Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
651
ARK 21Shares Bitcoin ETF
ARKB
$2.85B
| $1.67M | 0.02% |
65,771
-649
| -1% | -$15.3K |
2025 Q2
5 quarters
|
|
652
Generac Holdings
GNRC
$11.1B
| $1.67M | 0.02% |
8,422
+6,009
| +249% | +$1.25M |
2023 Q1
14 quarters
|
|
653
FT Vest Laddered Autocallable Barrier & Income ETF
ACYN
$1.42B
| $1.66M | 0.02% |
80,310
+39,097
| +95% | +$809K |
2026 Q2
1 quarter
|
|
654
QuantumScape Corp
QS
$2.83B
| $1.66M | 0.02% |
408,240
+117,172
| +40% | +$666K |
2021 Q1
22 quarters
|
|
655
SLB Ltd
SLB
$74.4B
| $1.66M | 0.02% |
30,779
-86,226
| -74% | -$4.44M |
2022 Q4
15 quarters
|
|
656
VictoryShares Free Cash Flow ETF
VFLO
$12.3B
| $1.65M | 0.02% |
30,302
+13,415
| +79% | +$691K |
2025 Q3
4 quarters
|
|
657
Plains All American Pipeline
PAA
$16.7B
| $1.64M | 0.02% |
61,951
-458
| -0.7% | -$11.2K |
2020 Q1
26 quarters
|
|
658
CF Industries
CF
$17.4B
| $1.63M | 0.02% |
13,230
-1,097
| -8% | -$135K |
2022 Q4
15 quarters
|
|
659
iShares US Treasury Bond ETF
GOVT
$43.3B
| $1.61M | 0.02% |
72,338
-1,668
| -2% | -$37.4K |
2022 Q3
16 quarters
|
|
660
Klaviyo
KVYO
$5.86B
| $1.61M | 0.02% |
80,055
+2,346
| +3% | +$41.1K |
2026 Q1
2 quarters
|
|
661
NEOS Nasdaq 100 High Income ETF
QQQI
$14.7B
| $1.61M | 0.02% |
31,166
+11,601
| +59% | +$634K |
2026 Q1
2 quarters
|
|
662
Invesco BulletShares 2030 High Yield Corporate Bond ETF
BSJU
$335M
| $1.61M | 0.02% |
64,628
-3,356
| -5% | -$86K |
2025 Q4
3 quarters
|
|
663
iShares US Healthcare ETF
IYH
$4.82B
| $1.61M | 0.02% |
20,655
+585
| +3% | +$41.2K |
2019 Q2
29 quarters
|
|
664
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$308M
| $1.6M | 0.02% |
71,971
+521
| +0.7% | +$11.8K |
2024 Q3
8 quarters
|
|
665
Carvana
CVNA
$84.1B
| $1.6M | 0.02% |
+23,422
| New | +$1.6M |
2026 Q3
0 quarters
|
|
666
Capital Group Short Duration Income ETF
CGSD
$2.88B
| $1.6M | 0.02% |
62,908
+15,231
| +32% | +$390K |
2024 Q2
9 quarters
|
|
667
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$6.4B
| $1.59M | 0.02% |
28,879
+22,614
| +361% | +$1.26M |
2026 Q1
2 quarters
|
|
668
Enbridge
ENB
$106B
| $1.59M | 0.02% |
32,173
-10,377
| -24% | -$537K |
2018 Q1
34 quarters
|
|
669
York Water
YORW
$526M
| $1.59M | 0.02% |
50,273
+8,698
| +21% | +$280K |
2026 Q2
1 quarter
|
|
670
Moody's
MCO
$88.1B
| $1.58M | 0.02% |
3,202
+1,061
| +50% | +$515K |
2025 Q2
5 quarters
|
|
671
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$729M
| $1.57M | 0.02% |
18,108
+3,284
| +22% | +$288K |
2022 Q4
15 quarters
|
|
672
Truist Financial
TFC
$60.3B
| $1.57M | 0.02% |
32,237
+1,762
| +6% | +$89.5K |
2015 Q3
44 quarters
|
|
673
Nuveen Municipal Credit Income Fund
NZF
$2.26B
| $1.57M | 0.02% |
137,687
+4,644
| +3% | +$56K |
2023 Q2
13 quarters
|
|
674
Tapestry
TPR
$26.7B
| $1.57M | 0.02% |
13,472
+9,920
| +279% | +$1.33M |
2025 Q1
6 quarters
|
|
675
WESCO International
WCC
$15.4B
| $1.56M | 0.02% |
4,560
-504
| -10% | -$173K |
2023 Q1
14 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.