Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
701
Federated Hermes US Strategic Dividend ETF
FDV
$1.07B
| $1.44M | 0.02% |
+41,926
| New | +$1.38M |
2026 Q3
0 quarters
|
|
702
OneMain Financial
OMF
$6.3B
| $1.44M | 0.02% |
+25,470
| New | +$1.57M |
2026 Q3
0 quarters
|
|
703
Pacer Trendpilot Fund of Funds ETF
TRND
$60.7M
| $1.43M | 0.02% |
39,526
+73
| +0.2% | +$2.7K |
2025 Q3
4 quarters
|
|
704
Mueller Industries
MLI
$11.9B
| $1.43M | 0.02% |
26,240
+18,266
| +229% | +$1.14M |
2026 Q1
2 quarters
|
|
705
Royal Caribbean
RCL
$90.3B
| $1.42M | 0.02% |
4,622
+99
| +2% | +$28.1K |
2023 Q4
11 quarters
|
|
706
Global X MLP & Energy Infrastructure Covered Call ETF
MLPD
$25.1M
| $1.41M | 0.02% |
56,387
+1,800
| +3% | +$44.9K |
2025 Q2
5 quarters
|
|
707
Puma Biotechnology
PBYI
$424M
| $1.4M | 0.02% |
134,350
-24,412
| -15% | -$215K |
2020 Q4
23 quarters
|
|
708
State Street Global Allocation ETF
GAL
$325M
| $1.4M | 0.02% |
+26,845
| New | +$1.43M |
2026 Q3
0 quarters
|
|
709
RH
RH
$2.5B
| $1.4M | 0.02% |
9,548
-620
| -6% | -$98.2K |
2025 Q1
6 quarters
|
|
710
United Rentals
URI
$68.2B
| $1.4M | 0.02% |
1,195
-24
| -2% | -$25.6K |
2022 Q4
15 quarters
|
|
711
Sysco
SYY
$38.5B
| $1.39M | 0.02% |
16,792
+3,237
| +24% | +$266K |
2019 Q2
29 quarters
|
|
712
First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF
AFEM
$75.8M
| $1.39M | 0.02% |
15,267
-18,446
| -55% | -$1.77M |
2022 Q4
15 quarters
|
|
713
Rocket Lab Corp
RKLB
$38.3B
| $1.39M | 0.02% |
25,363
+1,903
| +8% | +$137K |
2025 Q2
5 quarters
|
|
714
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.12B
| $1.38M | 0.02% |
131,746
+35,672
| +37% | +$396K |
2023 Q4
11 quarters
|
|
715
Amplify Junior Silver Miners ETF
SILJ
$3.17B
| $1.38M | 0.02% |
61,390
+53,417
| +670% | +$1.51M |
2025 Q3
4 quarters
|
|
716
Invesco Large Cap Value ETF
PWV
$1.86B
| $1.36M | 0.02% |
16,854
+11,108
| +193% | +$889K |
2022 Q4
15 quarters
|
|
717
Hasbro
HAS
$16.9B
| $1.35M | 0.02% |
11,374
-343
| -3% | -$30.6K |
2025 Q1
6 quarters
|
|
718
VanEck Agribusiness ETF
MOO
$1.12B
| $1.35M | 0.02% |
16,454
+12,406
| +306% | +$1.03M |
2021 Q2
21 quarters
|
|
719
iShares Top 20 U.S. Stocks ETF
TOPT
$743M
| $1.35M | 0.02% |
39,638
-1,314
| -3% | -$44.2K |
2025 Q1
6 quarters
|
|
720
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.8B
| $1.34M | 0.02% |
9,224
+2,701
| +41% | +$396K |
2019 Q2
29 quarters
|
|
721
First Trust Innovation Leaders ETF
ILDR
$323M
| $1.34M | 0.02% |
37,229
-1,995
| -5% | -$76.8K |
2025 Q2
5 quarters
|
|
722
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.22B
| $1.34M | 0.02% |
31,750
+13,964
| +79% | +$613K |
2026 Q2
1 quarter
|
|
723
Progressive
PGR
$134B
| $1.34M | 0.02% |
5,787
-299
| -5% | -$64.6K |
2021 Q2
21 quarters
|
|
724
Enova International
ENVA
$4.16B
| $1.34M | 0.02% |
+7,689
| New | +$1.75M |
2026 Q3
0 quarters
|
|
725
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.57B
| $1.34M | 0.02% |
13,874
+416
| +3% | +$38.5K |
2017 Q2
37 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.