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ALPS Medical Breakthroughs ETF

51 hedge funds and large institutions have $55.2M invested in ALPS Medical Breakthroughs ETF in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

75,300% more call options, than puts

Call options by funds: $3.77M | Put options by funds: $5K

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

26% more capital invested

Capital invested by funds: $44M → $55.2M (+$11.2M)

9% more funds holding

Funds holding: 4751 (+4)

2.4% less ownership

Funds ownership: 27.06%24.65% (-2.4%)

47% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 17

Holders
51
Holders Change
+4
Holders Change %
+8.51%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
9
Reduced
17
Closed
7
Calls
$3.77M
Puts
$5K
Net Calls
+$3.77M
Net Calls Change
+$1.43M
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$10M -$83.9K -2,261 -0.9%
Bank of America
2
Bank of America
North Carolina
$7.83M -$787K -21,218 -10%
Morgan Stanley
3
Morgan Stanley
New York
$7.06M +$437K +11,789 +8%
Wells Fargo
4
Wells Fargo
California
$4.1M -$533K -14,374 -13%
ASN
5
Advisory Services Network
Georgia
$3.14M -$159K -4,284 -5%
CCP
6
Cardan Capital Partners
Colorado
$3.06M +$181K +4,887 +7%
NAM
7
NTV Asset Management
West Virginia
$2.02M -$35.2K -950 -2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.91M +$428K +11,528 +34%
CT
9
Cambridge Trust
Massachusetts
$1.56M -$62.5K -1,686 -4%
LPL Financial
10
LPL Financial
California
$1.3M -$64.8K -1,748 -5%
WIA
11
Wealthstreet Investment Advisors
Texas
$1.29M
AG
12
Advisor Group
Arizona
$1.17M +$151K +4,065 +17%
Stifel Financial
13
Stifel Financial
Missouri
$999K -$4.64K -125 -0.5%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$989K -$103K -2,787 -11%
FAAS
15
First Allied Advisory Services
California
$927K -$62.5K -1,684 -7%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$883K +$30K +808 +4%
Citadel Advisors
17
Citadel Advisors
Florida
$787K -$454K -12,234 -40%
RJA
18
Raymond James & Associates
Florida
$777K -$585K -15,774 -46%
X
19
Xponance
Pennsylvania
$713K
MML Investors Services
20
MML Investors Services
Massachusetts
$527K -$19.4K -524 -4%
SIC
21
SFE Investment Counsel
California
$416K -$10.4K -280 -3%
GAM
22
Griffin Asset Management
New York
$386K
TRCT
23
Tower Research Capital (TRC)
New York
$353K -$590K -15,895 -66%
CWA
24
Capital Wealth Alliance
Arizona
$353K +$329K +8,881 New
WWM
25
Willingdon Wealth Management
North Carolina
$294K +$40.2K +1,084 +18%

SBIO Hedge Fund Activity: Q4 2019 in Review

51 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q4 2019, worth a combined $55.2M — up 26% from $44M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SBIO positions and 7 closed out — a net gain of 4 holders — while 9 added to existing stakes and 17 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $437K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $953K sold.

  • 51 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q4 2019, up from 47 in Q3 2019.
  • Funds reported $55.2M of ALPS Medical Breakthroughs ETF stock for Q4 2019, up 26% quarter-over-quarter.
  • 11 funds opened new ALPS Medical Breakthroughs ETF positions in Q4 2019 and 7 closed out, a net change of +4 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q4 2019 was Morgan Stanley, an estimated $437K added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q4 2019 was Susquehanna International Group, an estimated $953K sold.

Based on aggregated 13F filings for Q4 2019.