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ALPS Medical Breakthroughs ETF

28 hedge funds and large institutions have $20.9M invested in ALPS Medical Breakthroughs ETF in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more call options, than puts

Call options by funds: $592K | Put options by funds: $286K

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

30% more capital invested

Capital invested by funds: $16.1M → $20.9M (+$4.82M)

8% more funds holding

Funds holding: 2628 (+2)

4.41% more ownership

Funds ownership: 15.43%19.84% (+4.4%)

45% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 11

Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
6
Reduced
11
Closed
3
Calls
$592K
Puts
$286K
Net Calls
+$306K
Net Calls Change
-$10K
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$3.2M -$539K -21,650 -15%
UBS Group
2
UBS Group
Switzerland
$2.97M +$1.44M +57,984 +101%
Bank of America
3
Bank of America
North Carolina
$2.68M -$508K -20,427 -16%
Wells Fargo
4
Wells Fargo
California
$2.42M +$2.11M +84,714 +935%
Credit Agricole
5
Credit Agricole
France
$1.9M +$1.08M +43,453 New
LPL Financial
6
LPL Financial
California
$1.67M +$968K +38,895 +145%
Goldman Sachs
7
Goldman Sachs
New York
$1.29M
Citadel Advisors
8
Citadel Advisors
Florida
$934K -$692K -27,796 -43%
Morgan Stanley
9
Morgan Stanley
New York
$667K +$323K +12,976 +101%
Jane Street
10
Jane Street
New York
$615K -$542K -21,778 -48%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$510K -$62.3K -2,505 -11%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$462K -$1.08M -43,406 -71%
CT
13
Cambridge Trust
Massachusetts
$422K +$407K +16,366 New
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$282K -$17.4K -700 -6%
VF
15
Virtu Financial
New York
$273K +$263K +10,580 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$235K -$48.3K -1,940 -18%
AG
17
Advisor Group
Arizona
$231K +$77.3K +3,106 +53%
Manulife (Manufacturers Life Insurance)
18
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$70K -$9.3K -374 -12%
Citigroup
19
Citigroup
New York
$49K +$20.3K +815 +75%
IA
20
IFP Advisors
Florida
$12K
FDCDDQ
21
Federation des caisses Desjardins du Quebec
Quebec, Canada
$11.6K +$11.2K +450 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$9K
MPWT
23
MassMutual Private Wealth & Trust
Connecticut
$6.9K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$6K -$5.6K -225 -47%
Creative Planning
25
Creative Planning
Kansas
$5K -$2.31K -93 -32%

SBIO Hedge Fund Activity: Q1 2017 in Review

28 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q1 2017, worth a combined $20.9M — up 30% from $16.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SBIO positions and 3 closed out — a net gain of 3 holders — while 6 added to existing stakes and 11 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.11M. The largest seller was Susquehanna International Group, cutting an estimated $1.08M.

  • 28 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q1 2017, up from 26 in Q4 2016.
  • Funds reported $20.9M of ALPS Medical Breakthroughs ETF stock for Q1 2017, up 30% quarter-over-quarter.
  • 6 funds opened new ALPS Medical Breakthroughs ETF positions in Q1 2017 and 3 closed out, a net change of +3 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q1 2017 was Wells Fargo, an estimated $2.11M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q1 2017 was Susquehanna International Group, an estimated $1.08M sold.

Based on aggregated 13F filings for Q1 2017.