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ALPS Medical Breakthroughs ETF

28 hedge funds and large institutions have $19.6M invested in ALPS Medical Breakthroughs ETF in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

49% more capital invested

Capital invested by funds: $13.2M → $19.6M (+$6.42M)

4.17% more ownership

Funds ownership: 10.26%14.43% (+4.2%)

4% more funds holding

Funds holding: 2728 (+1)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

3% less call options, than puts

Call options by funds: $463K | Put options by funds: $475K

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
10
Closed
2
Calls
$463K
Puts
$475K
Net Calls
-$12K
Net Calls Change
-$193K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.29M +$705K +28,259 +21%
RJA
2
Raymond James & Associates
Florida
$3.88M +$3.29M +131,890 +791%
Morgan Stanley
3
Morgan Stanley
New York
$2.38M +$283K +11,346 +14%
Wells Fargo
4
Wells Fargo
California
$1.94M +$1.35M +54,160 +268%
Goldman Sachs
5
Goldman Sachs
New York
$1.31M -$9.46K -379 -0.8%
VF
6
Virtu Financial
New York
$926K -$624K -25,016 -41%
VKH
7
Virtu KCG Holdings
New York
$883K +$280K +11,238 +50%
UBS Group
8
UBS Group
Switzerland
$814K +$560K +22,447 +257%
LPL Financial
9
LPL Financial
California
$781K -$391K -15,652 -34%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$408K -$1.54M -61,705 -80%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$381K +$201K +8,071 +123%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$337K +$322K +12,903 New
Jane Street
13
Jane Street
New York
$254K -$347K -13,911 -59%
MCM
14
Murphy Capital Management
New Jersey
$251K -$7.49K -300 -3%
FAAS
15
First Allied Advisory Services
California
$227K +$218K +8,716 New
AG
16
Advisor Group
Arizona
$122K +$7.39K +296 +7%
MFS
17
MSI Financial Services
Massachusetts
$119K +$31.6K +1,268 +39%
Manulife (Manufacturers Life Insurance)
18
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$111K -$25.8K -1,032 -20%
NFG
19
Next Financial Group
Texas
$45K +$15K +601 +53%
HIIFS
20
Harel Insurance Investments & Financial Services
Israel
$28K
Citigroup
21
Citigroup
New York
$23K +$22.2K +890 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$17K -$3.74K -150 -19%
GWM
23
Geneos Wealth Management
Colorado
$13K
CG
24
Cutler Group
California
$12K -$7.49K -300 -39%
Creative Planning
25
Creative Planning
Kansas
$8K -$20.1K -807 -73%

SBIO Hedge Fund Activity: Q3 2016 in Review

28 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q3 2016, worth a combined $19.6M — up 49% from $13.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SBIO positions and 2 closed out — a net gain of 2 holders — while 10 added to existing stakes and 10 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $3.29M. The largest seller was Commonwealth Equity Services, cutting an estimated $1.54M.

  • 28 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q3 2016, up from 27 in Q2 2016.
  • Funds reported $19.6M of ALPS Medical Breakthroughs ETF stock for Q3 2016, up 49% quarter-over-quarter.
  • 4 funds opened new ALPS Medical Breakthroughs ETF positions in Q3 2016 and 2 closed out, a net change of +2 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q3 2016 was Raymond James & Associates, an estimated $3.29M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q3 2016 was Commonwealth Equity Services, an estimated $1.54M sold.

Based on aggregated 13F filings for Q3 2016.