Prospera Financial Services’s RiverNorth Opportunistic Municipal Income Fund RMI Stock Holding History

Prospera Financial Services’s Portfolio RMI Stock Details RMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-33,053	Closed	-$483K	–	1428
2025 Q3	$483K	Sell	33,053 -653	-2%	-$9.25K	0.01%	949
2025 Q2	$481K	Buy	33,706 +154	+0.5%	+$2.21K	0.01%	922
2025 Q1	$501K	Buy	33,552 +3,251	+11%	+$50.3K	0.01%	778
2024 Q4	$456K	Buy	30,301 +43	+0.1%	+$683	0.01%	769
2024 Q3	$494K	Buy	30,258 +16,369	+118%	+$262K	0.01%	724
2024 Q2	$221K	Buy	13,889 +1,012	+8%	+$16K	0.01%	1039
2024 Q1	$207K	Buy	12,877 +574	+5%	+$9.16K	0.01%	1027
2023 Q4	$187K	Sell	12,303 -529	-4%	-$7.74K	0.01%	1010
2023 Q3	$184K	Buy	12,832 +230	+2%	+$3.67K	0.01%	957
2023 Q2	$206K	Sell	12,602 -377	-3%	-$6.17K	0.01%	942
2023 Q1	$217K	Sell	12,979 -3,650	-22%	-$62.3K	0.01%	882
2022 Q4	$272K	Sell	16,629 -1,567	-9%	-$25.5K	0.01%	748
2022 Q3	$284K	Sell	18,196 -4,972	-21%	-$86.8K	0.01%	670
2022 Q2	$405K	Buy	23,168 +2,012	+10%	+$34.7K	0.02%	574
2022 Q1	$392K	Buy	21,156 +5,285	+33%	+$106K	0.02%	664
2021 Q4	$354K	Buy	+15,871	New	+$357K	0.02%	657

Other funds holding RMI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LSC

Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return

PFM

Professional Financial Management Appleton, Wisconsin $98.6M AUM

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

GWP

Gateway Wealth Partners Appleton, Wisconsin $2.57B AUM 16.81% 1-Year Est. Return

Prospera Financial Services's RMI Position: Q4 2025 in Review

Prospera Financial Services sold out of RiverNorth Opportunistic Municipal Income Fund (RMI) in Q4 2025, closing a stake of 33,053 shares — an estimated $483K sold.

Prospera Financial Services first reported a position in RMI in Q4 2021 and held it in 16 quarters. The position peaked at $501K in Q1 2025. 28 funds tracked by Wall St. Rank hold RMI as of Q4 2025.

Prospera Financial Services reported no remaining RiverNorth Opportunistic Municipal Income Fund position as of Q4 2025 after selling out during the quarter.
Prospera Financial Services sold 33,053 RiverNorth Opportunistic Municipal Income Fund shares in Q4 2025, an estimated $483K.
Prospera Financial Services first reported a position in RiverNorth Opportunistic Municipal Income Fund in Q4 2021 and held it in 16 quarters.
Prospera Financial Services's RiverNorth Opportunistic Municipal Income Fund position peaked at $501K in Q1 2025.
28 funds tracked by Wall St. Rank held RiverNorth Opportunistic Municipal Income Fund as of Q4 2025.

Based on Prospera Financial Services's 13F filing for Q4 2025, filed 9 Feb 2026.