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ALPS Medical Breakthroughs ETF

27 hedge funds and large institutions have $13.2M invested in ALPS Medical Breakthroughs ETF in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

27% more call options, than puts

Call options by funds: $849K | Put options by funds: $668K

17% more funds holding

Funds holding: 2327 (+4)

4.29% less ownership

Funds ownership: 14.55%10.26% (-4.3%)

5% less capital invested

Capital invested by funds: $13.9M → $13.2M (-$745K)

Holders
27
Holders Change
+4
Holders Change %
+17.39%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
7
Closed
3
Calls
$849K
Puts
$668K
Net Calls
+$181K
Net Calls Change
+$183K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$3.08M +$87.6K +3,687 +3%
Morgan Stanley
2
Morgan Stanley
New York
$1.81M -$2.26M -95,193 -54%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.75M -$6.46K -272 -0.4%
VF
4
Virtu Financial
New York
$1.37M +$1.44M +60,502 New
Goldman Sachs
5
Goldman Sachs
New York
$1.14M +$1.2M +50,415 New
LPL Financial
6
LPL Financial
California
$1.08M -$834K -35,125 -43%
Jane Street
7
Jane Street
New York
$535K +$305K +12,839 +119%
VKH
8
Virtu KCG Holdings
New York
$511K +$50.5K +2,127 +10%
Wells Fargo
9
Wells Fargo
California
$458K +$107K +4,489 +29%
RJA
10
Raymond James & Associates
Florida
$378K +$11.6K +490 +3%
MCM
11
Murphy Capital Management
New Jersey
$225K +$236K +9,950 New
UBS Group
12
UBS Group
Switzerland
$198K +$80K +3,370 +63%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$148K +$36.2K +1,524 +30%
Manulife (Manufacturers Life Insurance)
14
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$119K +$30.7K +1,291 +32%
AG
15
Advisor Group
Arizona
$98K +$104K +4,388 New
MFS
16
MSI Financial Services
Massachusetts
$74K +$41.4K +1,743 +114%
IA
17
IFP Advisors
Florida
$30K -$133K -5,607 -81%
Creative Planning
18
Creative Planning
Kansas
$25K -$18.5K -780 -41%
NFG
19
Next Financial Group
Texas
$25K +$4.77K +201 +22%
HIIFS
20
Harel Insurance Investments & Financial Services
Israel
$24K -$4.28K -180 -14%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$18K -$3.66K -154 -16%
CG
22
Cutler Group
California
$17K
Simplex Trading
23
Simplex Trading
Illinois
$13K +$14.3K +602 New
GWM
24
Geneos Wealth Management
Colorado
$11K +$11.9K +500 New
MPWT
25
MassMutual Private Wealth & Trust
Connecticut
$6.07K

SBIO Hedge Fund Activity: Q2 2016 in Review

27 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q2 2016, worth a combined $13.2M — down 5.4% from $13.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SBIO positions and 3 closed out — a net gain of 4 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Virtu Financial, opening a new position worth an estimated $1.44M. The largest seller was Morgan Stanley, cutting an estimated $2.26M.

  • 27 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q2 2016, up from 23 in Q1 2016.
  • Funds reported $13.2M of ALPS Medical Breakthroughs ETF stock for Q2 2016, down 5.4% quarter-over-quarter.
  • 7 funds opened new ALPS Medical Breakthroughs ETF positions in Q2 2016 and 3 closed out, a net change of +4 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q2 2016 was Virtu Financial, an estimated $1.44M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q2 2016 was Morgan Stanley, an estimated $2.26M sold.

Based on aggregated 13F filings for Q2 2016.