Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
676
Global X SuperDividend ETF
SDIV
$1.09B
| $1.55M | 0.02% |
68,147
+11,202
| +20% | +$276K |
2019 Q2
29 quarters
|
|
677
Franco-Nevada
FNV
$50.8B
| $1.54M | 0.02% |
+6,860
| New | +$1.63M |
2026 Q3
0 quarters
|
|
678
Vanguard Russell 2000 ETF
VTWO
$16.9B
| $1.54M | 0.02% |
13,657
-109
| -0.8% | -$12.9K |
2023 Q1
14 quarters
|
|
679
Gen Digital
GEN
$17.7B
| $1.54M | 0.02% |
52,880
-1,715
| -3% | -$47.6K |
2026 Q1
2 quarters
|
|
680
T. Rowe Price Ultra Short-Term Bond ETF
TBUX
$2.07B
| $1.54M | 0.02% |
30,897
+1,760
| +6% | +$87.7K |
2026 Q2
1 quarter
|
|
681
iShares MSCI USA Momentum Factor ETF
MTUM
$16.6B
| $1.54M | 0.02% |
21,600
-12,332
| -36% | -$952K |
2024 Q1
10 quarters
|
|
682
Global X S&P 500 Covered Call ETF
XYLD
$3.35B
| $1.53M | 0.02% |
+37,240
| New | +$1.54M |
2026 Q3
0 quarters
|
|
683
Pacer Global Cash Cows Dividend ETF
GCOW
$3.68B
| $1.53M | 0.02% |
32,152
+4,644
| +17% | +$214K |
2025 Q3
4 quarters
|
|
684
iShares US Healthcare Providers ETF
IHF
$1.48B
| $1.53M | 0.02% |
25,480
+20,159
| +379% | +$1.14M |
2024 Q3
8 quarters
|
|
685
Rogers Communications
RCI
$18B
| $1.53M | 0.02% |
+46,786
| New | +$1.62M |
2026 Q3
0 quarters
|
|
686
Cadence Design Systems
CDNS
$92.3B
| $1.52M | 0.02% |
4,640
+3,564
| +331% | +$1.17M |
2020 Q3
24 quarters
|
|
687
US Treasury 6 Month Bill ETF
XBIL
$796M
| $1.52M | 0.02% |
30,324
-7,054
| -19% | -$353K |
2023 Q3
12 quarters
|
|
688
Rockwell Automation
ROK
$43.2B
| $1.51M | 0.02% |
3,463
-122
| -3% | -$54.3K |
2022 Q4
15 quarters
|
|
689
KKR & Co
KKR
$88B
| $1.51M | 0.02% |
15,985
+7,150
| +81% | +$730K |
2022 Q4
15 quarters
|
|
690
iShares Dynamic Equity Active ETF
BDYN
$2.97B
| $1.51M | 0.02% |
55,637
+32,490
| +140% | +$907K |
2026 Q1
2 quarters
|
|
691
Emcor
EME
$28.6B
| $1.51M | 0.02% |
2,217
+494
| +29% | +$381K |
2024 Q1
10 quarters
|
|
692
Virtus Reaves Utilities ETF
UTES
$1.16B
| $1.51M | 0.02% |
19,660
-3,215
| -14% | -$246K |
2024 Q2
9 quarters
|
|
693
Janus Henderson AAA CLO ETF
JAAA
$32.6B
| $1.5M | 0.02% |
29,809
+11,975
| +67% | +$606K |
2023 Q3
12 quarters
|
|
694
Invesco Oil & Gas Services ETF
PXJ
$125M
| $1.49M | 0.02% |
31,785
+12,123
| +62% | +$532K |
2023 Q4
11 quarters
|
|
695
Jabil
JBL
$26B
| $1.49M | 0.02% |
5,460
+4,941
| +952% | +$1.58M |
2026 Q2
1 quarter
|
|
696
Hecla Mining
HL
$10.4B
| $1.49M | 0.02% |
110,032
+600
| +0.5% | +$10.5K |
2022 Q4
15 quarters
|
|
697
Vanguard International High Dividend Yield ETF
VYMI
$22.1B
| $1.48M | 0.02% |
14,630
-1,105
| -7% | -$114K |
2023 Q3
12 quarters
|
|
698
Invesco BulletShares 2032 Corporate Bond ETF
BSCW
$1.58B
| $1.47M | 0.02% |
+73,977
| New | +$1.49M |
2026 Q3
0 quarters
|
|
699
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.26B
| $1.46M | 0.02% |
+22,454
| New | +$1.56M |
2026 Q3
0 quarters
|
|
700
Deutsche Bank
DB
$67.8B
| $1.46M | 0.02% |
43,296
+1,003
| +2% | +$37.6K |
2025 Q1
6 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.