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ALPS Medical Breakthroughs ETF

31 hedge funds and large institutions have $31M invested in ALPS Medical Breakthroughs ETF in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more capital invested

Capital invested by funds: $15.9M → $31M (+$15.1M)

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

7.47% more ownership

Funds ownership: 11.17%18.64% (+7.5%)

7% more funds holding

Funds holding: 2931 (+2)

100% less call options, than puts

Call options by funds: $3K | Put options by funds: $747K

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
13
Reduced
10
Closed
4
Calls
$3K
Puts
$747K
Net Calls
-$744K
Net Calls Change
-$155K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$15.2M +$14.1M +459,946 +1,259%
Bank of America
2
Bank of America
North Carolina
$4.49M +$2.42M +79,100 +127%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.42M +$344K +11,235 +17%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.72M +$129K +4,211 +8%
Citadel Advisors
5
Citadel Advisors
Florida
$1.69M -$1.16M -37,915 -42%
VKH
6
Virtu KCG Holdings
New York
$957K -$585K -19,094 -39%
Jane Street
7
Jane Street
New York
$566K -$1.09M -35,673 -67%
RJA
8
Raymond James & Associates
Florida
$561K +$221K +7,215 +69%
Wells Fargo
9
Wells Fargo
California
$531K +$512K +16,707 New
MCM
10
Murphy Capital Management
New Jersey
$439K -$106K -3,475 -20%
SWP
11
Stratos Wealth Partners
Ohio
$394K +$151K +4,927 +66%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$363K +$48.7K +1,590 +16%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$333K +$27.5K +898 +9%
SPC
14
Sigma Planning Corp
Michigan
$260K -$14.4K -470 -5%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$247K -$14.1K -459 -6%
UBS Group
16
UBS Group
Switzerland
$121K -$244K -7,970 -68%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$120K +$613 +20 +0.5%
ST
18
Spot Trading
Illinois
$98K +$18.4K +600 +24%
CG
19
Cutler Group
California
$95K +$91.9K +3,000 New
AIG
20
American International Group
New York
$81K +$40.5K +1,323 +106%
HIIFS
21
Harel Insurance Investments & Financial Services
Israel
$79K +$76.6K +2,500 New
Creative Planning
22
Creative Planning
Kansas
$71K -$85.8K -2,800 -56%
Morgan Stanley
23
Morgan Stanley
New York
$64K +$20.8K +680 +51%
MFS
24
MSI Financial Services
Massachusetts
$56K +$20.4K +666 +61%
NFG
25
Next Financial Group
Texas
$39K

SBIO Hedge Fund Activity: Q4 2015 in Review

31 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q4 2015, worth a combined $31M — up 95% from $15.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SBIO positions and 4 closed out — a net gain of 2 holders — while 13 added to existing stakes and 10 trimmed.

The largest buyer was LPL Financial, adding an estimated $14.1M. The largest seller was Davenport & Co, exiting entirely with an estimated $1.19M sold.

  • 31 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q4 2015, up from 29 in Q3 2015.
  • Funds reported $31M of ALPS Medical Breakthroughs ETF stock for Q4 2015, up 95% quarter-over-quarter.
  • 6 funds opened new ALPS Medical Breakthroughs ETF positions in Q4 2015 and 4 closed out, a net change of +2 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q4 2015 was LPL Financial, an estimated $14.1M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q4 2015 was Davenport & Co, an estimated $1.19M sold.

Based on aggregated 13F filings for Q4 2015.