Prospera Financial Services’s ALPS Medical Breakthroughs ETF SBIO Stock Holding History

Prospera Financial Services’s Portfolio SBIO Stock Details SBIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	–	Sell	-8,872	Closed	-$573K	–	1613
2026 Q2	$573K	Buy	+8,872	New	+$486K	0.01%	979
2022 Q2	–	Sell	-176	Closed	-$6K	–	2421
2022 Q1	$6K	Buy	+176	New	+$6.1K	﹤0.01%	2229
2020 Q4	–	Sell	-176	Closed	-$7K	–	1392
2020 Q3	$7K	Buy	+176	New	+$7.26K	﹤0.01%	1216
2017 Q1	–	Sell	-18,275	Closed	-$443K	–	414
2016 Q4	$443K	Buy	+18,275	New	+$438K	0.09%	206

Other funds holding SBIO

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Moran Wealth Management Naples, Florida $3.64B AUM 28.63% 1-Year Est. Return

FIG Financial Advisory Services Oklahoma City, Oklahoma $165M AUM 16.79% 1-Year Est. Return

Sterling Investment Advisors (Pennsylvania) Berwyn, Pennsylvania $606M AUM 21.78% 1-Year Est. Return

NTV Asset Management Charleston, West Virginia $1.08B AUM 23.94% 1-Year Est. Return

Savant Capital Rockford, Illinois $35B AUM 15.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Phoenix Wealth Advisors Chapel Hill, North Carolina $326M AUM 13.52% 1-Year Est. Return

Mount Yale Investment Advisors Denver, Colorado $5.96B AUM 22.06% 1-Year Est. Return

Davenport & Co Richmond, Virginia $19.9B AUM 12.67% 1-Year Est. Return

Prospera Financial Services's SBIO Position: Q3 2026 in Review

Prospera Financial Services sold out of ALPS Medical Breakthroughs ETF (SBIO) in Q3 2026, closing a stake of 8,872 shares — an estimated $573K sold.

Prospera Financial Services first reported a position in SBIO in Q4 2016 and held it in 4 quarters. The position peaked at $573K in Q2 2026. 35 funds tracked by Wall St. Rank hold SBIO as of Q3 2026.

Prospera Financial Services reported no remaining ALPS Medical Breakthroughs ETF position as of Q3 2026 after selling out during the quarter.
Prospera Financial Services sold 8,872 ALPS Medical Breakthroughs ETF shares in Q3 2026, an estimated $573K.
Prospera Financial Services first reported a position in ALPS Medical Breakthroughs ETF in Q4 2016 and held it in 4 quarters.
Prospera Financial Services's ALPS Medical Breakthroughs ETF position peaked at $573K in Q2 2026.
35 funds tracked by Wall St. Rank held ALPS Medical Breakthroughs ETF as of Q3 2026.

Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.