Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
876
Invesco Pharmaceuticals ETF
PJP
$585M
| $887K | 0.01% |
+6,791
| New | +$844K |
2026 Q3
0 quarters
|
|
877
ServiceTitan Inc
TTAN
$7.78B
| $884K | 0.01% |
10,492
-330
| -3% | -$25.8K |
2026 Q2
1 quarter
|
|
878
FT Vest US Equity Buffer ETF January
FJAN
$1.48B
| $880K | 0.01% |
15,604
-1,565
| -9% | -$87.6K |
2024 Q1
10 quarters
|
|
879
State Street SPDR S&P Global Natural Resources ETF
GNR
$5.37B
| $875K | 0.01% |
11,595
+551
| +5% | +$41K |
2024 Q2
9 quarters
|
|
880
Diageo
DEO
$56.2B
| $873K | 0.01% |
9,343
+393
| +4% | +$34.6K |
2026 Q1
2 quarters
|
|
881
Synchrony
SYF
$24B
| $873K | 0.01% |
11,577
+417
| +4% | +$31.7K |
2020 Q2
25 quarters
|
|
882
Invesco Biotechnology & Genome ETF
PBE
$436M
| $870K | 0.01% |
+8,490
| New | +$797K |
2026 Q3
0 quarters
|
|
883
Dow Inc
DOW
$22.6B
| $869K | 0.01% |
25,044
-20,488
| -45% | -$610K |
2019 Q2
29 quarters
|
|
884
Davis Select Financial ETF
DFNL
$459M
| $868K | 0.01% |
17,424
-499
| -3% | -$25.5K |
2021 Q1
22 quarters
|
|
885
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$296M
| $868K | 0.01% |
+14,513
| New | +$880K |
2026 Q3
0 quarters
|
|
886
iShares Russell 2000 Value ETF
IWN
$14.2B
| $866K | 0.01% |
4,032
+361
| +10% | +$79.8K |
2021 Q4
19 quarters
|
|
887
Carlisle Companies
CSL
$15.2B
| $860K | 0.01% |
2,286
-4,291
| -65% | -$1.49M |
2023 Q2
13 quarters
|
|
888
iShares Broad USD High Yield Corporate Bond ETF
USHY
$27.4B
| $860K | 0.01% |
24,043
+2,563
| +12% | +$93.9K |
2023 Q2
13 quarters
|
|
889
Restaurant Brands International
QSR
$26.9B
| $859K | 0.01% |
11,844
+3,658
| +45% | +$275K |
2025 Q1
6 quarters
|
|
890
American Airlines Group
AAL
$9.32B
| $858K | 0.01% |
68,081
-3,363
| -5% | -$49.1K |
2025 Q1
6 quarters
|
|
891
Invesco S&P 500 Top 50 ETF
XLG
$11.4B
| $858K | 0.01% |
13,945
+249
| +2% | +$15.5K |
2025 Q2
5 quarters
|
|
892
Airbnb
ABNB
$114B
| $855K | 0.01% |
5,202
+2,293
| +79% | +$376K |
2023 Q1
14 quarters
|
|
893
JPMorgan Ultra-Short Municipal Income ETF
JMST
$8.42B
| $855K | 0.01% |
16,773
+7,808
| +87% | +$397K |
2024 Q1
10 quarters
|
|
894
Bread Financial
BFH
$3.77B
| $854K | 0.01% |
8,261
+160
| +2% | +$16.8K |
2024 Q2
9 quarters
|
|
895
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.61B
| $853K | 0.01% |
25,347
+17,731
| +233% | +$612K |
2026 Q2
1 quarter
|
|
896
Alaska Air
ALK
$4.62B
| $853K | 0.01% |
23,877
-253
| -1% | -$11.3K |
2022 Q1
18 quarters
|
|
897
Fidelity Blue Chip Growth ETF
FBCG
$7.2B
| $849K | 0.01% |
+14,532
| New | +$895K |
2026 Q3
0 quarters
|
|
898
iShares Core 10+ Year USD Bond ETF
ILTB
$595M
| $846K | 0.01% |
18,149
-15,079
| -45% | -$712K |
2024 Q3
8 quarters
|
|
899
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$8.81B
| $844K | 0.01% |
23,167
+6,057
| +35% | +$239K |
2026 Q1
2 quarters
|
|
900
iShares TIPS Bond ETF
TIP
$14.6B
| $842K | 0.01% |
7,881
-208
| -3% | -$22.2K |
2018 Q1
34 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.