Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
726
Allison Transmission
ALSN
$10.2B
| $1.33M | 0.02% |
+12,314
| New | +$1.49M |
2026 Q3
0 quarters
|
|
727
BHP
BHP
$211B
| $1.32M | 0.02% |
16,691
-91
| -0.5% | -$7.93K |
2022 Q4
15 quarters
|
|
728
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.48B
| $1.32M | 0.02% |
8,003
-55,399
| -87% | -$9.49M |
2020 Q3
24 quarters
|
|
729
iShares Core MSCI Total International Stock ETF
IXUS
$58.1B
| $1.31M | 0.02% |
14,200
+293
| +2% | +$28.1K |
2023 Q4
11 quarters
|
|
730
Vanguard Consumer Discretionary ETF
VCR
$6.22B
| $1.31M | 0.02% |
3,396
-44
| -1% | -$17K |
2024 Q2
9 quarters
|
|
731
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.77B
| $1.31M | 0.02% |
31,732
-3,784
| -11% | -$159K |
2024 Q3
8 quarters
|
|
732
Venture Global Inc
VG
$29.5B
| $1.31M | 0.02% |
88,389
+12,985
| +17% | +$177K |
2025 Q2
5 quarters
|
|
733
Dimensional US Core Equity Market ETF
DFAU
$12.9B
| $1.3M | 0.02% |
24,939
-728
| -3% | -$38.2K |
2024 Q1
10 quarters
|
|
734
Jackson Financial
JXN
$8.95B
| $1.3M | 0.02% |
9,641
-257
| -3% | -$32.9K |
2023 Q2
13 quarters
|
|
735
Capital Group U.S. Small and Mid Cap ETF
CGMM
$3.56B
| $1.29M | 0.02% |
41,371
+10,332
| +33% | +$334K |
2025 Q4
3 quarters
|
|
736
NOV
NOV
$6.31B
| $1.29M | 0.02% |
66,929
+2,645
| +4% | +$53.1K |
2026 Q2
1 quarter
|
|
737
TPG
TPG
$8.85B
| $1.29M | 0.02% |
27,619
+10,086
| +58% | +$475K |
2026 Q2
1 quarter
|
|
738
Affirm
AFRM
$23.1B
| $1.28M | 0.02% |
17,471
-104
| -0.6% | -$7.82K |
2026 Q1
2 quarters
|
|
739
SPDR Gold MiniShares Trust
GLDM
$31.3B
| $1.28M | 0.02% |
16,690
+12,024
| +258% | +$1.01M |
2025 Q2
5 quarters
|
|
740
Paycom
PAYC
$10.5B
| $1.27M | 0.02% |
4,822
+1,958
| +68% | +$382K |
2024 Q3
8 quarters
|
|
741
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$4.94B
| $1.27M | 0.02% |
16,957
+19
| +0.1% | +$1.44K |
2024 Q4
7 quarters
|
|
742
Burlington
BURL
$16.2B
| $1.27M | 0.02% |
5,368
+3,869
| +258% | +$1.2M |
2025 Q1
6 quarters
|
|
743
Omega Healthcare
OHI
$14.9B
| $1.27M | 0.02% |
27,067
+6,615
| +32% | +$317K |
2024 Q2
9 quarters
|
|
744
Canadian National Railway
CNI
$76.3B
| $1.27M | 0.02% |
10,281
+107
| +1% | +$13.3K |
2025 Q4
3 quarters
|
|
745
Las Vegas Sands
LVS
$26B
| $1.26M | 0.02% |
+34,167
| New | +$1.52M |
2026 Q3
0 quarters
|
|
746
MP Materials
MP
$6.72B
| $1.26M | 0.02% |
31,776
+23,055
| +264% | +$1.17M |
2026 Q1
2 quarters
|
|
747
Johnson Controls International
JCI
$85.7B
| $1.26M | 0.02% |
8,430
-56
| -0.7% | -$8.11K |
2019 Q2
29 quarters
|
|
748
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.2B
| $1.26M | 0.02% |
23,020
+3,208
| +16% | +$181K |
2023 Q2
13 quarters
|
|
749
Figma
FIG
$10.4B
| $1.25M | 0.02% |
57,938
+3,999
| +7% | +$95.6K |
2026 Q1
2 quarters
|
|
750
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$21.1B
| $1.25M | 0.02% |
25,583
+5,894
| +30% | +$292K |
2021 Q4
19 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.