First Allied Advisory Services’s ALPS Medical Breakthroughs ETF SBIO Stock Holding History

First Allied Advisory Services’s Portfolio SBIO Stock Details SBIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$256K	Sell	6,232 -15,614	-71%	-$644K	0.01%	965
2020 Q2	$914K	Buy	21,846 +3,381	+18%	+$133K	0.03%	464
2020 Q1	$585K	Sell	18,465 -3,402	-16%	-$130K	0.03%	554
2019 Q4	$927K	Sell	21,867 -1,684	-7%	-$62.5K	0.03%	500
2019 Q3	$746K	Buy	23,551 +1,103	+5%	+$38.8K	0.03%	551
2019 Q2	$811K	Sell	22,448 -90	-0.4%	-$3.1K	0.03%	521
2019 Q1	$813K	Buy	+22,538	New	+$753K	0.03%	511
2018 Q4	–	Sell	-11,661	Closed	-$458K	–	1168
2018 Q3	$458K	Buy	11,661 +5,048	+76%	+$191K	0.02%	753
2018 Q2	$247K	Buy	+6,613	New	+$240K	0.01%	968
2018 Q1	–	Sell	-4,476	Closed	-$147K	–	1441
2017 Q4	$147K	Buy	+4,476	New	+$140K	0.01%	1146
2016 Q4	–	Sell	-8,716	Closed	-$227K	–	1156
2016 Q3	$227K	Buy	+8,716	New	+$218K	0.01%	877

Other funds holding SBIO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

NAM

NTV Asset Management Charleston, West Virginia $910M AUM 27.02% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

First Allied Advisory Services's SBIO Position: Q3 2020 in Review

First Allied Advisory Services reduced its ALPS Medical Breakthroughs ETF (SBIO) stake by 71% in Q3 2020, selling an estimated $644K and leaving 6,232 shares worth $256K. The position accounts for 0.01% of the portfolio, ranked #965.

First Allied Advisory Services first reported a position in SBIO in Q3 2016 and has held it in 11 quarters since. The position peaked at $927K in Q4 2019. 52 funds tracked by Wall St. Rank hold SBIO as of Q3 2020.

First Allied Advisory Services held 6,232 shares of ALPS Medical Breakthroughs ETF worth $256K as of Q3 2020.
First Allied Advisory Services sold 15,614 ALPS Medical Breakthroughs ETF shares in Q3 2020, an estimated $644K.
ALPS Medical Breakthroughs ETF made up 0.01% of First Allied Advisory Services's portfolio in Q3 2020, its #965 holding.
First Allied Advisory Services first reported a position in ALPS Medical Breakthroughs ETF in Q3 2016 and has held it in 11 quarters since.
First Allied Advisory Services's ALPS Medical Breakthroughs ETF position peaked at $927K in Q4 2019.
52 funds tracked by Wall St. Rank held ALPS Medical Breakthroughs ETF as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.