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ALPS Medical Breakthroughs ETF
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Overview Fund Activity

34 hedge funds and large institutions have $23.9M invested in ALPS Medical Breakthroughs ETF in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
34
Holders Change
+6
Holders Change %
+21.43%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
14
Reduced
5
Closed
4
Calls
$597K
Puts
$603K
Net Calls
-$6K
Net Calls Change
-$179K

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$2.32M
2
Morgan Stanley
2
Morgan Stanley
New York
$2.36M
3
Bank of America
3
Bank of America
North Carolina
$4.91M
4
UBS Group
4
UBS Group
Switzerland
$5.86M
5
UCFA
5
United Capital Financial Advisors
Texas
$396K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$162K
2
BCM
2
Barometer Capital Management
Ontario, Canada
$2.5M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$681K
4
NAM
4
NTV Asset Management
West Virginia
$485K
5
FANJ
5
Financial Architects (New Jersey)
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$5.86M 178,705 +16,283 +10%
Bank of America
2
Bank of America
North Carolina
$4.91M 149,641 +16,968 +13%
BCM
3
Barometer Capital Management
Ontario, Canada
$2.5M 76,100 -8,000 -10%
Morgan Stanley
4
Morgan Stanley
New York
$2.36M 72,118 +23,146 +47%
RJA
5
Raymond James & Associates
Florida
$2.32M 70,606 +23,157 +49%
VF
6
Virtu Financial
New York
$735K 22,426 +2,565 +13%
CT
7
Cambridge Trust
Massachusetts
$689K 21,027 +119 +0.6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$681K 20,781 -3,697 -15%
LPL Financial
9
LPL Financial
California
$542K 16,541 +1,775 +12%
NAM
10
NTV Asset Management
West Virginia
$485K 14,800 -2,000 -12%
UCFA
11
United Capital Financial Advisors
Texas
$396K 12,085 +12,085 New
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$362K 11,053 – –
HighTower Advisors
13
HighTower Advisors
Illinois
$285K 8,748 +8,748 New
MCM
14
Murphy Capital Management
New Jersey
$229K 7,000 -250 -3%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$225K 6,848 +6,848 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$213K 6,484 +6,484 New
Wells Fargo
17
Wells Fargo
California
$162K 4,958 -8,574 -63%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$161K 4,896 +916 +23%
FAAS
19
First Allied Advisory Services
California
$147K 4,476 +4,476 New
APA
20
American Portfolios Advisors
New York
$139K 4,245 +4,245 New
X
21
Xponance
Pennsylvania
$131K 3,584 +3,584 New
AG
22
Advisor Group
Arizona
$124K 3,785 +1,242 +49%
Citigroup
23
Citigroup
New York
$62K 1,905 – –
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$41K 1,262 +211 +20%
GWM
25
Geneos Wealth Management
Colorado
$29K 900 +100 +13%
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