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ALPS Medical Breakthroughs ETF
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Overview Fund Activity

26 hedge funds and large institutions have $16.1M invested in ALPS Medical Breakthroughs ETF in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 9 closing their positions.

Holders
26
Holders Change
-2
Holders Change %
-7.14%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
6
Reduced
10
Closed
9
Calls
$316K
Puts
–
Net Calls
+$316K
Net Calls Change
+$328K

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$1.47M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.41M
3
Jane Street
3
Jane Street
New York
$1.05M
4
UBS Group
4
UBS Group
Switzerland
$1.32M
5
PFS
5
Prospera Financial Services
Texas
$443K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$295K
2
Wells Fargo
2
Wells Fargo
California
$208K
3
VF
3
Virtu Financial
New York
$0
4
Bank of America
4
Bank of America
North Carolina
$2.86M
5
VKH
5
Virtu KCG Holdings
New York
$328K
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$3.34M 145,822 -2,745 -2%
Bank of America
2
Bank of America
North Carolina
$2.86M 124,587 -39,927 -24%
Citadel Advisors
3
Citadel Advisors
Florida
$1.47M 64,035 +64,035 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.41M 61,347 +61,347 New
UBS Group
5
UBS Group
Switzerland
$1.32M 57,452 +26,262 +84%
Goldman Sachs
6
Goldman Sachs
New York
$1.15M 50,036 – –
Jane Street
7
Jane Street
New York
$1.05M 45,633 +35,913 +369%
LPL Financial
8
LPL Financial
California
$621K 26,827 -3,452 -11%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$511K 22,305 +7,697 +53%
PFS
10
Prospera Financial Services
Texas
$443K 18,275 +18,275 New
VKH
11
Virtu KCG Holdings
New York
$328K 14,295 -19,526 -58%
Morgan Stanley
12
Morgan Stanley
New York
$295K 12,895 -78,370 -86%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$267K 11,653 -1,250 -10%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$254K 11,072 -4,551 -29%
Ameriprise
15
Ameriprise
Minnesota
$226K 9,868 +9,868 New
Wells Fargo
16
Wells Fargo
California
$208K 9,063 -65,317 -88%
AG
17
Advisor Group
Arizona
$134K 5,876 +1,192 +25%
MFS
18
MSI Financial Services
Massachusetts
$109K 4,740 +204 +4%
Manulife (Manufacturers Life Insurance)
19
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$70K 3,072 -1,173 -28%
Citigroup
20
Citigroup
New York
$25K 1,090 +200 +22%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$11K 481 -173 -26%
IA
22
IFP Advisors
Florida
$10K 450 +450 New
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$8K 332 +332 New
Creative Planning
24
Creative Planning
Kansas
$7K 293 – –
MPWT
25
MassMutual Private Wealth & Trust
Connecticut
$6.14K 268 +268 New
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