We are live on ! Find out more
SBIO icon

ALPS Medical Breakthroughs ETF

60 hedge funds and large institutions have $71.7M invested in ALPS Medical Breakthroughs ETF in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

537% more call options, than puts

Call options by funds: $1.39M | Put options by funds: $218K

2.71% more ownership

Funds ownership: 32.69%35.39% (+2.7%)

8% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 13

4% less capital invested

Capital invested by funds: $74.8M → $71.7M (-$3.15M)

9% less funds holding

Funds holding: 6660 (-6)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
60
Holders Change
-6
Holders Change %
-9.09%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
13
Closed
10
Calls
$1.39M
Puts
$218K
Net Calls
+$1.17M
Net Calls Change
+$118K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.9M +$276K +6,021 +3%
UBS Group
2
UBS Group
Switzerland
$10.3M +$1.57M +34,268 +18%
Bank of America
3
Bank of America
North Carolina
$9.07M -$250K -5,453 -3%
Wells Fargo
4
Wells Fargo
California
$8.95M +$1.13M +24,625 +14%
PF
5
Phoenix Financial
Israel
$5.1M +$2.84M +61,900 +73%
CCP
6
Cardan Capital Partners
Colorado
$4.09M +$974K +21,230 +31%
NAM
7
NTV Asset Management
West Virginia
$3.02M -$373K -8,126 -11%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.58M +$1.14M +24,937 +79%
LPL Financial
9
LPL Financial
California
$2.2M +$84.9K +1,850 +4%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.58M -$183K -3,992 -10%
BPA
11
Beacon Pointe Advisors
California
$1.48M +$1.09M +23,750 +273%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.04M -$250K -5,449 -19%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.01M -$15.1K -329 -1%
Stifel Financial
14
Stifel Financial
Missouri
$918K -$23.8K -518 -3%
Citadel Advisors
15
Citadel Advisors
Florida
$916K -$1.16M -25,368 -56%
TRCT
16
Tower Research Capital (TRC)
New York
$842K -$1.54M -33,470 -64%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$812K -$10.6K -231 -1%
RJA
18
Raymond James & Associates
Florida
$682K -$462K -10,077 -40%
MML Investors Services
19
MML Investors Services
Massachusetts
$644K +$21.3K +465 +3%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$589K +$594K +12,943 New
KAS
21
Kestra Advisory Services
Texas
$563K
SFG
22
Summit Financial Group
West Virginia
$521K
FTUS
23
Flow Traders U.S.
New York
$517K -$37.9K -825 -7%
SIC
24
SFE Investment Counsel
California
$429K +$2.89K +63 +0.7%
GAM
25
Griffin Asset Management
New York
$415K

SBIO Hedge Fund Activity: Q3 2021 in Review

60 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q3 2021, worth a combined $71.7M — down 4.2% from $74.8M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SBIO and 7 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 14 added.

The largest buyer was Phoenix Financial, adding an estimated $2.84M. The largest seller was Tower Research Capital (TRC), cutting an estimated $1.54M.

  • 60 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q3 2021, down from 66 in Q2 2021.
  • Funds reported $71.7M of ALPS Medical Breakthroughs ETF stock for Q3 2021, down 4.2% quarter-over-quarter.
  • 7 funds opened new ALPS Medical Breakthroughs ETF positions in Q3 2021 and 10 closed out, a net change of -3 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q3 2021 was Phoenix Financial, an estimated $2.84M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q3 2021 was Tower Research Capital (TRC), an estimated $1.54M sold.

Based on aggregated 13F filings for Q3 2021.