Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1351
State Street SPDR S&P Homebuilders ETF
XHB
$1.57B
| $247K | ﹤0.01% |
2,443
+38
| +2% | +$3.98K |
2025 Q4
3 quarters
|
|
1352
Cornerstone Strategic Value Fund
CLM
$1.87B
| $246K | ﹤0.01% |
41,030
-13,887
| -25% | -$97.4K |
2021 Q2
21 quarters
|
|
1353
lululemon athletica
LULU
$12.8B
| $246K | ﹤0.01% |
2,294
+210
| +10% | +$23.9K |
2025 Q1
6 quarters
|
|
1354
iShares MSCI Poland ETF
EPOL
$1.01B
| $244K | ﹤0.01% |
+5,616
| New | +$242K |
2026 Q3
0 quarters
|
|
1355
Sprott Gold Miners ETF
SGDM
$646M
| $244K | ﹤0.01% |
3,755
| – | – |
2025 Q2
5 quarters
|
|
1356
Elbit Systems
ESLT
$32B
| $243K | ﹤0.01% |
312
-16
| -5% | -$12.2K |
2026 Q1
2 quarters
|
|
1357
State Street
STT
$45B
| $243K | ﹤0.01% |
+1,428
| New | +$264K |
2026 Q3
0 quarters
|
|
1358
Guardant Health
GH
$20.4B
| $243K | ﹤0.01% |
+1,357
| New | +$222K |
2026 Q3
0 quarters
|
|
1359
Allegion
ALLE
$15.8B
| $242K | ﹤0.01% |
+1,298
| New | +$199K |
2026 Q3
0 quarters
|
|
1360
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
| $241K | ﹤0.01% |
+1,655
| New | +$243K |
2026 Q3
0 quarters
|
|
1361
Fabrinet
FN
$11.7B
| $241K | ﹤0.01% |
+735
| New | +$337K |
2026 Q3
0 quarters
|
|
1362
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.48B
| $240K | ﹤0.01% |
2,263
-10,796
| -83% | -$1.24M |
2025 Q2
5 quarters
|
|
1363
BlackRock Corporate High Yield Fund
HYT
$1.55B
| $239K | ﹤0.01% |
30,319
+3,000
| +11% | +$24.8K |
2023 Q4
11 quarters
|
|
1364
State Street SPDR S&P Bank ETF
KBE
$1.58B
| $239K | ﹤0.01% |
+3,640
| New | +$250K |
2026 Q3
0 quarters
|
|
1365
Northern Trust Quality Dividend Defensive ETF
QDEF
$537M
| $239K | ﹤0.01% |
2,637
-1,374
| -34% | -$123K |
2024 Q3
8 quarters
|
|
1366
PIMCO Municipal Income Fund II
PML
$877M
| $239K | ﹤0.01% |
34,321
| – | – |
2025 Q3
4 quarters
|
|
1367
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$682M
| $238K | ﹤0.01% |
4,271
-600
| -12% | -$34.5K |
2026 Q2
1 quarter
|
|
1368
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.05B
| $238K | ﹤0.01% |
1,824
-926
| -34% | -$124K |
2025 Q4
3 quarters
|
|
1369
TriNet
TNET
$3.05B
| $238K | ﹤0.01% |
+3,698
| New | +$241K |
2026 Q3
0 quarters
|
|
1370
VanEck Preferred Securities ex Financials ETF
PFXF
$2.13B
| $237K | ﹤0.01% |
14,250
+3,067
| +27% | +$54.6K |
2025 Q4
3 quarters
|
|
1371
Centrus Energy
LEU
$2.16B
| $237K | ﹤0.01% |
2,295
+935
| +69% | +$158K |
2025 Q2
5 quarters
|
|
1372
Canadian Solar
CSIQ
$755M
| $237K | ﹤0.01% |
25,588
-947
| -4% | -$13.2K |
2024 Q3
8 quarters
|
|
1373
WisdomTree US Efficient Core Fund
NTSX
$1.32B
| $237K | ﹤0.01% |
4,024
-500
| -11% | -$29.7K |
2026 Q2
1 quarter
|
|
1374
State Street SPDR Portfolio Aggregate Bond Index ETF
SPAB
$10.4B
| $234K | ﹤0.01% |
+9,427
| New | +$236K |
2026 Q3
0 quarters
|
|
1375
Calamos Convertible and High Income Fund
CHY
$866M
| $234K | ﹤0.01% |
21,099
+1,903
| +10% | +$24.5K |
2020 Q4
23 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.