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ALPS Medical Breakthroughs ETF
SBIO

Overview Fund Activity

52 hedge funds and large institutions have $60.8M invested in ALPS Medical Breakthroughs ETF in 2020 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 12 closing their positions.

Holders
52
Holders Change
-1
Holders Change %
-1.89%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
15
Reduced
13
Closed
12
Calls
$1.36M
Puts
–
Net Calls
+$1.36M
Net Calls Change
-$219K

Top Buyers

1
TRCT
1
Tower Research Capital (TRC)
New York
$2.07M
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.73M
3
KAS
3
Kestra Advisory Services
Texas
$532K
4
GIA
4
Gladstone Institutional Advisory
Florida
$494K
5
Wells Fargo
5
Wells Fargo
California
$7.05M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.36M
2
BCM
2
Barometer Capital Management
Ontario, Canada
$0
3
Stifel Financial
3
Stifel Financial
Missouri
$0
4
FAAS
4
First Allied Advisory Services
California
$256K
5
FEM
5
Fulcrum Equity Management
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8.36M 203,259 -25,326 -11%
UBS Group
2
UBS Group
Switzerland
$8.28M 201,207 -2,991 -1%
Bank of America
3
Bank of America
North Carolina
$7.9M 192,074 -6,788 -3%
Wells Fargo
4
Wells Fargo
California
$7.05M 171,380 +11,325 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.08M 74,741 +7,946 +12%
NAM
6
NTV Asset Management
West Virginia
$3.06M 74,373 -1,055 -1%
TRCT
7
Tower Research Capital (TRC)
New York
$2.07M 50,323 +41,409 +465%
CCP
8
Cardan Capital Partners
Colorado
$2.06M 50,165 -7,419 -13%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.98M 48,119 -6,975 -13%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.93M 46,788 -4,074 -8%
NL
11
NWAM LLC
Washington
$1.92M 46,603 -243 -0.5%
Citadel Advisors
12
Citadel Advisors
Florida
$1.73M 42,090 +36,821 +699%
LPL Financial
13
LPL Financial
California
$1.38M 33,568 +1,578 +5%
WIA
14
Wealthstreet Investment Advisors
Texas
$1.36M 32,986 +350 +1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$908K 22,067 +935 +4%
CT
16
Cambridge Trust
Massachusetts
$879K 21,376 -8,184 -28%
RJA
17
Raymond James & Associates
Florida
$728K 17,690 -976 -5%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$691K 16,821 +2,129 +14%
EWA
19
Exencial Wealth Advisors
Oklahoma
$572K 13,899 +6,835 +97%
KAS
20
Kestra Advisory Services
Texas
$532K 12,931 +12,931 New
VNA
21
Valley National Advisers
Pennsylvania
$504K 12,253 +3,434 +39%
GIA
22
Gladstone Institutional Advisory
Florida
$494K 12,001 +12,001 New
GAM
23
Griffin Asset Management
New York
$375K 9,120 – –
SFG
24
Summit Financial Group
West Virginia
$372K 9,050 +750 +9%
SIC
25
SFE Investment Counsel
California
$362K 8,791 +66 +0.8%
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