Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
776
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$378M
| $1.14M | 0.01% |
40,631
+7,531
| +23% | +$221K |
2022 Q1
18 quarters
|
|
777
Dimensional International Core Fixed Income ETF
DFGX
$1.95B
| $1.14M | 0.01% |
21,993
+8,095
| +58% | +$422K |
2026 Q1
2 quarters
|
|
778
MetLife
MET
$64.6B
| $1.13M | 0.01% |
11,323
+1,982
| +21% | +$189K |
2019 Q2
29 quarters
|
|
779
First Trust Managed Municipal ETF
FMB
$1.94B
| $1.13M | 0.01% |
22,893
-34,475
| -60% | -$1.73M |
2019 Q3
28 quarters
|
|
780
Davis Select International ETF
DINT
$268M
| $1.13M | 0.01% |
41,583
+430
| +1% | +$12.7K |
2021 Q1
22 quarters
|
|
781
Symbotic
SYM
$5.03B
| $1.13M | 0.01% |
29,733
-458
| -2% | -$19.3K |
2025 Q2
5 quarters
|
|
782
Fifth Third Bancorp
FITB
$49.4B
| $1.12M | 0.01% |
20,834
-4,950
| -19% | -$275K |
2020 Q3
24 quarters
|
|
783
Intuit
INTU
$91B
| $1.11M | 0.01% |
3,252
+45
| +1% | +$14.1K |
2020 Q3
24 quarters
|
|
784
Old Dominion Freight Line
ODFL
$35B
| $1.1M | 0.01% |
+6,377
| New | +$1.31M |
2026 Q3
0 quarters
|
|
785
Vanguard Communication Services ETF
VOX
$5.7B
| $1.1M | 0.01% |
6,413
+561
| +10% | +$106K |
2025 Q1
6 quarters
|
|
786
Pacer Swan SOS Fund of Funds ETF
PSFF
$639M
| $1.09M | 0.01% |
31,210
+7,255
| +30% | +$252K |
2025 Q4
3 quarters
|
|
787
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$4B
| $1.08M | 0.01% |
10,894
-3,275
| -23% | -$325K |
2023 Q2
13 quarters
|
|
788
Boston Properties
BXP
$10.6B
| $1.08M | 0.01% |
17,205
-235
| -1% | -$15.8K |
2026 Q1
2 quarters
|
|
789
Garmin
GRMN
$55.9B
| $1.08M | 0.01% |
3,962
-511
| -11% | -$142K |
2020 Q2
25 quarters
|
|
790
PPL Corp
PPL
$27.1B
| $1.08M | 0.01% |
30,266
+190
| +0.6% | +$6.63K |
2019 Q1
30 quarters
|
|
791
Putnam Focused Large Cap Value ETF
PVAL
$15.7B
| $1.07M | 0.01% |
19,617
+2,560
| +15% | +$136K |
2026 Q1
2 quarters
|
|
792
Samsara
IOT
$24.8B
| $1.07M | 0.01% |
25,357
-661
| -3% | -$25.3K |
2026 Q2
1 quarter
|
|
793
Virtus Equity & Convertible Income Fund
NIE
$658M
| $1.07M | 0.01% |
44,238
+11,038
| +33% | +$287K |
2025 Q2
5 quarters
|
|
794
Autodesk
ADSK
$55B
| $1.06M | 0.01% |
4,259
+93
| +2% | +$21.2K |
2025 Q2
5 quarters
|
|
795
JPMorgan US Value Factor ETF
JVAL
$1.06B
| $1.06M | 0.01% |
18,039
-43
| -0.2% | -$2.53K |
2026 Q2
1 quarter
|
|
796
Teradyne
TER
$37.3B
| $1.06M | 0.01% |
3,862
-19,803
| -84% | -$7.3M |
2025 Q2
5 quarters
|
|
797
Invesco BulletShares 2031 Corporate Bond ETF
BSCV
$1.91B
| $1.06M | 0.01% |
+66,295
| New | +$1.07M |
2026 Q3
0 quarters
|
|
798
United Airlines
UAL
$38.9B
| $1.06M | 0.01% |
10,160
+678
| +7% | +$79.9K |
2025 Q4
3 quarters
|
|
799
Monolithic Power Systems
MPWR
$66.3B
| $1.06M | 0.01% |
874
-14
| -2% | -$18.3K |
2025 Q4
3 quarters
|
|
|
800
Arm
ARM
$201B
| $1.05M | 0.01% |
5,092
-92,511
| -95% | -$25.2M |
2025 Q2
5 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.