We are live on ! Find out more
SBIO icon

ALPS Medical Breakthroughs ETF

66 hedge funds and large institutions have $74.8M invested in ALPS Medical Breakthroughs ETF in 2021 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 14 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

203% more call options, than puts

Call options by funds: $1.57M | Put options by funds: $519K

50% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 14

1.81% more ownership

Funds ownership: 30.88%32.69% (+1.8%)

5% less capital invested

Capital invested by funds: $79M → $74.8M (-$4.18M)

6% less funds holding

Funds holding: 7066 (-4)

31% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 13

Holders
66
Holders Change
-4
Holders Change %
-5.71%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
21
Reduced
14
Closed
13
Calls
$1.57M
Puts
$519K
Net Calls
+$1.05M
Net Calls Change
-$985K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.4M +$644K +13,441 +6%
Bank of America
2
Bank of America
North Carolina
$10M +$6.61K +138 +0.1%
UBS Group
3
UBS Group
Switzerland
$9.43M -$548K -11,435 -6%
Wells Fargo
4
Wells Fargo
California
$8.41M +$99.7K +2,082 +1%
NAM
5
NTV Asset Management
West Virginia
$3.64M -$46.4K -968 -1%
CCP
6
Cardan Capital Partners
Colorado
$3.36M -$15.4K -322 -0.5%
PF
7
Phoenix Financial
Israel
$3.06M
TRCT
8
Tower Research Capital (TRC)
New York
$2.54M +$1.91M +39,956 +333%
LPL Financial
9
LPL Financial
California
$2.28M +$17.7K +369 +0.8%
Citadel Advisors
10
Citadel Advisors
Florida
$2.23M +$1.52M +31,632 +228%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.9M -$86.9K -1,814 -4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.55M -$1.56M -32,575 -51%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.39M -$749K -15,632 -36%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.37M +$142K +2,970 +12%
Ameriprise
15
Ameriprise
Minnesota
$1.29M +$52.6K +1,098 +4%
RJA
16
Raymond James & Associates
Florida
$1.23M +$75.8K +1,583 +7%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.1M -$2.06K -43 -0.2%
Stifel Financial
18
Stifel Financial
Missouri
$1.01M +$82.4K +1,720 +9%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$884K +$66.3K +1,383 +8%
MML Investors Services
20
MML Investors Services
Massachusetts
$669K +$90K +1,878 +16%
KAS
21
Kestra Advisory Services
Texas
$605K
FTUS
22
Flow Traders U.S.
New York
$596K +$583K +12,180 New
SFG
23
Summit Financial Group
West Virginia
$560K
SIC
24
SFE Investment Counsel
California
$458K +$19.1K +399 +4%
GAM
25
Griffin Asset Management
New York
$446K

SBIO Hedge Fund Activity: Q2 2021 in Review

66 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q2 2021, worth a combined $74.8M — down 5.3% from $79M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of SBIO and 9 opened new positions — a net loss of 4 holders — while 14 trimmed existing stakes and 21 added.

The largest buyer was Tower Research Capital (TRC), adding an estimated $1.91M. The largest seller was Wealthstreet Investment Advisors, exiting entirely with an estimated $1.64M sold.

  • 66 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q2 2021, down from 70 in Q1 2021.
  • Funds reported $74.8M of ALPS Medical Breakthroughs ETF stock for Q2 2021, down 5.3% quarter-over-quarter.
  • 9 funds opened new ALPS Medical Breakthroughs ETF positions in Q2 2021 and 13 closed out, a net change of -4 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q2 2021 was Tower Research Capital (TRC), an estimated $1.91M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q2 2021 was Wealthstreet Investment Advisors, an estimated $1.64M sold.

Based on aggregated 13F filings for Q2 2021.