Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1251
PGIM Laddered S&P 500 Buffer 12 ETF
BUFP
$340M
| $312K | ﹤0.01% |
+9,503
| New | +$309K |
2026 Q3
0 quarters
|
|
1252
AngloGold Ashanti
AU
$43.7B
| $312K | ﹤0.01% |
3,906
+488
| +14% | +$46.4K |
2025 Q4
3 quarters
|
|
1253
PJT Partners
PJT
$3.81B
| $309K | ﹤0.01% |
2,062
| – | – |
2024 Q3
8 quarters
|
|
1254
Inspire Medical Systems
INSP
$1.77B
| $308K | ﹤0.01% |
+4,530
| New | +$271K |
2026 Q3
0 quarters
|
|
1255
JPMorgan BetaBuilders US Equity ETF
BBUS
$9.6B
| $307K | ﹤0.01% |
+2,253
| New | +$309K |
2026 Q3
0 quarters
|
|
1256
Brunswick
BC
$4.89B
| $305K | ﹤0.01% |
+4,054
| New | +$310K |
2026 Q3
0 quarters
|
|
1257
Invesco Trust Investment Grade Municipals
VGM
$493M
| $304K | ﹤0.01% |
32,306
+2,700
| +9% | +$27.3K |
2025 Q1
6 quarters
|
|
1258
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$252M
| $304K | ﹤0.01% |
12,927
+13
| +0.1% | +$306 |
2025 Q1
6 quarters
|
|
1259
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$586M
| $302K | ﹤0.01% |
+1,707
| New | +$318K |
2026 Q3
0 quarters
|
|
1260
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
| $302K | ﹤0.01% |
3,000
| – | – |
2022 Q4
15 quarters
|
|
1261
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.25B
| $300K | ﹤0.01% |
3,103
-1,349
| -30% | -$129K |
2026 Q2
1 quarter
|
|
1262
Genpact
G
$7.29B
| $299K | ﹤0.01% |
+7,551
| New | +$256K |
2026 Q3
0 quarters
|
|
1263
iShares US Energy ETF
IYE
$1.82B
| $299K | ﹤0.01% |
4,050
-15,052
| -79% | -$966K |
2020 Q2
25 quarters
|
|
1264
SELLAS Life Sciences
SLS
$1.59B
| $297K | ﹤0.01% |
30,719
+12,600
| +70% | +$158K |
2026 Q2
1 quarter
|
|
1265
AllianceBernstein
AB
$3.08B
| $297K | ﹤0.01% |
8,470
-551
| -6% | -$20.2K |
2024 Q2
9 quarters
|
|
1266
Liberty Energy
LBRT
$2.13B
| $297K | ﹤0.01% |
17,587
-962
| -5% | -$19.9K |
2024 Q1
10 quarters
|
|
1267
Allegiant Air
ALGT
$2.52B
| $295K | ﹤0.01% |
4,142
-834
| -17% | -$75.1K |
2026 Q2
1 quarter
|
|
1268
FirstCash
FCFS
$7.92B
| $295K | ﹤0.01% |
1,625
+494
| +44% | +$106K |
2025 Q2
5 quarters
|
|
1269
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.8B
| $294K | ﹤0.01% |
5,934
-1,094
| -16% | -$54.9K |
2024 Q1
10 quarters
|
|
1270
KB Home
KBH
$2.91B
| $294K | ﹤0.01% |
6,136
-730
| -11% | -$39.5K |
2025 Q1
6 quarters
|
|
1271
Worthington Enterprises
WOR
$2.93B
| $294K | ﹤0.01% |
+4,686
| New | +$268K |
2026 Q3
0 quarters
|
|
1272
Fomento Económico Mexicano
FMX
$44.9B
| $294K | ﹤0.01% |
+2,329
| New | +$287K |
2026 Q3
0 quarters
|
|
1273
STAG Industrial
STAG
$7.13B
| $293K | ﹤0.01% |
7,956
+67
| +0.8% | +$2.55K |
2024 Q4
7 quarters
|
|
1274
Vanguard FTSE Pacific ETF
VPL
$8.28B
| $293K | ﹤0.01% |
2,695
-1,780
| -40% | -$202K |
2025 Q3
4 quarters
|
|
1275
Sarepta Therapeutics
SRPT
$1.72B
| $292K | ﹤0.01% |
15,703
-1,339
| -8% | -$25.1K |
2025 Q3
4 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.