Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
751
Southern Copper
SCCO
$150B
| $1.25M | 0.02% |
7,122
+444
| +7% | +$84K |
2024 Q2
9 quarters
|
|
752
First Trust Indxx NextG ETF
NXTG
$519M
| $1.24M | 0.02% |
8,536
+841
| +11% | +$127K |
2020 Q2
25 quarters
|
|
753
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.51B
| $1.24M | 0.02% |
108,306
+4,733
| +5% | +$57.4K |
2021 Q3
20 quarters
|
|
754
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$233M
| $1.23M | 0.02% |
39,440
-75,682
| -66% | -$2.47M |
2019 Q2
29 quarters
|
|
755
First Trust Low Duration Strategic Focus ETF
LDSF
$160M
| $1.23M | 0.02% |
65,997
-11,562
| -15% | -$217K |
2023 Q1
14 quarters
|
|
756
Consolidated Edison
ED
$43.9B
| $1.22M | 0.02% |
10,471
+1,610
| +18% | +$174K |
2023 Q1
14 quarters
|
|
757
iShares MSCI EAFE Growth ETF
EFG
$15.3B
| $1.22M | 0.02% |
30,858
+9,333
| +43% | +$382K |
2021 Q4
19 quarters
|
|
758
Invesco Large Cap Growth ETF
PWB
$2.43B
| $1.22M | 0.02% |
8,251
+72
| +0.9% | +$11.3K |
2021 Q1
22 quarters
|
|
759
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$19.6B
| $1.22M | 0.02% |
23,704
-7,773
| -25% | -$404K |
2022 Q1
18 quarters
|
|
760
Chipotle Mexican Grill
CMG
$45.2B
| $1.2M | 0.02% |
37,583
+25,413
| +209% | +$881K |
2023 Q3
12 quarters
|
|
761
Vanguard Extended Market ETF
VXF
$30.6B
| $1.19M | 0.02% |
5,180
+754
| +17% | +$181K |
2019 Q2
29 quarters
|
|
762
Relay Therapeutics
RLAY
$4.51B
| $1.19M | 0.02% |
+64,971
| New | +$1.24M |
2026 Q3
0 quarters
|
|
763
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.03B
| $1.19M | 0.02% |
43,212
+8,784
| +26% | +$249K |
2024 Q4
7 quarters
|
|
764
e.l.f. Beauty
ELF
$7.06B
| $1.19M | 0.02% |
10,642
-3,062
| -22% | -$280K |
2025 Q1
6 quarters
|
|
765
iShares Russell Top 200 Value ETF
IWX
$4.04B
| $1.19M | 0.02% |
10,443
+179
| +2% | +$19.8K |
2019 Q2
29 quarters
|
|
766
AerCap
AER
$26.6B
| $1.19M | 0.02% |
7,477
+1,053
| +16% | +$156K |
2026 Q1
2 quarters
|
|
767
Kimberly-Clark
KMB
$68.7B
| $1.19M | 0.02% |
10,973
+2,935
| +37% | +$313K |
2019 Q2
29 quarters
|
|
768
iShares 0-1 Year Treasury Bond ETF
SHV
$21.3B
| $1.18M | 0.02% |
10,718
-2,958
| -22% | -$326K |
2022 Q4
15 quarters
|
|
769
iShares US Basic Materials ETF
IYM
$1.23B
| $1.17M | 0.02% |
+6,508
| New | +$1.2M |
2026 Q3
0 quarters
|
|
770
Applovin
APP
$136B
| $1.17M | 0.02% |
5,103
+2,113
| +71% | +$778K |
2024 Q3
8 quarters
|
|
771
Invesco Financial Preferred ETF
PGF
$597M
| $1.16M | 0.02% |
92,808
-8,522
| -8% | -$114K |
2020 Q4
23 quarters
|
|
772
WisdomTree US AI Enhanced Value Fund
AIVL
$424M
| $1.16M | 0.01% |
8,590
-1,674
| -16% | -$221K |
2018 Q1
34 quarters
|
|
773
CMS Energy
CMS
$21.8B
| $1.15M | 0.01% |
16,449
+9,733
| +145% | +$683K |
2019 Q1
30 quarters
|
|
774
D.R. Horton
DHI
$42.2B
| $1.15M | 0.01% |
7,859
+5,738
| +271% | +$837K |
2025 Q2
5 quarters
|
|
775
Amplify Cybersecurity ETF
HACK
$3.32B
| $1.14M | 0.01% |
9,149
+1,423
| +18% | +$161K |
2021 Q1
22 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.