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ALPS Medical Breakthroughs ETF

36 hedge funds and large institutions have $36.6M invested in ALPS Medical Breakthroughs ETF in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

194% more call options, than puts

Call options by funds: $321K | Put options by funds: $109K

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

0.63% less ownership

Funds ownership: 41.19%40.56% (-0.63%)

12% less funds holding

Funds holding: 4136 (-5)

17% less capital invested

Capital invested by funds: $44.3M → $36.6M (-$7.67M)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
36
Holders Change
-5
Holders Change %
-12.2%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
11
Reduced
9
Closed
7
Calls
$321K
Puts
$109K
Net Calls
+$212K
Net Calls Change
-$624K
Name Holding Trade Value Shares
Change
Change in
Stake
DC
1
Davenport & Co
Virginia
$18.7M -$97.6K -3,242 -0.5%
Bank of America
2
Bank of America
North Carolina
$3.37M -$75K -2,490 -2%
Morgan Stanley
3
Morgan Stanley
New York
$3.32M -$634K -21,037 -15%
UBS Group
4
UBS Group
Switzerland
$2.14M -$134K -4,464 -5%
SFS
5
Strategic Financial Services
New York
$1.75M +$295K +9,793 +18%
Wells Fargo
6
Wells Fargo
California
$1.35M +$415K +13,791 +38%
NAM
7
NTV Asset Management
West Virginia
$1.23M -$99.4K -3,301 -7%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$783K +$217K +7,214 +33%
Citadel Advisors
9
Citadel Advisors
Florida
$778K +$580K +19,264 +207%
LPL Financial
10
LPL Financial
California
$532K -$36.9K -1,225 -6%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$506K +$145K +4,811 +35%
GS
12
GTS Securities
New York
$494K +$232K +7,712 +74%
KAS
13
Kestra Advisory Services
Texas
$386K +$59.6K +1,979 +16%
EWA
14
Exencial Wealth Advisors
Oklahoma
$334K +$2.38K +79 +0.6%
PWA
15
Phoenix Wealth Advisors
North Carolina
$267K +$6.75K +224 +2%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$243K -$4.4K -146 -2%
AWM
17
AllSquare Wealth Management
New York
$86K
Osaic Holdings
18
Osaic Holdings
Arizona
$72.1K -$3.25K -108 -4%
Comerica Bank
19
Comerica Bank
Texas
$58.9K +$65.2K +2,164 New
US Bancorp
20
US Bancorp
Minnesota
$48.2K +$23.2K +770 +77%
NCM
21
Northwest Capital Management
Oregon
$38.1K
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$38K
HWM
23
HighMark Wealth Management
Minnesota
$23.1K +$3.01K +100 +13%
First Manhattan
24
First Manhattan
New York
$10.9K
RI
25
Ridgewood Investments
New Jersey
$9.69K -$289K -9,600 -27%

SBIO Hedge Fund Activity: Q3 2023 in Review

36 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q3 2023, worth a combined $36.6M — down 17% from $44.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SBIO and 4 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 11 added.

The largest buyer was Citadel Advisors, adding an estimated $580K. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $2.09M sold.

  • 36 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q3 2023, down from 41 in Q2 2023.
  • Funds reported $36.6M of ALPS Medical Breakthroughs ETF stock for Q3 2023, down 17% quarter-over-quarter.
  • 4 funds opened new ALPS Medical Breakthroughs ETF positions in Q3 2023 and 7 closed out, a net change of -3 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q3 2023 was Citadel Advisors, an estimated $580K added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q3 2023 was Raymond James Financial Services Advisors, an estimated $2.09M sold.

Based on aggregated 13F filings for Q3 2023.