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ALPS Medical Breakthroughs ETF
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Overview Fund Activity

31 hedge funds and large institutions have $31M invested in ALPS Medical Breakthroughs ETF in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
10
Closed
4
Calls
$3K
Puts
$747K
Net Calls
-$744K
Net Calls Change
-$155K

Top Buyers

1
LPL Financial
1
LPL Financial
California
$15.2M
2
Bank of America
2
Bank of America
North Carolina
$4.49M
3
Wells Fargo
3
Wells Fargo
California
$531K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.42M
5
RJA
5
Raymond James & Associates
Florida
$561K

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$1.69M
2
DC
2
Davenport & Co
Virginia
$0
3
Jane Street
3
Jane Street
New York
$566K
4
VKH
4
Virtu KCG Holdings
New York
$957K
5
ACM
5
Aviance Capital Management
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$15.2M 496,472 +459,946 +1,259%
Bank of America
2
Bank of America
North Carolina
$4.49M 141,260 +79,100 +127%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.42M 76,025 +11,235 +17%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.72M 54,009 +4,211 +8%
Citadel Advisors
5
Citadel Advisors
Florida
$1.69M 53,083 -37,915 -42%
VKH
6
Virtu KCG Holdings
New York
$957K 30,139 -19,094 -39%
Jane Street
7
Jane Street
New York
$566K 17,833 -35,673 -67%
RJA
8
Raymond James & Associates
Florida
$561K 17,654 +7,215 +69%
Wells Fargo
9
Wells Fargo
California
$531K 16,707 +16,707 New
MCM
10
Murphy Capital Management
New Jersey
$439K 13,850 -3,475 -20%
SWP
11
Stratos Wealth Partners
Ohio
$394K 12,420 +4,927 +66%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$363K 11,444 +1,590 +16%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$333K 10,481 +898 +9%
SPC
14
Sigma Planning Corp
Michigan
$260K 8,194 -470 -5%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$247K 7,792 -459 -6%
UBS Group
16
UBS Group
Switzerland
$121K 3,820 -7,970 -68%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$120K 3,775 +20 +0.5%
ST
18
Spot Trading
Illinois
$98K 3,100 +600 +24%
CG
19
Cutler Group
California
$95K 3,000 +3,000 New
AIG
20
American International Group
New York
$81K 2,574 +1,323 +106%
HIIFS
21
Harel Insurance Investments & Financial Services
Israel
$79K 2,500 +2,500 New
Creative Planning
22
Creative Planning
Kansas
$71K 2,230 -2,800 -56%
Morgan Stanley
23
Morgan Stanley
New York
$64K 2,011 +680 +51%
MFS
24
MSI Financial Services
Massachusetts
$56K 1,761 +666 +61%
NFG
25
Next Financial Group
Texas
$39K 1,239 – –
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