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ALPS Medical Breakthroughs ETF
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Overview Fund Activity

51 hedge funds and large institutions have $55.2M invested in ALPS Medical Breakthroughs ETF in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 17 reducing their positions, and 7 closing their positions.

Holders
51
Holders Change
+4
Holders Change %
+8.51%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
9
Reduced
17
Closed
7
Calls
$3.77M
Puts
$5K
Net Calls
+$3.77M
Net Calls Change
+$1.43M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.06M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$1.91M
3
CWA
3
Capital Wealth Alliance
Arizona
$353K
4
Wolverine Trading
4
Wolverine Trading
Illinois
$292K
5
BRWM
5
B. Riley Wealth Management
Tennessee
$291K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$7.83M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
Jane Street
3
Jane Street
New York
$0
4
TRCT
4
Tower Research Capital (TRC)
New York
$353K
5
RJA
5
Raymond James & Associates
Florida
$777K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$10M 236,690 -2,261 -0.9%
Bank of America
2
Bank of America
North Carolina
$7.83M 185,132 -21,218 -10%
Morgan Stanley
3
Morgan Stanley
New York
$7.06M 166,972 +11,789 +8%
Wells Fargo
4
Wells Fargo
California
$4.1M 96,874 -14,374 -13%
ASN
5
Advisory Services Network
Georgia
$3.14M 74,249 -4,284 -5%
CCP
6
Cardan Capital Partners
Colorado
$3.06M 72,254 +4,887 +7%
NAM
7
NTV Asset Management
West Virginia
$2.02M 47,698 -950 -2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.91M 45,125 +11,528 +34%
CT
9
Cambridge Trust
Massachusetts
$1.56M 36,971 -1,686 -4%
LPL Financial
10
LPL Financial
California
$1.31M 30,862 -1,748 -5%
WIA
11
Wealthstreet Investment Advisors
Texas
$1.29M 30,486 – –
AG
12
Advisor Group
Arizona
$1.17M 27,719 +4,065 +17%
Stifel Financial
13
Stifel Financial
Missouri
$999K 23,660 -125 -0.5%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$989K 23,371 -2,787 -11%
FAAS
15
First Allied Advisory Services
California
$927K 21,867 -1,684 -7%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$883K 20,882 +808 +4%
Citadel Advisors
17
Citadel Advisors
Florida
$787K 18,625 -12,234 -40%
RJA
18
Raymond James & Associates
Florida
$777K 18,379 -15,774 -46%
X
19
Xponance
Pennsylvania
$713K 16,856 – –
MML Investors Services
20
MML Investors Services
Massachusetts
$527K 12,475 -524 -4%
SIC
21
SFE Investment Counsel
California
$416K 9,850 -280 -3%
GAM
22
Griffin Asset Management
New York
$386K 9,120 – –
TRCT
23
Tower Research Capital (TRC)
New York
$353K 8,349 -15,895 -66%
CWA
24
Capital Wealth Alliance
Arizona
$353K 8,881 +8,881 New
WWM
25
Willingdon Wealth Management
North Carolina
$294K 6,955 +1,084 +18%
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