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ALPS Medical Breakthroughs ETF
SBIO

Overview Fund Activity

47 hedge funds and large institutions have $45M invested in ALPS Medical Breakthroughs ETF in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 13 closing their positions.

Holders
47
Holders Change
-4
Holders Change %
-7.84%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
9
Reduced
16
Closed
13
Calls
$832K
Puts
$258K
Net Calls
+$574K
Net Calls Change
-$3.19M

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$3.01M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.75M
3
Osaic Holdings
3
Osaic Holdings
Arizona
$1.31M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.9M
5
Wells Fargo
5
Wells Fargo
California
$4.01M

Top Sellers

1
CCP
1
Cardan Capital Partners
Colorado
$1.46M
2
Citadel Advisors
2
Citadel Advisors
Florida
$0
3
UBS Group
3
UBS Group
Switzerland
$6.91M
4
ASN
4
Advisory Services Network
Georgia
$1.98M
5
CWA
5
Capital Wealth Alliance
Arizona
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$6.91M 217,857 -18,833 -8%
Morgan Stanley
2
Morgan Stanley
New York
$6.75M 212,766 +45,794 +27%
Bank of America
3
Bank of America
North Carolina
$5.75M 181,361 -3,771 -2%
Wells Fargo
4
Wells Fargo
California
$4.01M 126,561 +29,687 +31%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$3.01M 95,043 +95,043 New
ASN
6
Advisory Services Network
Georgia
$1.98M 62,396 -11,853 -16%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.9M 59,906 +36,535 +156%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.63M 51,359 +6,234 +14%
NAM
9
NTV Asset Management
West Virginia
$1.47M 46,278 -1,420 -3%
CCP
10
Cardan Capital Partners
Colorado
$1.46M 45,916 -26,338 -36%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.31M 62,125 +62,125 New
WIA
12
Wealthstreet Investment Advisors
Texas
$1.02M 32,236 +1,750 +6%
CT
13
Cambridge Trust
Massachusetts
$980K 30,916 -6,055 -16%
LPL Financial
14
LPL Financial
California
$960K 30,289 -573 -2%
Stifel Financial
15
Stifel Financial
Missouri
$706K 22,235 -1,425 -6%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$674K 21,276 +394 +2%
BCM
17
Barometer Capital Management
Ontario, Canada
$602K 19,000 +19,000 New
FAAS
18
First Allied Advisory Services
California
$585K 18,465 -3,402 -16%
RJA
19
Raymond James & Associates
Florida
$552K 17,401 -978 -5%
X
20
Xponance
Pennsylvania
$534K 16,856 – –
MML Investors Services
21
MML Investors Services
Massachusetts
$332K 10,479 -1,996 -16%
TRCT
22
Tower Research Capital (TRC)
New York
$307K 9,697 +1,348 +16%
SIC
23
SFE Investment Counsel
California
$303K 9,554 -296 -3%
GAM
24
Griffin Asset Management
New York
$289K 9,120 – –
WWM
25
Willingdon Wealth Management
North Carolina
$218K 6,885 -70 -1%
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