Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
801
Ametek
AME
$55B
| $1.05M | 0.01% |
+4,341
| New | +$1.05M |
2026 Q3
0 quarters
|
|
802
Cohen & Steers Infrastructure Fund
UTF
$2.9B
| $1.04M | 0.01% |
39,351
+4,212
| +12% | +$113K |
2019 Q2
29 quarters
|
|
803
Norwegian Cruise Line
NCLH
$8.43B
| $1.04M | 0.01% |
59,389
-4,579
| -7% | -$80.2K |
2024 Q2
9 quarters
|
|
804
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$75.1M
| $1.04M | 0.01% |
28,508
-152
| -0.5% | -$5.61K |
2020 Q3
24 quarters
|
|
805
GE HealthCare
GEHC
$37.6B
| $1.04M | 0.01% |
13,523
+468
| +4% | +$31.7K |
2023 Q1
14 quarters
|
|
806
W.R. Berkley
WRB
$28.1B
| $1.03M | 0.01% |
14,004
-18,973
| -58% | -$1.34M |
2025 Q2
5 quarters
|
|
807
Jack Henry & Associates
JKHY
$12.1B
| $1.03M | 0.01% |
6,407
+259
| +4% | +$40.3K |
2020 Q4
23 quarters
|
|
808
BWX Technologies
BWXT
$11.7B
| $1.03M | 0.01% |
7,882
+128
| +2% | +$20.9K |
2024 Q2
9 quarters
|
|
809
Mitsubishi UFJ Financial
MUFG
$244B
| $1.03M | 0.01% |
47,788
+1,698
| +4% | +$38.3K |
2025 Q1
6 quarters
|
|
810
Franklin US Low Volatility High Dividend Index ETF
LVHD
$646M
| $1.03M | 0.01% |
22,755
+4,203
| +23% | +$185K |
2025 Q2
5 quarters
|
|
811
Cognizant
CTSH
$28.5B
| $1.03M | 0.01% |
15,788
-800
| -5% | -$43.9K |
2026 Q1
2 quarters
|
|
812
Spotify
SPOT
$123B
| $1.03M | 0.01% |
1,730
+900
| +108% | +$458K |
2023 Q4
11 quarters
|
|
813
Invesco
IVZ
$12.7B
| $1.03M | 0.01% |
36,917
+22,937
| +164% | +$706K |
2025 Q2
5 quarters
|
|
814
Cohen & Steers Quality Income Realty Fund
RQI
$1.76B
| $1.02M | 0.01% |
89,488
-14,460
| -14% | -$175K |
2020 Q4
23 quarters
|
|
815
Vanguard Tax-Exempt Bond Index Fund
VTEB
$54.1B
| $1.02M | 0.01% |
20,957
-5
| -0% | -$247 |
2023 Q3
12 quarters
|
|
816
iShares US Telecommunications ETF
IYZ
$703M
| $1.02M | 0.01% |
26,687
-298,969
| -92% | -$12.6M |
2026 Q1
2 quarters
|
|
817
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.1B
| $1.02M | 0.01% |
19,748
-233
| -1% | -$12.3K |
2023 Q1
14 quarters
|
|
818
Global X S&P 500 Catholic Values ETF
CATH
$1.36B
| $1.02M | 0.01% |
11,389
+1
| +0% | +$90 |
2024 Q1
10 quarters
|
|
819
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
| $1.02M | 0.01% |
+98,703
| New | +$1.14M |
2026 Q3
0 quarters
|
|
820
iShares US Home Construction ETF
ITB
$2.33B
| $1.02M | 0.01% |
11,001
+1,509
| +16% | +$144K |
2023 Q4
11 quarters
|
|
821
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
| $1.02M | 0.01% |
6,170
-590
| -9% | -$98.2K |
2023 Q2
13 quarters
|
|
822
FT Vest U.S. Equity Dual Directional Buffer ETF - November
DLNV
$20.3M
| $1.02M | 0.01% |
30,091
+4,311
| +17% | +$144K |
2026 Q1
2 quarters
|
|
823
iShares Core High Dividend ETF
HDV
$16.2B
| $1.01M | 0.01% |
32,690
-12,591
| -28% | -$362K |
2016 Q2
41 quarters
|
|
824
State Street Communication Services Select Sector SPDR ETF
XLC
$22.1B
| $1.01M | 0.01% |
10,149
+565
| +6% | +$62.9K |
2023 Q2
13 quarters
|
|
825
Guidewire Software
GWRE
$13.3B
| $1.01M | 0.01% |
6,199
-20
| -0.3% | -$3.18K |
2026 Q1
2 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.