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ALPS Medical Breakthroughs ETF

55 hedge funds and large institutions have $84.4M invested in ALPS Medical Breakthroughs ETF in 2018 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

188% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 8

143% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 7

30% more capital invested

Capital invested by funds: $65M → $84.4M (+$19.4M)

22% more funds holding

Funds holding: 4555 (+10)

2% more call options, than puts

Call options by funds: $901K | Put options by funds: $884K

0.45% less ownership

Funds ownership: 29.8%29.35% (-0.45%)

Holders
55
Holders Change
+10
Holders Change %
+22.22%
% of All Funds
1.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
23
Reduced
8
Closed
7
Calls
$901K
Puts
$884K
Net Calls
+$17K
Net Calls Change
-$527K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$17.6M +$2.89M +76,161 +21%
Bank of America
2
Bank of America
North Carolina
$16.6M +$367K +9,674 +2%
Morgan Stanley
3
Morgan Stanley
New York
$10.8M +$4.56M +120,161 +78%
RJA
4
Raymond James & Associates
Florida
$6.62M +$1.93M +50,942 +43%
Wells Fargo
5
Wells Fargo
California
$6M +$483K +12,730 +9%
BCM
6
Barometer Capital Management
Ontario, Canada
$4.02M -$4.13M -108,800 -52%
Jane Street
7
Jane Street
New York
$3.17M +$3.06M +80,644 New
NAM
8
NTV Asset Management
West Virginia
$2.14M +$114K +2,998 +6%
CI
9
Cavalier Investments
Georgia
$2.04M +$1.75M +46,027 +785%
LPL Financial
10
LPL Financial
California
$1.64M +$317K +8,347 +25%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.11M +$95K +2,505 +10%
WIA
12
Wealthstreet Investment Advisors
Texas
$945K +$212K +5,600 +30%
HighTower Advisors
13
HighTower Advisors
Illinois
$899K +$268K +7,065 +45%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$888K +$413K +10,884 +93%
CT
15
Cambridge Trust
Massachusetts
$778K -$29.6K -781 -4%
TRCT
16
Tower Research Capital (TRC)
New York
$730K +$703K +18,544 New
MML Investors Services
17
MML Investors Services
Massachusetts
$665K +$38.2K +1,007 +6%
VF
18
Virtu Financial
New York
$598K +$576K +15,182 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$541K -$2.96K -78 -0.6%
X
20
Xponance
Pennsylvania
$509K +$24.1K +635 +5%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$499K +$88.9K +2,345 +23%
AG
22
Advisor Group
Arizona
$485K +$41.2K +1,085 +10%
SG Americas Securities
23
SG Americas Securities
New York
$460K +$443K +11,681 New
FAAS
24
First Allied Advisory Services
California
$458K +$191K +5,048 +76%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$431K

SBIO Hedge Fund Activity: Q3 2018 in Review

55 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q3 2018, worth a combined $84.4M — up 30% from $65M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SBIO positions and 7 closed out — a net gain of 10 holders — while 23 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.56M. The largest seller was Barometer Capital Management, cutting an estimated $4.13M.

  • 55 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q3 2018, up from 45 in Q2 2018.
  • Funds reported $84.4M of ALPS Medical Breakthroughs ETF stock for Q3 2018, up 30% quarter-over-quarter.
  • 17 funds opened new ALPS Medical Breakthroughs ETF positions in Q3 2018 and 7 closed out, a net change of +10 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q3 2018 was Morgan Stanley, an estimated $4.56M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q3 2018 was Barometer Capital Management, an estimated $4.13M sold.

Based on aggregated 13F filings for Q3 2018.