Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1401
Nuveen ESG Large-Cap Value ETF
NULV
$2.61B
| $221K | ﹤0.01% |
+4,057
| New | +$213K |
2026 Q3
0 quarters
|
|
1402
JFrog
FROG
$13.3B
| $220K | ﹤0.01% |
+2,331
| New | +$209K |
2026 Q3
0 quarters
|
|
1403
M&T Bank
MTB
$32B
| $219K | ﹤0.01% |
993
-194
| -16% | -$46.7K |
2024 Q4
7 quarters
|
|
1404
Bitwise Crypto Industry Innovators ETF
BITQ
$313M
| $217K | ﹤0.01% |
11,049
-266
| -2% | -$6.52K |
2025 Q3
4 quarters
|
|
1405
iShares Global Timber & Forestry ETF
WOOD
$253M
| $216K | ﹤0.01% |
3,313
+20
| +0.6% | +$1.41K |
2021 Q2
21 quarters
|
|
1406
Atmus Filtration Technologies
ATMU
$4.49B
| $214K | ﹤0.01% |
4,691
| – | – |
2024 Q3
8 quarters
|
|
1407
COPT Defense Properties
CDP
$3.79B
| $213K | ﹤0.01% |
+6,386
| New | +$232K |
2026 Q3
0 quarters
|
|
1408
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.05B
| $213K | ﹤0.01% |
4,412
-10,755
| -71% | -$540K |
2024 Q3
8 quarters
|
|
1409
Dover
DOV
$28.3B
| $213K | ﹤0.01% |
1,023
-921
| -47% | -$186K |
2024 Q3
8 quarters
|
|
1410
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$179M
| $212K | ﹤0.01% |
1,341
-55
| -4% | -$8.58K |
2026 Q2
1 quarter
|
|
1411
Veralto
VLTO
$28.7B
| $211K | ﹤0.01% |
+1,896
| New | +$181K |
2026 Q3
0 quarters
|
|
1412
MSCI
MSCI
$47B
| $211K | ﹤0.01% |
+337
| New | +$193K |
2026 Q3
0 quarters
|
|
1413
Manulife Financial
MFC
$73B
| $210K | ﹤0.01% |
4,713
-301
| -6% | -$13K |
2026 Q2
1 quarter
|
|
1414
HubSpot
HUBS
$10.1B
| $210K | ﹤0.01% |
+896
| New | +$202K |
2026 Q3
0 quarters
|
|
1415
Jones Lang LaSalle
JLL
$17.4B
| $209K | ﹤0.01% |
582
-900
| -61% | -$312K |
2026 Q1
2 quarters
|
|
1416
JPMorgan Short Duration Core Plus ETF
JSCP
$1.85B
| $209K | ﹤0.01% |
4,500
-870
| -16% | -$40.7K |
2025 Q2
5 quarters
|
|
1417
Pan American Silver
PAAS
$17.5B
| $208K | ﹤0.01% |
+5,488
| New | +$262K |
2026 Q3
0 quarters
|
|
1418
FS Credit Opportunities Corp
FSCO
$1.06B
| $208K | ﹤0.01% |
41,725
-16,422
| -28% | -$83.3K |
2025 Q2
5 quarters
|
|
1419
FT Vest US Equity Deep Buffer ETF November
DNOV
$411M
| $207K | ﹤0.01% |
3,911
-1,413
| -27% | -$73.6K |
2025 Q4
3 quarters
|
|
1420
A.O. Smith
AOS
$8.76B
| $207K | ﹤0.01% |
3,278
-857
| -21% | -$51.7K |
2025 Q2
5 quarters
|
|
1421
Performance Food Group
PFGC
$17.6B
| $207K | ﹤0.01% |
2,087
+111
| +6% | +$11.6K |
2026 Q2
1 quarter
|
|
1422
CDW
CDW
$20.5B
| $207K | ﹤0.01% |
1,344
-4,914
| -79% | -$693K |
2026 Q2
1 quarter
|
|
1423
Wayfair
W
$16B
| $206K | ﹤0.01% |
+1,781
| New | +$174K |
2026 Q3
0 quarters
|
|
1424
FS KKR Capital
FSK
$3.24B
| $206K | ﹤0.01% |
18,662
+18
| +0.1% | +$206 |
2019 Q2
29 quarters
|
|
1425
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.39B
| $206K | ﹤0.01% |
2,166
-3,454
| -61% | -$328K |
2021 Q4
19 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.