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ALPS Medical Breakthroughs ETF

34 hedge funds and large institutions have $23.9M invested in ALPS Medical Breakthroughs ETF in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

24% more capital invested

Capital invested by funds: $19.2M → $23.9M (+$4.63M)

21% more funds holding

Funds holding: 2834 (+6)

2.63% more ownership

Funds ownership: 14.69%17.33% (+2.6%)

1% less call options, than puts

Call options by funds: $597K | Put options by funds: $603K

Holders
34
Holders Change
+6
Holders Change %
+21.43%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
14
Reduced
5
Closed
4
Calls
$597K
Puts
$603K
Net Calls
-$6K
Net Calls Change
-$179K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$5.86M +$509K +16,283 +10%
Bank of America
2
Bank of America
North Carolina
$4.91M +$531K +16,968 +13%
BCM
3
Barometer Capital Management
Ontario, Canada
$2.5M -$250K -8,000 -10%
Morgan Stanley
4
Morgan Stanley
New York
$2.36M +$724K +23,146 +47%
RJA
5
Raymond James & Associates
Florida
$2.31M +$725K +23,157 +49%
VF
6
Virtu Financial
New York
$735K +$80.3K +2,565 +13%
CT
7
Cambridge Trust
Massachusetts
$689K +$3.72K +119 +0.6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$681K -$116K -3,697 -15%
LPL Financial
9
LPL Financial
California
$542K +$55.5K +1,775 +12%
NAM
10
NTV Asset Management
West Virginia
$485K -$62.6K -2,000 -12%
UCFA
11
United Capital Financial Advisors
Texas
$396K +$378K +12,085 New
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$362K
HighTower Advisors
13
HighTower Advisors
Illinois
$285K +$274K +8,748 New
MCM
14
Murphy Capital Management
New Jersey
$229K -$7.82K -250 -3%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$225K +$214K +6,848 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$213K +$203K +6,484 New
Wells Fargo
17
Wells Fargo
California
$162K -$268K -8,574 -63%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$161K +$28.7K +916 +23%
FAAS
19
First Allied Advisory Services
California
$147K +$140K +4,476 New
APA
20
American Portfolios Advisors
New York
$139K +$133K +4,245 New
X
21
Xponance
Pennsylvania
$131K +$112K +3,584 New
AG
22
Advisor Group
Arizona
$124K +$38.9K +1,242 +49%
Citigroup
23
Citigroup
New York
$62K
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$41K +$6.6K +211 +20%
GWM
25
Geneos Wealth Management
Colorado
$29K +$3.13K +100 +13%

SBIO Hedge Fund Activity: Q4 2017 in Review

34 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q4 2017, worth a combined $23.9M — up 24% from $19.2M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SBIO positions and 4 closed out — a net gain of 6 holders — while 14 added to existing stakes and 5 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $725K. The largest seller was Wells Fargo, cutting an estimated $268K.

  • 34 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q4 2017, up from 28 in Q3 2017.
  • Funds reported $23.9M of ALPS Medical Breakthroughs ETF stock for Q4 2017, up 24% quarter-over-quarter.
  • 10 funds opened new ALPS Medical Breakthroughs ETF positions in Q4 2017 and 4 closed out, a net change of +6 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q4 2017 was Raymond James & Associates, an estimated $725K added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q4 2017 was Wells Fargo, an estimated $268K sold.

Based on aggregated 13F filings for Q4 2017.