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ALPS Medical Breakthroughs ETF

26 hedge funds and large institutions have $16.1M invested in ALPS Medical Breakthroughs ETF in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more ownership

Funds ownership: 14.43%15.43% (+1%)

7% less funds holding

Funds holding: 2826 (-2)

18% less capital invested

Capital invested by funds: $19.6M → $16.1M (-$3.45M)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

40% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 10

Holders
26
Holders Change
-2
Holders Change %
-7.14%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
6
Reduced
10
Closed
9
Calls
$316K
Puts
Net Calls
+$316K
Net Calls Change
+$328K
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$3.34M -$65.7K -2,745 -2%
Bank of America
2
Bank of America
North Carolina
$2.85M -$956K -39,927 -24%
Citadel Advisors
3
Citadel Advisors
Florida
$1.47M +$1.53M +64,035 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.41M +$1.47M +61,347 New
UBS Group
5
UBS Group
Switzerland
$1.32M +$629K +26,262 +84%
Goldman Sachs
6
Goldman Sachs
New York
$1.15M
Jane Street
7
Jane Street
New York
$1.05M +$860K +35,913 +369%
LPL Financial
8
LPL Financial
California
$621K -$82.7K -3,452 -11%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$511K +$184K +7,697 +53%
PFS
10
Prospera Financial Services
Texas
$443K +$438K +18,275 New
VKH
11
Virtu KCG Holdings
New York
$328K -$468K -19,526 -58%
Morgan Stanley
12
Morgan Stanley
New York
$295K -$1.88M -78,370 -86%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$267K -$29.9K -1,250 -10%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$254K -$109K -4,551 -29%
Ameriprise
15
Ameriprise
Minnesota
$226K +$236K +9,868 New
Wells Fargo
16
Wells Fargo
California
$208K -$1.56M -65,317 -88%
AG
17
Advisor Group
Arizona
$134K +$28.5K +1,192 +25%
MFS
18
MSI Financial Services
Massachusetts
$109K +$4.89K +204 +4%
Manulife (Manufacturers Life Insurance)
19
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$70K -$28.1K -1,173 -28%
Citigroup
20
Citigroup
New York
$25K +$4.79K +200 +22%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$11K -$4.14K -173 -26%
IA
22
IFP Advisors
Florida
$10K +$10.8K +450 New
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$8K +$7.95K +332 New
Creative Planning
24
Creative Planning
Kansas
$7K
MPWT
25
MassMutual Private Wealth & Trust
Connecticut
$6.14K +$6.42K +268 New

SBIO Hedge Fund Activity: Q4 2016 in Review

26 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q4 2016, worth a combined $16.1M — down 18% from $19.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SBIO and 7 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 6 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $1.53M. The largest seller was Morgan Stanley, cutting an estimated $1.88M.

  • 26 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q4 2016, down from 28 in Q3 2016.
  • Funds reported $16.1M of ALPS Medical Breakthroughs ETF stock for Q4 2016, down 18% quarter-over-quarter.
  • 7 funds opened new ALPS Medical Breakthroughs ETF positions in Q4 2016 and 9 closed out, a net change of -2 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q4 2016 was Citadel Advisors, an estimated $1.53M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q4 2016 was Morgan Stanley, an estimated $1.88M sold.

Based on aggregated 13F filings for Q4 2016.