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ALPS Medical Breakthroughs ETF

48 hedge funds and large institutions have $45M invested in ALPS Medical Breakthroughs ETF in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.29% less ownership

Funds ownership: 29.35%27.06% (-2.3%)

13% less funds holding

Funds holding: 5548 (-7)

25% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 20

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

47% less capital invested

Capital invested by funds: $84.4M → $45M (-$39.4M)

Holders
48
Holders Change
-7
Holders Change %
-12.73%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
15
Reduced
20
Closed
13
Calls
$839K
Puts
Net Calls
+$839K
Net Calls Change
+$822K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$7.32M -$6.21M -187,187 -42%
Morgan Stanley
2
Morgan Stanley
New York
$5.2M -$2.97M -89,605 -33%
Bank of America
3
Bank of America
North Carolina
$4.75M -$8.39M -253,050 -60%
Wells Fargo
4
Wells Fargo
California
$4.42M +$154K +4,632 +3%
BFG
5
Bouchey Financial Group
New York
$3.29M +$3.7M +111,620 +2,178%
Citadel Advisors
6
Citadel Advisors
Florida
$3.14M +$3.41M +102,740 +1,148%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$2.07M +$1.69M +50,963 +226%
RJA
8
Raymond James & Associates
Florida
$1.69M -$3.59M -108,279 -64%
NAM
9
NTV Asset Management
West Virginia
$1.37M -$189K -5,700 -10%
Jane Street
10
Jane Street
New York
$1.28M -$1.17M -35,272 -44%
ASN
11
Advisory Services Network
Georgia
$1.28M +$1.5M +45,226 +40,744%
LPL Financial
12
LPL Financial
California
$1.06M -$126K -3,809 -9%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$879K +$103K +3,117 +11%
WIA
14
Wealthstreet Investment Advisors
Texas
$873K +$139K +4,201 +17%
VF
15
Virtu Financial
New York
$847K +$495K +14,915 +98%
TRCT
16
Tower Research Capital (TRC)
New York
$725K +$239K +7,209 +39%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$701K +$826K +24,923 New
CT
18
Cambridge Trust
Massachusetts
$535K -$24.9K -752 -4%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$417K +$71.1K +2,143 +17%
MML Investors Services
20
MML Investors Services
Massachusetts
$402K -$86.5K -2,610 -15%
X
21
Xponance
Pennsylvania
$364K
AG
22
Advisor Group
Arizona
$336K -$13.2K -399 -3%
GAM
23
Griffin Asset Management
New York
$303K +$357K +10,758 New
IA
24
IFP Advisors
Florida
$301K +$10.8K +326 +3%
TSS
25
Two Sigma Securities
New York
$298K +$351K +10,586 New

SBIO Hedge Fund Activity: Q4 2018 in Review

48 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q4 2018, worth a combined $45M — down 47% from $84.4M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of SBIO and 8 opened new positions — a net loss of 5 holders — while 20 trimmed existing stakes and 15 added.

The largest buyer was Bouchey Financial Group, adding an estimated $3.7M. The largest seller was Bank of America, cutting an estimated $8.39M.

  • 48 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q4 2018, down from 55 in Q3 2018.
  • Funds reported $45M of ALPS Medical Breakthroughs ETF stock for Q4 2018, down 47% quarter-over-quarter.
  • 8 funds opened new ALPS Medical Breakthroughs ETF positions in Q4 2018 and 13 closed out, a net change of -5 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q4 2018 was Bouchey Financial Group, an estimated $3.7M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q4 2018 was Bank of America, an estimated $8.39M sold.

Based on aggregated 13F filings for Q4 2018.