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ALPS Medical Breakthroughs ETF

67 hedge funds and large institutions have $74M invested in ALPS Medical Breakthroughs ETF in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

507% more call options, than puts

Call options by funds: $1.97M | Put options by funds: $324K

425% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 4

29% more funds holding

Funds holding: 5267 (+15)

22% more capital invested

Capital invested by funds: $60.8M → $74M (+$13.2M)

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

5.49% less ownership

Funds ownership: 34.39%28.9% (-5.5%)

Holders
67
Holders Change
+15
Holders Change %
+28.85%
% of All Funds
1.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
16
Reduced
14
Closed
4
Calls
$1.97M
Puts
$324K
Net Calls
+$1.64M
Net Calls Change
+$280K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.7M +$234K +4,927 +2%
Bank of America
2
Bank of America
North Carolina
$10.2M +$365K +7,675 +4%
UBS Group
3
UBS Group
Switzerland
$10.2M -$131K -2,763 -1%
Wells Fargo
4
Wells Fargo
California
$9.19M +$379K +7,968 +5%
NAM
5
NTV Asset Management
West Virginia
$3.96M +$140K +2,945 +4%
CCP
6
Cardan Capital Partners
Colorado
$2.7M +$122K +2,555 +5%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.5M +$91.3K +1,919 +4%
NL
8
NWAM LLC
Washington
$2.25M -$124K -2,604 -6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.13M -$313K -6,577 -14%
LPL Financial
10
LPL Financial
California
$2.09M +$344K +7,230 +22%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.81M -$1.87M -39,348 -53%
Citadel Advisors
12
Citadel Advisors
Florida
$1.79M -$342K -7,186 -17%
WIA
13
Wealthstreet Investment Advisors
Texas
$1.7M +$9.52K +200 +0.6%
VNA
14
Valley National Advisers
Pennsylvania
$1.12M +$454K +9,535 +78%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.08M -$42.9K -902 -4%
RJA
16
Raymond James & Associates
Florida
$1.05M +$135K +2,839 +16%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$927K +$60.5K +1,272 +8%
CT
18
Cambridge Trust
Massachusetts
$878K -$202K -4,245 -20%
KAS
19
Kestra Advisory Services
Texas
$812K +$120K +2,518 +19%
TRCT
20
Tower Research Capital (TRC)
New York
$564K -$1.87M -39,315 -78%
SIC
21
SFE Investment Counsel
California
$555K +$97.3K +2,044 +23%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$549K +$510K +10,721 New
SFG
23
Summit Financial Group
West Virginia
$540K +$71.4K +1,500 +17%
GAM
24
Griffin Asset Management
New York
$467K
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$392K +$364K +7,654 New

SBIO Hedge Fund Activity: Q4 2020 in Review

67 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q4 2020, worth a combined $74M — up 22% from $60.8M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SBIO positions and 4 closed out — a net gain of 17 holders — while 16 added to existing stakes and 14 trimmed.

The largest buyer was Cambridge Investment Research Advisors, opening a new position worth an estimated $510K. The largest seller was Royal Bank of Canada, cutting an estimated $1.87M.

  • 67 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q4 2020, up from 52 in Q3 2020.
  • Funds reported $74M of ALPS Medical Breakthroughs ETF stock for Q4 2020, up 22% quarter-over-quarter.
  • 21 funds opened new ALPS Medical Breakthroughs ETF positions in Q4 2020 and 4 closed out, a net change of +17 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q4 2020 was Cambridge Investment Research Advisors, an estimated $510K added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q4 2020 was Royal Bank of Canada, an estimated $1.87M sold.

Based on aggregated 13F filings for Q4 2020.