We are live on ! Find out more
SBIO icon

ALPS Medical Breakthroughs ETF

47 hedge funds and large institutions have $46.9M invested in ALPS Medical Breakthroughs ETF in 2019 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more call options, than puts

Call options by funds: $1.91M | Put options by funds: $787K

4% more capital invested

Capital invested by funds: $45M → $46.9M (+$1.93M)

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

2% less funds holding

Funds holding: 4847 (-1)

3.47% less ownership

Funds ownership: 27.06%23.59% (-3.5%)

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
1.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
11
Reduced
16
Closed
12
Calls
$1.91M
Puts
$787K
Net Calls
+$1.13M
Net Calls Change
+$288K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$9.4M -$4.11K -123 -0%
Morgan Stanley
2
Morgan Stanley
New York
$8.17M +$1.37M +41,159 +22%
Bank of America
3
Bank of America
North Carolina
$6.68M +$531K +15,900 +9%
Wells Fargo
4
Wells Fargo
California
$3.73M -$1.8M -53,875 -34%
ASN
5
Advisory Services Network
Georgia
$2.35M +$654K +19,574 +43%
CCP
6
Cardan Capital Partners
Colorado
$1.78M +$1.64M +49,124 New
NAM
7
NTV Asset Management
West Virginia
$1.76M
RJA
8
Raymond James & Associates
Florida
$1.39M -$717K -21,464 -36%
LPL Financial
9
LPL Financial
California
$1.2M -$153K -4,575 -12%
WIA
10
Wealthstreet Investment Advisors
Texas
$1.06M +$38.4K +1,150 +4%
Citadel Advisors
11
Citadel Advisors
Florida
$977K -$2.83M -84,689 -76%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$921K -$193K -5,765 -18%
TRCT
13
Tower Research Capital (TRC)
New York
$815K -$107K -3,217 -12%
FAAS
14
First Allied Advisory Services
California
$813K +$753K +22,538 New
CT
15
Cambridge Trust
Massachusetts
$655K -$30.3K -908 -5%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$565K +$26.3K +788 +5%
X
17
Xponance
Pennsylvania
$564K +$88.5K +2,650 +20%
MML Investors Services
18
MML Investors Services
Massachusetts
$559K +$39.1K +1,171 +8%
VF
19
Virtu Financial
New York
$456K -$584K -17,495 -58%
GAM
20
Griffin Asset Management
New York
$389K
AG
21
Advisor Group
Arizona
$357K -$68.5K -2,050 -17%
SIC
22
SFE Investment Counsel
California
$282K +$260K +7,784 New
MCM
23
Murphy Capital Management
New Jersey
$267K -$6.68K -200 -3%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$257K +$237K +7,103 New
IA
25
IFP Advisors
Florida
$250K -$133K -3,988 -37%

SBIO Hedge Fund Activity: Q1 2019 in Review

47 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q1 2019, worth a combined $46.9M — up 4.3% from $45M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of SBIO and 11 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 11 added.

The largest buyer was Cardan Capital Partners, opening a new position worth an estimated $1.64M. The largest seller was Bouchey Financial Group, exiting entirely with an estimated $3.29M sold.

  • 47 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q1 2019, down from 48 in Q4 2018.
  • Funds reported $46.9M of ALPS Medical Breakthroughs ETF stock for Q1 2019, up 4.3% quarter-over-quarter.
  • 11 funds opened new ALPS Medical Breakthroughs ETF positions in Q1 2019 and 12 closed out, a net change of -1 holder.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q1 2019 was Cardan Capital Partners, an estimated $1.64M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q1 2019 was Bouchey Financial Group, an estimated $3.29M sold.

Based on aggregated 13F filings for Q1 2019.