |
2025 Q1
6 quarters
|
|
931
Consensus Cloud Solutions
CCSI
$774M
| $775K | 0.01% |
20,759
-659
| -3% | -$24.3K |
2025 Q2
5 quarters
|
|
932
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$72.5M
| $775K | 0.01% |
17,057
-523
| -3% | -$24.2K |
2022 Q2
17 quarters
|
|
933
iShares MBS ETF
MBB
$35.9B
| $773K | 0.01% |
8,381
-652
| -7% | -$60.4K |
2023 Q3
12 quarters
|
|
934
Dutch Bros
BROS
$4.97B
| $773K | 0.01% |
18,029
+2,253
| +14% | +$121K |
2025 Q2
5 quarters
|
|
935
Range Nuclear Renaissance Index ETF
NUKZ
$597M
| $768K | 0.01% |
13,516
-452
| -3% | -$29.2K |
2025 Q2
5 quarters
|
|
936
First Trust US Equity Opportunities ETF
FPX
$1.33B
| $766K | 0.01% |
4,524
-708
| -14% | -$130K |
2019 Q2
29 quarters
|
|
937
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.45B
| $764K | 0.01% |
14,695
+2,191
| +18% | +$114K |
2020 Q4
23 quarters
|
|
938
State Street Consumer Staples Select Sector SPDR ETF
XLP
$15B
| $752K | 0.01% |
8,406
+87
| +1% | +$7.35K |
2014 Q2
49 quarters
|
|
939
Bunge Global
BG
$19.6B
| $752K | 0.01% |
7,780
-1,313
| -14% | -$150K |
2020 Q4
23 quarters
|
|
940
Avantis US Small Cap Value ETF
AVUV
$32.3B
| $751K | 0.01% |
6,082
+3,550
| +140% | +$443K |
2026 Q2
1 quarter
|
|
941
State Street SPDR Portfolio Long Term Corporate Bond Index ETF
SPLB
$1.2B
| $744K | 0.01% |
35,365
-16,649
| -32% | -$357K |
2023 Q3
12 quarters
|
|
942
Leuthold Select Industries ETF
LST
$199M
| $742K | 0.01% |
15,509
+5,317
| +52% | +$251K |
2026 Q2
1 quarter
|
|
943
FT Vest US Equity Buffer ETF October
FOCT
$1.28B
| $732K | 0.01% |
13,474
+8,572
| +175% | +$457K |
2023 Q4
11 quarters
|
|
944
Public Storage
PSA
$64B
| $730K | 0.01% |
2,247
-2,812
| -56% | -$880K |
2021 Q3
20 quarters
|
|
945
PIMCO Active Bond Exchange-Traded Fund
BOND
$9.19B
| $728K | 0.01% |
8,175
+3,674
| +82% | +$331K |
2026 Q2
1 quarter
|
|
946
Marsh
MRSH
$97.8B
| $726K | 0.01% |
3,620
+823
| +29% | +$151K |
2022 Q4
15 quarters
|
|
947
Capital Group New Geography Equity ETF
CGNG
$3.02B
| $726K | 0.01% |
21,902
+6,792
| +45% | +$247K |
2025 Q4
3 quarters
|
|
948
Crexendo
CXDO
$169M
| $724K | 0.01% |
125,100
+56,800
| +83% | +$377K |
2025 Q2
5 quarters
|
|
949
Crocs
CROX
$7.32B
| $724K | 0.01% |
4,811
-172
| -3% | -$21.7K |
2022 Q1
18 quarters
|
|
950
Huntington Bancshares
HBAN
$32.2B
| $719K | 0.01% |
45,531
+20,326
| +81% | +$348K |
2021 Q2
21 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.