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ALPS Medical Breakthroughs ETF

34 hedge funds and large institutions have $45.5M invested in ALPS Medical Breakthroughs ETF in 2023 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more call options, than puts

Call options by funds: $250K | Put options by funds: $132K

24% more capital invested

Capital invested by funds: $36.6M → $45.5M (+$8.91M)

4.28% more ownership

Funds ownership: 40.56%44.84% (+4.3%)

6% less funds holding

Funds holding: 3634 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

62% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 13

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
13
Closed
7
Calls
$250K
Puts
$132K
Net Calls
+$118K
Net Calls Change
-$94K
Name Holding Trade Value Shares
Change
Change in
Stake
DC
1
Davenport & Co
Virginia
$22.7M -$3.36K -125 -0%
Morgan Stanley
2
Morgan Stanley
New York
$5.64M +$1.33M +49,371 +41%
Bank of America
3
Bank of America
North Carolina
$5M +$759K +28,253 +23%
Wells Fargo
4
Wells Fargo
California
$2.65M +$830K +30,918 +62%
UBS Group
5
UBS Group
Switzerland
$2.56M -$19.3K -717 -0.9%
NAM
6
NTV Asset Management
West Virginia
$1.08M -$336K -12,526 -28%
SFS
7
Strategic Financial Services
New York
$655K -$1.2M -44,548 -69%
LPL Financial
8
LPL Financial
California
$641K -$2.47K -92 -0.5%
Citadel Advisors
9
Citadel Advisors
Florida
$616K -$265K -9,869 -35%
GS
10
GTS Securities
New York
$589K -$7.3K -272 -1%
VF
11
Virtu Financial
New York
$518K +$422K +15,725 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$510K -$357K -13,290 -46%
KAS
13
Kestra Advisory Services
Texas
$484K +$13.4K +500 +4%
EWA
14
Exencial Wealth Advisors
Oklahoma
$398K -$5.29K -197 -2%
PWA
15
Phoenix Wealth Advisors
North Carolina
$359K +$30.3K +1,130 +12%
GAM
16
Griffin Asset Management
New York
$262K +$214K +7,965 New
RPCONE
17
Retirement Planning Company of New England
Rhode Island
$255K +$208K +7,755 New
MIG
18
McGuire Investment Group
Rhode Island
$244K +$199K +7,400 New
AWM
19
AllSquare Wealth Management
New York
$98.7K -$4.43K -165 -5%
Osaic Holdings
20
Osaic Holdings
Arizona
$73.5K -$11.1K -415 -16%
NCM
21
Northwest Capital Management
Oregon
$46.1K
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$46K
US Bancorp
23
US Bancorp
Minnesota
$32.9K -$20.7K -770 -44%
Comerica Bank
24
Comerica Bank
Texas
$26.7K -$36.4K -1,354 -63%
First Manhattan
25
First Manhattan
New York
$13.2K

SBIO Hedge Fund Activity: Q4 2023 in Review

34 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q4 2023, worth a combined $45.5M — up 24% from $36.6M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SBIO and 6 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 5 added.

The largest buyer was Morgan Stanley, adding an estimated $1.33M. The largest seller was Strategic Financial Services, cutting an estimated $1.2M.

  • 34 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q4 2023, down from 36 in Q3 2023.
  • Funds reported $45.5M of ALPS Medical Breakthroughs ETF stock for Q4 2023, up 24% quarter-over-quarter.
  • 6 funds opened new ALPS Medical Breakthroughs ETF positions in Q4 2023 and 7 closed out, a net change of -1 holder.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q4 2023 was Morgan Stanley, an estimated $1.33M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q4 2023 was Strategic Financial Services, an estimated $1.2M sold.

Based on aggregated 13F filings for Q4 2023.