Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
851
Glaukos
GKOS
$13.9B
| $958K | 0.01% |
+4,033
| New | +$675K |
2026 Q3
0 quarters
|
|
852
Iron Mountain
IRM
$33.7B
| $956K | 0.01% |
8,202
+525
| +7% | +$62.9K |
2024 Q2
9 quarters
|
|
853
Rubrik
RBRK
$22.9B
| $952K | 0.01% |
7,672
-11,037
| -59% | -$1.01M |
2026 Q2
1 quarter
|
|
854
JPMorgan International Value ETF
JIVE
$4.6B
| $946K | 0.01% |
10,087
-172
| -2% | -$16.6K |
2026 Q1
2 quarters
|
|
855
NetApp
NTAP
$35B
| $941K | 0.01% |
+4,723
| New | +$871K |
2026 Q3
0 quarters
|
|
856
First Trust Intermediate Duration Preferred & Income Fund
FPF
$973M
| $939K | 0.01% |
59,984
+8,519
| +17% | +$149K |
2020 Q4
23 quarters
|
|
857
iShares Floating Rate Bond ETF
FLOT
$11.7B
| $936K | 0.01% |
18,357
+1,952
| +12% | +$100K |
2021 Q4
19 quarters
|
|
858
Harbor Commodity All-Weather Strategy ETF
HGER
$4.7B
| $928K | 0.01% |
26,069
+13,240
| +103% | +$446K |
2026 Q2
1 quarter
|
|
859
Franklin Dynamic Municipal Bond ETF
FLMI
$2.43B
| $923K | 0.01% |
38,225
+6,251
| +20% | +$153K |
2025 Q1
6 quarters
|
|
860
EchoStar
ECHO
$29.2B
| $914K | 0.01% |
9,430
-80
| -0.8% | -$7.27K |
2025 Q4
3 quarters
|
|
861
Kontoor Brands
KTB
$4.45B
| $912K | 0.01% |
12,278
-100
| -0.8% | -$7.78K |
2026 Q1
2 quarters
|
|
862
Reaves Utility Income Fund
UTG
$3.11B
| $911K | 0.01% |
25,984
+1,138
| +5% | +$43.7K |
2024 Q2
9 quarters
|
|
863
Qiagen
QGEN
$10.4B
| $910K | 0.01% |
+18,122
| New | +$769K |
2026 Q3
0 quarters
|
|
864
Sprott Copper Miners ETF
COPP
$248M
| $907K | 0.01% |
25,075
-1,805
| -7% | -$74.5K |
2026 Q1
2 quarters
|
|
865
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.26B
| $906K | 0.01% |
39,230
+537
| +1% | +$12.7K |
2023 Q2
13 quarters
|
|
866
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
| $903K | 0.01% |
38,534
+1,895
| +5% | +$52.6K |
2025 Q2
5 quarters
|
|
867
Main Street Capital
MAIN
$5.33B
| $901K | 0.01% |
16,287
-32,910
| -67% | -$1.84M |
2022 Q1
18 quarters
|
|
868
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$88.5M
| $898K | 0.01% |
20,915
-4,434
| -17% | -$194K |
2024 Q1
10 quarters
|
|
869
PIMCO Dynamic Income Fund
PDI
$7.18B
| $898K | 0.01% |
62,742
+12,864
| +26% | +$200K |
2024 Q3
8 quarters
|
|
870
Capital Group International Focus Equity ETF
CGXU
$6.41B
| $897K | 0.01% |
28,594
+799
| +3% | +$27.5K |
2024 Q1
10 quarters
|
|
871
Core Scientific
CORZ
$4.04B
| $896K | 0.01% |
+67,619
| New | +$1.33M |
2026 Q3
0 quarters
|
|
872
Vanguard Consumer Staples ETF
VDC
$8.23B
| $893K | 0.01% |
3,683
-158
| -4% | -$36.1K |
2023 Q2
13 quarters
|
|
873
Braze
BRZE
$5.24B
| $892K | 0.01% |
19,499
-29,185
| -60% | -$783K |
2026 Q1
2 quarters
|
|
874
Crown Castle
CCI
$37.7B
| $890K | 0.01% |
+10,036
| New | +$753K |
2026 Q3
0 quarters
|
|
875
Ternium
TX
$10B
| $888K | 0.01% |
16,806
+1,353
| +9% | +$70.2K |
2025 Q4
3 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.