SBIO icon

ALPS Medical Breakthroughs ETF
SBIO

Overview Fund Activity

28 hedge funds and large institutions have $19.6M invested in ALPS Medical Breakthroughs ETF in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 2 closing their positions.

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
10
Closed
2
Calls
$463K
Puts
$475K
Net Calls
-$12K
Net Calls Change
-$193K

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$3.88M
2
Wells Fargo
2
Wells Fargo
California
$1.94M
3
Bank of America
3
Bank of America
North Carolina
$4.29M
4
UBS Group
4
UBS Group
Switzerland
$814K
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$337K

Top Sellers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$408K
2
VF
2
Virtu Financial
New York
$926K
3
LPL Financial
3
LPL Financial
California
$781K
4
Jane Street
4
Jane Street
New York
$254K
5
IA
5
IFP Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$4.29M 164,514 +28,259 +21%
RJA
2
Raymond James & Associates
Florida
$3.88M 148,567 +131,890 +791%
Morgan Stanley
3
Morgan Stanley
New York
$2.38M 91,265 +11,346 +14%
Wells Fargo
4
Wells Fargo
California
$1.94M 74,380 +54,160 +268%
Goldman Sachs
5
Goldman Sachs
New York
$1.31M 50,036 -379 -0.8%
VF
6
Virtu Financial
New York
$926K 35,486 -25,016 -41%
VKH
7
Virtu KCG Holdings
New York
$883K 33,821 +11,238 +50%
UBS Group
8
UBS Group
Switzerland
$814K 31,190 +22,447 +257%
LPL Financial
9
LPL Financial
California
$781K 30,279 -15,652 -34%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$408K 15,623 -61,705 -80%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$381K 14,608 +8,071 +123%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$337K 12,903 +12,903 New
Jane Street
13
Jane Street
New York
$254K 9,720 -13,911 -59%
MCM
14
Murphy Capital Management
New Jersey
$251K 9,650 -300 -3%
FAAS
15
First Allied Advisory Services
California
$227K 8,716 +8,716 New
AG
16
Advisor Group
Arizona
$122K 4,684 +296 +7%
MFS
17
MSI Financial Services
Massachusetts
$119K 4,536 +1,268 +39%
Manulife (Manufacturers Life Insurance)
18
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$111K 4,245 -1,032 -20%
NFG
19
Next Financial Group
Texas
$45K 1,734 +601 +53%
HIIFS
20
Harel Insurance Investments & Financial Services
Israel
$28K 1,070 – –
Citigroup
21
Citigroup
New York
$23K 890 +890 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$17K 654 -150 -19%
GWM
23
Geneos Wealth Management
Colorado
$13K 500 – –
CG
24
Cutler Group
California
$12K 470 -300 -39%
Creative Planning
25
Creative Planning
Kansas
$8K 293 -807 -73%
1
2