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ALPS Medical Breakthroughs ETF
SBIO

Overview Fund Activity

67 hedge funds and large institutions have $74M invested in ALPS Medical Breakthroughs ETF in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
67
Holders Change
+15
Holders Change %
+28.85%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
16
Reduced
14
Closed
4
Calls
$1.97M
Puts
$324K
Net Calls
+$1.64M
Net Calls Change
+$280K

Top Buyers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$549K
2
VNA
2
Valley National Advisers
Pennsylvania
$1.12M
3
Wells Fargo
3
Wells Fargo
California
$9.19M
4
Bank of America
4
Bank of America
North Carolina
$10.2M
5
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$392K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.81M
2
TRCT
2
Tower Research Capital (TRC)
New York
$564K
3
GIA
3
Gladstone Institutional Advisory
Florida
$0
4
EWA
4
Exencial Wealth Advisors
Oklahoma
$319K
5
Citadel Advisors
5
Citadel Advisors
Florida
$1.79M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10.7M 208,186 +4,927 +2%
Bank of America
2
Bank of America
North Carolina
$10.2M 199,749 +7,675 +4%
UBS Group
3
UBS Group
Switzerland
$10.2M 198,444 -2,763 -1%
Wells Fargo
4
Wells Fargo
California
$9.19M 179,348 +7,968 +5%
NAM
5
NTV Asset Management
West Virginia
$3.96M 77,318 +2,945 +4%
CCP
6
Cardan Capital Partners
Colorado
$2.7M 52,720 +2,555 +5%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.5M 48,707 +1,919 +4%
NL
8
NWAM LLC
Washington
$2.25M 43,999 -2,604 -6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.13M 41,542 -6,577 -14%
LPL Financial
10
LPL Financial
California
$2.09M 40,798 +7,230 +22%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.81M 35,393 -39,348 -53%
Citadel Advisors
12
Citadel Advisors
Florida
$1.79M 34,904 -7,186 -17%
WIA
13
Wealthstreet Investment Advisors
Texas
$1.7M 33,186 +200 +0.6%
VNA
14
Valley National Advisers
Pennsylvania
$1.12M 21,788 +9,535 +78%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.08M 21,165 -902 -4%
RJA
16
Raymond James & Associates
Florida
$1.05M 20,529 +2,839 +16%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$927K 18,093 +1,272 +8%
CT
18
Cambridge Trust
Massachusetts
$878K 17,131 -4,245 -20%
KAS
19
Kestra Advisory Services
Texas
$812K 15,449 +2,518 +19%
TRCT
20
Tower Research Capital (TRC)
New York
$564K 11,008 -39,315 -78%
SIC
21
SFE Investment Counsel
California
$555K 10,835 +2,044 +23%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$549K 10,721 +10,721 New
SFG
23
Summit Financial Group
West Virginia
$540K 10,550 +1,500 +17%
GAM
24
Griffin Asset Management
New York
$467K 9,120 – –
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$392K 7,654 +7,654 New
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