Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1276
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$631M
| $291K | ﹤0.01% |
13,208
+328
| +3% | +$7.37K |
2026 Q1
2 quarters
|
|
1277
T. Rowe Price International Equity ETF
TOUS
$1.68B
| $291K | ﹤0.01% |
+7,686
| New | +$300K |
2026 Q3
0 quarters
|
|
1278
WisdomTree Private Credit and Alternative Income Fund
HYIN
$44.4M
| $290K | ﹤0.01% |
23,896
-418
| -2% | -$5.86K |
2025 Q4
3 quarters
|
|
1279
HP
HPQ
$25.7B
| $290K | ﹤0.01% |
+10,064
| New | +$290K |
2026 Q3
0 quarters
|
|
1280
HCI Group
HCI
$2.31B
| $289K | ﹤0.01% |
+1,463
| New | +$266K |
2026 Q3
0 quarters
|
|
1281
FT Vest US Equity Buffer ETF March
FMAR
$1.2B
| $289K | ﹤0.01% |
5,398
-1,724
| -24% | -$91.4K |
2024 Q2
9 quarters
|
|
1282
JPMorgan Inflation Managed Bond ETF
JCPI
$914M
| $289K | ﹤0.01% |
6,158
+1,086
| +21% | +$51.3K |
2026 Q1
2 quarters
|
|
1283
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
| $288K | ﹤0.01% |
+5,448
| New | +$299K |
2026 Q3
0 quarters
|
|
1284
Sixth Street Specialty
TSLX
$1.69B
| $287K | ﹤0.01% |
+16,253
| New | +$292K |
2026 Q3
0 quarters
|
|
1285
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.02B
| $285K | ﹤0.01% |
1,250
+146
| +13% | +$38.6K |
2025 Q4
3 quarters
|
|
1286
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$197M
| $284K | ﹤0.01% |
4,577
-101
| -2% | -$7.17K |
2020 Q3
24 quarters
|
|
1287
Creative Realities
CREX
$27.5M
| $284K | ﹤0.01% |
133,176
| – | – |
2022 Q4
15 quarters
|
|
1288
Annaly Capital Management
NLY
$14.8B
| $284K | ﹤0.01% |
15,555
-11,323
| -42% | -$254K |
2025 Q4
3 quarters
|
|
1289
monday.com
MNDY
$3.72B
| $284K | ﹤0.01% |
2,966
-256
| -8% | -$22.2K |
2026 Q1
2 quarters
|
|
1290
PC Connection
CNXN
$2B
| $283K | ﹤0.01% |
+3,258
| New | +$266K |
2026 Q3
0 quarters
|
|
1291
Starwood Property Trust
STWD
$4.46B
| $282K | ﹤0.01% |
23,128
+1,153
| +5% | +$18.4K |
2023 Q4
11 quarters
|
|
1292
Sanofi
SNY
$113B
| $281K | ﹤0.01% |
6,347
+411
| +7% | +$17.9K |
2023 Q2
13 quarters
|
|
1293
Invesco BulletShares 2029 Municipal Bond ETF
BSMT
$311M
| $281K | ﹤0.01% |
12,365
+1,400
| +13% | +$32K |
2025 Q1
6 quarters
|
|
1294
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.89B
| $281K | ﹤0.01% |
30,012
+7,910
| +36% | +$77.3K |
2024 Q2
9 quarters
|
|
1295
Reddit
RDDT
$18.4B
| $279K | ﹤0.01% |
3,043
-283
| -9% | -$46.8K |
2024 Q3
8 quarters
|
|
1296
Davis Select US Equity ETF
DUSA
$1.28B
| $278K | ﹤0.01% |
+4,933
| New | +$281K |
2026 Q3
0 quarters
|
|
1297
Baron Technology ETF
BCTK
$199M
| $278K | ﹤0.01% |
+10,100
| New | +$302K |
2026 Q3
0 quarters
|
|
1298
DELISTED
Kenvue
KVUE
| $275K | ﹤0.01% |
14,264
-376
| -3% | -$7.08K |
2026 Q1
2 quarters
|
|
1299
First Trust Structured Credit Income Opportunities ETF
SCIO
$569M
| $273K | ﹤0.01% |
13,560
+587
| +5% | +$12K |
2025 Q4
3 quarters
|
|
1300
Harley-Davidson
HOG
$3.3B
| $273K | ﹤0.01% |
8,749
-388
| -4% | -$10.3K |
2026 Q2
1 quarter
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.