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ALPS Medical Breakthroughs ETF

29 hedge funds and large institutions have $15.9M invested in ALPS Medical Breakthroughs ETF in 2015 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

61% more funds holding

Funds holding: 1829 (+11)

25% more capital invested

Capital invested by funds: $12.8M → $15.9M (+$3.17M)

0.69% more ownership

Funds ownership: 10.48%11.17% (+0.69%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $589K

Holders
29
Holders Change
+11
Holders Change %
+61.11%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
10
Reduced
4
Closed
3
Calls
Puts
$589K
Net Calls
-$589K
Net Calls Change
-$589K
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
1
Citadel Advisors
Florida
$2.54M +$3.18M +90,998 New
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$1.81M +$1.74M +49,890 +335%
Bank of America
3
Bank of America
North Carolina
$1.73M -$371K -10,620 -15%
Jane Street
4
Jane Street
New York
$1.49M -$1.92M -54,885 -51%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.39M +$1.1M +31,458 +172%
VKH
6
Virtu KCG Holdings
New York
$1.37M +$1.72M +49,233 New
DC
7
Davenport & Co
Virginia
$1.19M +$1.49M +42,587 New
LPL Financial
8
LPL Financial
California
$1.09M -$2.18M -62,465 -63%
MCM
9
Murphy Capital Management
New Jersey
$483K -$40.1K -1,150 -6%
UBS Group
10
UBS Group
Switzerland
$329K +$277K +7,926 +205%
ACM
11
Aviance Capital Management
Florida
$291K +$364K +10,423 New
RJA
12
Raymond James & Associates
Florida
$291K +$364K +10,439 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$275K +$67.9K +1,944 +25%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$267K +$334K +9,583 New
SPC
15
Sigma Planning Corp
Michigan
$242K +$302K +8,664 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$230K +$288K +8,251 New
JP Morgan Chase
17
JP Morgan Chase
New York
$220K +$276K +7,910 New
SWP
18
Stratos Wealth Partners
Ohio
$209K +$262K +7,493 New
Creative Planning
19
Creative Planning
Kansas
$140K +$176K +5,030 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$105K +$64.4K +1,845 +97%
ST
21
Spot Trading
Illinois
$70K +$87.3K +2,500 New
Morgan Stanley
22
Morgan Stanley
New York
$38K +$4.01K +115 +9%
AIG
23
American International Group
New York
$35K +$24.1K +690 +123%
NFG
24
Next Financial Group
Texas
$34K +$43.2K +1,239 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$32K +$18.5K +530 +87%

SBIO Hedge Fund Activity: Q3 2015 in Review

29 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q3 2015, worth a combined $15.9M — up 25% from $12.8M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SBIO positions and 3 closed out — a net gain of 11 holders — while 10 added to existing stakes and 4 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $3.18M. The largest seller was LPL Financial, cutting an estimated $2.18M.

  • 29 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q3 2015, up from 18 in Q2 2015.
  • Funds reported $15.9M of ALPS Medical Breakthroughs ETF stock for Q3 2015, up 25% quarter-over-quarter.
  • 14 funds opened new ALPS Medical Breakthroughs ETF positions in Q3 2015 and 3 closed out, a net change of +11 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q3 2015 was Citadel Advisors, an estimated $3.18M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q3 2015 was LPL Financial, an estimated $2.18M sold.

Based on aggregated 13F filings for Q3 2015.