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ALPS Medical Breakthroughs ETF
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Overview Fund Activity

53 hedge funds and large institutions have $62.7M invested in ALPS Medical Breakthroughs ETF in 2020 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 9 closing their positions.

Holders
53
Holders Change
+6
Holders Change %
+12.77%
% of All Funds
1.09%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
15
Reduced
11
Closed
9
Calls
$1.8M
Puts
$218K
Net Calls
+$1.58M
Net Calls Change
+$1.01M

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$6.7M
2
NAM
2
NTV Asset Management
West Virginia
$3.16M
3
Bank of America
3
Bank of America
North Carolina
$8.32M
4
Morgan Stanley
4
Morgan Stanley
New York
$9.56M
5
FEM
5
Fulcrum Equity Management
Texas
$495K

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$615K
2
ASN
2
Advisory Services Network
Georgia
$0
3
UBS Group
3
UBS Group
Switzerland
$8.54M
4
Osaic Holdings
4
Osaic Holdings
Arizona
$2.13M
5
MML Investors Services
5
MML Investors Services
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.56M 228,585 +15,819 +7%
UBS Group
2
UBS Group
Switzerland
$8.54M 204,198 -13,659 -6%
Bank of America
3
Bank of America
North Carolina
$8.32M 198,862 +17,501 +10%
Wells Fargo
4
Wells Fargo
California
$6.7M 160,055 +33,494 +26%
NAM
5
NTV Asset Management
West Virginia
$3.16M 75,428 +29,150 +63%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.79M 66,795 +6,889 +11%
CCP
7
Cardan Capital Partners
Colorado
$2.41M 57,584 +11,668 +25%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.3M 55,094 +3,735 +7%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.13M 50,862 -11,263 -18%
NL
10
NWAM LLC
Washington
$1.96M 46,846 -160 -0.3%
WIA
11
Wealthstreet Investment Advisors
Texas
$1.37M 32,636 +400 +1%
LPL Financial
12
LPL Financial
California
$1.34M 31,990 +1,701 +6%
CT
13
Cambridge Trust
Massachusetts
$1.22M 29,560 -1,356 -4%
BCM
14
Barometer Capital Management
Ontario, Canada
$1.03M 24,600 +5,600 +29%
FAAS
15
First Allied Advisory Services
California
$914K 21,846 +3,381 +18%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$884K 21,132 -144 -0.7%
Stifel Financial
17
Stifel Financial
Missouri
$843K 20,150 -2,085 -9%
RJA
18
Raymond James & Associates
Florida
$781K 18,666 +1,265 +7%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$615K 14,692 -80,351 -85%
FEM
20
Fulcrum Equity Management
Texas
$495K 11,841 +11,841 New
NCM
21
Niemann Capital Management
Nevada
$491K 11,740 +11,740 New
X
22
Xponance
Pennsylvania
$466K 11,130 -5,726 -34%
GAM
23
Griffin Asset Management
New York
$381K 9,120 – –
TRCT
24
Tower Research Capital (TRC)
New York
$373K 8,914 -783 -8%
VNA
25
Valley National Advisers
Pennsylvania
$369K 8,819 +8,819 New
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