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ALPS Medical Breakthroughs ETF

52 hedge funds and large institutions have $60.8M invested in ALPS Medical Breakthroughs ETF in 2020 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

1.41% more ownership

Funds ownership: 32.98%34.39% (+1.4%)

3% less capital invested

Capital invested by funds: $62.7M → $60.8M (-$1.93M)

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

2% less funds holding

Funds holding: 5352 (-1)

Holders
52
Holders Change
-1
Holders Change %
-1.89%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
15
Reduced
13
Closed
12
Calls
$1.36M
Puts
Net Calls
+$1.36M
Net Calls Change
-$219K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.36M -$1.04M -25,326 -11%
UBS Group
2
UBS Group
Switzerland
$8.28M -$123K -2,991 -1%
Bank of America
3
Bank of America
North Carolina
$7.9M -$280K -6,788 -3%
Wells Fargo
4
Wells Fargo
California
$7.05M +$467K +11,325 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.08M +$328K +7,946 +12%
NAM
6
NTV Asset Management
West Virginia
$3.06M -$43.5K -1,055 -1%
TRCT
7
Tower Research Capital (TRC)
New York
$2.07M +$1.71M +41,409 +465%
CCP
8
Cardan Capital Partners
Colorado
$2.06M -$306K -7,419 -13%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.98M -$288K -6,975 -13%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.93M -$168K -4,074 -8%
NL
11
NWAM LLC
Washington
$1.92M -$10K -243 -0.5%
Citadel Advisors
12
Citadel Advisors
Florida
$1.73M +$1.52M +36,821 +699%
LPL Financial
13
LPL Financial
California
$1.38M +$65.1K +1,578 +5%
WIA
14
Wealthstreet Investment Advisors
Texas
$1.36M +$14.4K +350 +1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$908K +$38.6K +935 +4%
CT
16
Cambridge Trust
Massachusetts
$879K -$338K -8,184 -28%
RJA
17
Raymond James & Associates
Florida
$728K -$40.3K -976 -5%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$691K +$87.8K +2,129 +14%
EWA
19
Exencial Wealth Advisors
Oklahoma
$572K +$282K +6,835 +97%
KAS
20
Kestra Advisory Services
Texas
$532K +$533K +12,931 New
VNA
21
Valley National Advisers
Pennsylvania
$504K +$142K +3,434 +39%
GIA
22
Gladstone Institutional Advisory
Florida
$494K +$495K +12,001 New
GAM
23
Griffin Asset Management
New York
$375K
SFG
24
Summit Financial Group
West Virginia
$372K +$30.9K +750 +9%
SIC
25
SFE Investment Counsel
California
$362K +$2.72K +66 +0.8%

SBIO Hedge Fund Activity: Q3 2020 in Review

52 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q3 2020, worth a combined $60.8M — down 3.1% from $62.7M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of SBIO and 11 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 15 added.

The largest buyer was Tower Research Capital (TRC), adding an estimated $1.71M. The largest seller was Morgan Stanley, cutting an estimated $1.04M.

  • 52 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q3 2020, down from 53 in Q2 2020.
  • Funds reported $60.8M of ALPS Medical Breakthroughs ETF stock for Q3 2020, down 3.1% quarter-over-quarter.
  • 11 funds opened new ALPS Medical Breakthroughs ETF positions in Q3 2020 and 12 closed out, a net change of -1 holder.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q3 2020 was Tower Research Capital (TRC), an estimated $1.71M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q3 2020 was Morgan Stanley, an estimated $1.04M sold.

Based on aggregated 13F filings for Q3 2020.