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ALPS Medical Breakthroughs ETF

47 hedge funds and large institutions have $45M invested in ALPS Medical Breakthroughs ETF in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

222% more call options, than puts

Call options by funds: $832K | Put options by funds: $258K

5.68% more ownership

Funds ownership: 24.65%30.34% (+5.7%)

8% less funds holding

Funds holding: 5147 (-4)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

19% less capital invested

Capital invested by funds: $55.2M → $45M (-$10.2M)

44% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 16

Holders
47
Holders Change
-4
Holders Change %
-7.84%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
9
Reduced
16
Closed
13
Calls
$832K
Puts
$258K
Net Calls
+$574K
Net Calls Change
-$3.19M
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$6.91M -$720K -18,833 -8%
Morgan Stanley
2
Morgan Stanley
New York
$6.75M +$1.75M +45,794 +27%
Bank of America
3
Bank of America
North Carolina
$5.75M -$144K -3,771 -2%
Wells Fargo
4
Wells Fargo
California
$4.01M +$1.14M +29,687 +31%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$3.01M +$3.64M +95,043 New
ASN
6
Advisory Services Network
Georgia
$1.98M -$453K -11,853 -16%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.9M +$1.4M +36,535 +156%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.63M +$238K +6,234 +14%
NAM
9
NTV Asset Management
West Virginia
$1.47M -$54.3K -1,420 -3%
CCP
10
Cardan Capital Partners
Colorado
$1.46M -$1.01M -26,338 -36%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.31M +$2.38M +62,125 New
WIA
12
Wealthstreet Investment Advisors
Texas
$1.02M +$66.9K +1,750 +6%
CT
13
Cambridge Trust
Massachusetts
$980K -$232K -6,055 -16%
LPL Financial
14
LPL Financial
California
$960K -$21.9K -573 -2%
Stifel Financial
15
Stifel Financial
Missouri
$706K -$54.5K -1,425 -6%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$674K +$15.1K +394 +2%
BCM
17
Barometer Capital Management
Ontario, Canada
$602K +$727K +19,000 New
FAAS
18
First Allied Advisory Services
California
$585K -$130K -3,402 -16%
RJA
19
Raymond James & Associates
Florida
$552K -$37.4K -978 -5%
X
20
Xponance
Pennsylvania
$534K
MML Investors Services
21
MML Investors Services
Massachusetts
$332K -$76.3K -1,996 -16%
TRCT
22
Tower Research Capital (TRC)
New York
$307K +$51.6K +1,348 +16%
SIC
23
SFE Investment Counsel
California
$303K -$11.3K -296 -3%
GAM
24
Griffin Asset Management
New York
$289K
WWM
25
Willingdon Wealth Management
North Carolina
$218K -$2.68K -70 -1%

SBIO Hedge Fund Activity: Q1 2020 in Review

47 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q1 2020, worth a combined $45M — down 19% from $55.2M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of SBIO and 11 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 9 added.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $3.64M. The largest seller was Cardan Capital Partners, cutting an estimated $1.01M.

  • 47 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q1 2020, down from 51 in Q4 2019.
  • Funds reported $45M of ALPS Medical Breakthroughs ETF stock for Q1 2020, down 19% quarter-over-quarter.
  • 11 funds opened new ALPS Medical Breakthroughs ETF positions in Q1 2020 and 13 closed out, a net change of -2 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q1 2020 was Susquehanna International Group, an estimated $3.64M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q1 2020 was Cardan Capital Partners, an estimated $1.01M sold.

Based on aggregated 13F filings for Q1 2020.