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ALPS Medical Breakthroughs ETF

26 hedge funds and large institutions have $16.6M invested in ALPS Medical Breakthroughs ETF in 2017 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

5.28% less ownership

Funds ownership: 19.84%14.55% (-5.3%)

7% less funds holding

Funds holding: 2826 (-2)

21% less capital invested

Capital invested by funds: $20.9M → $16.6M (-$4.32M)

32% less call options, than puts

Call options by funds: $379K | Put options by funds: $554K

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
26
Holders Change
-2
Holders Change %
-7.14%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
6
Closed
5
Calls
$379K
Puts
$554K
Net Calls
-$175K
Net Calls Change
-$481K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$4.33M +$1.03M +39,806 +34%
Bank of America
2
Bank of America
North Carolina
$3.53M +$589K +22,645 +22%
Wells Fargo
3
Wells Fargo
California
$2.8M +$173K +6,647 +7%
RJA
4
Raymond James & Associates
Florida
$1.01M -$2.29M -88,045 -71%
VF
5
Virtu Financial
New York
$981K +$641K +24,649 +233%
Morgan Stanley
6
Morgan Stanley
New York
$911K +$177K +6,793 +26%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$622K +$114K +4,402 +25%
CT
8
Cambridge Trust
Massachusetts
$548K +$85.9K +3,304 +20%
NAM
9
NTV Asset Management
West Virginia
$420K +$392K +15,100 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$372K -$168K -6,459 -33%
LPL Financial
11
LPL Financial
California
$318K -$1.41M -54,307 -83%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$305K
MCM
13
Murphy Capital Management
New Jersey
$211K +$198K +7,600 New
AG
14
Advisor Group
Arizona
$98K -$142K -5,451 -61%
Citigroup
15
Citigroup
New York
$53K
Manulife (Manufacturers Life Insurance)
16
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$52K -$21.3K -820 -30%
IA
17
IFP Advisors
Florida
$13K
FDCDDQ
18
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.5K
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$9K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$8K
Creative Planning
21
Creative Planning
Kansas
$8K +$2.6K +100 +50%
MPWT
22
MassMutual Private Wealth & Trust
Connecticut
$7.47K
GT
23
Glenmede Trust
Pennsylvania
$5K
Simplex Trading
24
Simplex Trading
Illinois
$2K -$2.6K -100 -49%
AWM
25
AllSquare Wealth Management
New York
$2K

SBIO Hedge Fund Activity: Q2 2017 in Review

26 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q2 2017, worth a combined $16.6M — down 21% from $20.9M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SBIO and 3 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 8 added.

The largest buyer was UBS Group, adding an estimated $1.03M. The largest seller was Raymond James & Associates, cutting an estimated $2.29M.

  • 26 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q2 2017, down from 28 in Q1 2017.
  • Funds reported $16.6M of ALPS Medical Breakthroughs ETF stock for Q2 2017, down 21% quarter-over-quarter.
  • 3 funds opened new ALPS Medical Breakthroughs ETF positions in Q2 2017 and 5 closed out, a net change of -2 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q2 2017 was UBS Group, an estimated $1.03M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q2 2017 was Raymond James & Associates, an estimated $2.29M sold.

Based on aggregated 13F filings for Q2 2017.