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ALPS Medical Breakthroughs ETF
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Overview Fund Activity

36 hedge funds and large institutions have $36.6M invested in ALPS Medical Breakthroughs ETF in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
36
Holders Change
-5
Holders Change %
-12.2%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
11
Reduced
9
Closed
7
Calls
$321K
Puts
$109K
Net Calls
+$212K
Net Calls Change
-$624K

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$778K
2
Wells Fargo
2
Wells Fargo
California
$1.35M
3
SFS
3
Strategic Financial Services
New York
$1.75M
4
GS
4
GTS Securities
New York
$494K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$783K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$3.32M
3
JIP
3
Jaffetilchin Investment Partners
Florida
$0
4
RPCONE
4
Retirement Planning Company of New England
Rhode Island
$0
5
RJA
5
Raymond James & Associates
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
DC
1
Davenport & Co
Virginia
$18.7M 687,911 -3,242 -0.5%
Bank of America
2
Bank of America
North Carolina
$3.37M 123,663 -2,490 -2%
Morgan Stanley
3
Morgan Stanley
New York
$3.32M 121,857 -21,037 -15%
UBS Group
4
UBS Group
Switzerland
$2.14M 78,516 -4,464 -5%
SFS
5
Strategic Financial Services
New York
$1.75M 64,420 +9,793 +18%
Wells Fargo
6
Wells Fargo
California
$1.35M 49,652 +13,791 +38%
NAM
7
NTV Asset Management
West Virginia
$1.23M 45,187 -3,301 -7%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$783K 28,806 +7,214 +33%
Citadel Advisors
9
Citadel Advisors
Florida
$778K 28,581 +19,264 +207%
LPL Financial
10
LPL Financial
California
$532K 19,551 -1,225 -6%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$506K 18,574 +4,811 +35%
GS
12
GTS Securities
New York
$494K 18,164 +7,712 +74%
KAS
13
Kestra Advisory Services
Texas
$386K 14,186 +1,979 +16%
EWA
14
Exencial Wealth Advisors
Oklahoma
$334K 12,265 +79 +0.6%
PWA
15
Phoenix Wealth Advisors
North Carolina
$267K 9,808 +224 +2%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$243K 8,923 -146 -2%
AWM
17
AllSquare Wealth Management
New York
$86K 3,161 – –
Osaic Holdings
18
Osaic Holdings
Arizona
$72.1K 2,647 -108 -4%
Comerica Bank
19
Comerica Bank
Texas
$58.9K 2,164 +2,164 New
US Bancorp
20
US Bancorp
Minnesota
$48.2K 1,770 +770 +77%
NCM
21
Northwest Capital Management
Oregon
$38.1K 1,400 – –
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$38K 1,400 – –
HWM
23
HighMark Wealth Management
Minnesota
$23.1K 850 +100 +13%
First Manhattan
24
First Manhattan
New York
$10.9K 400 – –
RI
25
Ridgewood Investments
New Jersey
$9.69K 25,800 -9,600 -27%
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