Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
976
GMO International Value ETF
GMOI
$694M
| $667K | 0.01% |
16,557
+995
| +6% | +$40.1K |
2025 Q3
4 quarters
|
|
977
Coherent
COHR
$44.6B
| $667K | 0.01% |
3,171
+1,773
| +127% | +$532K |
2025 Q1
6 quarters
|
|
978
Southwest Airlines
LUV
$22.6B
| $666K | 0.01% |
15,686
-787
| -5% | -$34.5K |
2018 Q3
32 quarters
|
|
979
Comfort Systems
FIX
$38.5B
| $662K | 0.01% |
537
-3,928
| -88% | -$6.59M |
2025 Q3
4 quarters
|
|
980
Principal Active High Yield ETF
YLD
$604M
| $660K | 0.01% |
35,910
+19,851
| +124% | +$375K |
2025 Q4
3 quarters
|
|
981
iShares Disciplined Volatility Equity Active ETF
BDVL
$1.75B
| $659K | 0.01% |
24,894
+6,515
| +35% | +$172K |
2026 Q1
2 quarters
|
|
982
Tiptree Inc
TIPT
$641M
| $652K | 0.01% |
38,287
-125
| -0.3% | -$2.24K |
2020 Q4
23 quarters
|
|
983
Public Service Enterprise Group
PEG
$37.1B
| $652K | 0.01% |
8,779
+367
| +4% | +$27.5K |
2023 Q4
11 quarters
|
|
984
First Solar
FSLR
$20.3B
| $650K | 0.01% |
3,726
-486
| -12% | -$103K |
2024 Q2
9 quarters
|
|
985
Xcel Energy
XEL
$51.4B
| $650K | 0.01% |
8,136
+258
| +3% | +$19.9K |
2019 Q2
29 quarters
|
|
986
American International
AIG
$41.1B
| $648K | 0.01% |
7,912
-257
| -3% | -$19.9K |
2023 Q4
11 quarters
|
|
987
TG Therapeutics
TGTX
$8.52B
| $647K | 0.01% |
10,575
-2,050
| -16% | -$111K |
2022 Q4
15 quarters
|
|
988
Estee Lauder
EL
$41.3B
| $644K | 0.01% |
+5,893
| New | +$536K |
2026 Q3
0 quarters
|
|
989
Dynatrace
DT
$12.6B
| $642K | 0.01% |
11,127
-18,259
| -62% | -$902K |
2024 Q1
10 quarters
|
|
990
Robinhood Ventures Fund I
RVI
$592M
| $639K | 0.01% |
28,745
+9,265
| +48% | +$259K |
2026 Q2
1 quarter
|
|
991
WisdomTree International High Dividend Fund
DTH
$643M
| $636K | 0.01% |
11,412
+2,925
| +34% | +$167K |
2026 Q2
1 quarter
|
|
992
FedEx Freight
FDXF
$19.2B
| $635K | 0.01% |
5,032
-4,032
| -44% | -$552K |
2026 Q2
1 quarter
|
|
993
Genuine Parts
GPC
$17.3B
| $634K | 0.01% |
5,241
+614
| +13% | +$79.9K |
2023 Q4
11 quarters
|
|
994
PayPal
PYPL
$50.1B
| $634K | 0.01% |
11,108
-1,164
| -9% | -$64.1K |
2017 Q4
35 quarters
|
|
995
iShares US Real Estate ETF
IYR
$4.02B
| $633K | 0.01% |
6,353
-42
| -0.7% | -$4.32K |
2020 Q4
23 quarters
|
|
996
iShares Intermediate Government/Credit Bond ETF
GVI
$3.87B
| $627K | 0.01% |
6,002
-399
| -6% | -$41.9K |
2025 Q1
6 quarters
|
|
997
Schwab US Large- Cap ETF
SCHX
$72.8B
| $625K | 0.01% |
21,024
+6,565
| +45% | +$197K |
2025 Q2
5 quarters
|
|
998
iShare MSCI Eurozone ETF
EZU
$9.39B
| $623K | 0.01% |
9,554
-76,684
| -89% | -$5.33M |
2026 Q1
2 quarters
|
|
999
Global X Copper Miners ETF NEW
COPX
$6.26B
| $622K | 0.01% |
8,641
-23,308
| -73% | -$1.97M |
2026 Q1
2 quarters
|
|
1000
Lincoln National
LNC
$8.16B
| $621K | 0.01% |
15,144
-3,575
| -19% | -$152K |
2023 Q2
13 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.