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ALPS Medical Breakthroughs ETF

28 hedge funds and large institutions have $19.2M invested in ALPS Medical Breakthroughs ETF in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

33% more call options, than puts

Call options by funds: $703K | Put options by funds: $530K

16% more capital invested

Capital invested by funds: $16.6M → $19.2M (+$2.62M)

8% more funds holding

Funds holding: 2628 (+2)

0.14% more ownership

Funds ownership: 14.55%14.69% (+0.14%)

Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
7
Closed
3
Calls
$703K
Puts
$530K
Net Calls
+$173K
Net Calls Change
+$348K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$5.06M +$211K +7,180 +5%
Bank of America
2
Bank of America
North Carolina
$4.14M +$172K +5,868 +5%
BCM
3
Barometer Capital Management
Ontario, Canada
$2.62M +$2.47M +84,100 New
Morgan Stanley
4
Morgan Stanley
New York
$1.53M +$478K +16,308 +50%
RJA
5
Raymond James & Associates
Florida
$1.48M +$332K +11,322 +31%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$763K +$327K +11,137 +83%
CT
7
Cambridge Trust
Massachusetts
$652K +$36.3K +1,238 +6%
VF
8
Virtu Financial
New York
$619K -$451K -15,368 -44%
NAM
9
NTV Asset Management
West Virginia
$524K +$49.9K +1,700 +11%
LPL Financial
10
LPL Financial
California
$460K +$98.3K +3,351 +29%
Wells Fargo
11
Wells Fargo
California
$422K -$2.55M -86,892 -87%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$345K +$2.93K +100 +0.9%
MCM
13
Murphy Capital Management
New Jersey
$226K -$10.3K -350 -5%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$124K +$109K +3,724 +1,455%
AG
15
Advisor Group
Arizona
$79K -$29K -988 -28%
Citigroup
16
Citigroup
New York
$59K
Manulife (Manufacturers Life Insurance)
17
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$33K -$24.3K -827 -44%
GWM
18
Geneos Wealth Management
Colorado
$24K +$23.5K +800 New
FANJ
19
Financial Architects (New Jersey)
New Jersey
$16K +$14.7K +500 New
FDCDDQ
20
Federation des caisses Desjardins du Quebec
Quebec, Canada
$14K
IA
21
IFP Advisors
Florida
$14K
MFW
22
Mosaic Family Wealth
Missouri
$12K +$11.7K +400 New
MPWT
23
MassMutual Private Wealth & Trust
Connecticut
$8.36K
GT
24
Glenmede Trust
Pennsylvania
$6K
ASN
25
Advisory Services Network
Georgia
$3K +$3.2K +109 New

SBIO Hedge Fund Activity: Q3 2017 in Review

28 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q3 2017, worth a combined $19.2M — up 16% from $16.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SBIO positions and 3 closed out — a net gain of 2 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Barometer Capital Management, opening a new position worth an estimated $2.47M. The largest seller was Wells Fargo, cutting an estimated $2.55M.

  • 28 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q3 2017, up from 26 in Q2 2017.
  • Funds reported $19.2M of ALPS Medical Breakthroughs ETF stock for Q3 2017, up 16% quarter-over-quarter.
  • 5 funds opened new ALPS Medical Breakthroughs ETF positions in Q3 2017 and 3 closed out, a net change of +2 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q3 2017 was Barometer Capital Management, an estimated $2.47M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q3 2017 was Wells Fargo, an estimated $2.55M sold.

Based on aggregated 13F filings for Q3 2017.