Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1326
Baker Hughes
BKR
$47.5B
| $260K | ﹤0.01% |
4,706
-2
| -0% | -$119 |
2024 Q4
7 quarters
|
|
1327
Principal Financial Group
PFG
$24.8B
| $260K | ﹤0.01% |
+2,325
| New | +$263K |
2026 Q3
0 quarters
|
|
1328
Take-Two Interactive
TTWO
$41.6B
| $259K | ﹤0.01% |
+1,362
| New | +$315K |
2026 Q3
0 quarters
|
|
1329
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$125M
| $259K | ﹤0.01% |
3,995
+380
| +11% | +$25K |
2025 Q4
3 quarters
|
|
1330
Dimensional Emerging Markets Value ETF
DFEV
$2.08B
| $258K | ﹤0.01% |
+6,485
| New | +$271K |
2026 Q3
0 quarters
|
|
1331
Citizens Financial Group
CFG
$27.3B
| $257K | ﹤0.01% |
4,025
-665
| -14% | -$46.8K |
2025 Q3
4 quarters
|
|
1332
FT Vest Buffered Allocation Growth ETF
BUFG
$328M
| $257K | ﹤0.01% |
8,623
+397
| +5% | +$11.8K |
2026 Q2
1 quarter
|
|
1333
iShares Convertible Bond ETF
ICVT
$6.94B
| $256K | ﹤0.01% |
2,437
-161
| -6% | -$18.5K |
2025 Q1
6 quarters
|
|
1334
Franklin Short Duration US Government ETF
FTSD
$357M
| $255K | ﹤0.01% |
2,851
| – | – |
2025 Q2
5 quarters
|
|
1335
iShares MSCI Mexico ETF
EWW
$1.68B
| $255K | ﹤0.01% |
+3,425
| New | +$258K |
2026 Q3
0 quarters
|
|
1336
Cohen & Steers Duration Preferred & Income Fund
LDP
$558M
| $255K | ﹤0.01% |
13,300
| – | – |
2024 Q2
9 quarters
|
|
1337
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.67B
| $254K | ﹤0.01% |
6,036
-240
| -4% | -$10K |
2025 Q3
4 quarters
|
|
1338
PIMCO Corporate & Income Strategy Fund
PCN
$839M
| $253K | ﹤0.01% |
23,381
-182,535
| -89% | -$2.11M |
2021 Q1
22 quarters
|
|
1339
Sprouts Farmers Market
SFM
$4.6B
| $253K | ﹤0.01% |
5,085
-13
| -0.3% | -$1.02K |
2026 Q2
1 quarter
|
|
1340
iShares US Medical Devices ETF
IHI
$4.06B
| $252K | ﹤0.01% |
+4,621
| New | +$244K |
2026 Q3
0 quarters
|
|
1341
MillerKnoll
MLKN
$1.51B
| $252K | ﹤0.01% |
+11,741
| New | +$258K |
2026 Q3
0 quarters
|
|
1342
Raymond James Financial
RJF
$32.5B
| $251K | ﹤0.01% |
1,596
-367
| -19% | -$62.9K |
2024 Q4
7 quarters
|
|
1343
Invesco S&P MidCap 400 Pure Value ETF
RFV
$336M
| $249K | ﹤0.01% |
1,685
| – | – |
2025 Q3
4 quarters
|
|
1344
KraneShares CSI China Internet ETF
KWEB
$4.48B
| $249K | ﹤0.01% |
+10,931
| New | +$287K |
2026 Q3
0 quarters
|
|
1345
iShares MSCI Brazil ETF
EWZ
$9.27B
| $248K | ﹤0.01% |
7,643
-252
| -3% | -$9.08K |
2025 Q1
6 quarters
|
|
1346
nVent Electric
NVT
$17.9B
| $248K | ﹤0.01% |
1,966
-1,777
| -47% | -$279K |
2025 Q3
4 quarters
|
|
1347
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.6B
| $248K | ﹤0.01% |
5,020
-164
| -3% | -$8.34K |
2026 Q2
1 quarter
|
|
1348
W.P. Carey
WPC
$15.2B
| $248K | ﹤0.01% |
3,862
+91
| +2% | +$6.46K |
2024 Q1
10 quarters
|
|
1349
BioMarin Pharmaceuticals
BMRN
$11B
| $247K | ﹤0.01% |
4,228
+462
| +12% | +$29.1K |
2026 Q2
1 quarter
|
|
1350
Wabtec
WAB
$50.2B
| $247K | ﹤0.01% |
882
-25
| -3% | -$7.11K |
2026 Q1
2 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.