Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1201
VanEck Uranium + Nuclear Energy ETF
NLR
$3.05B
| $349K | ﹤0.01% |
3,804
-937
| -20% | -$106K |
2025 Q3
4 quarters
|
|
1202
iShares MSCI South Korea ETF
EWY
$20.5B
| $349K | ﹤0.01% |
2,284
+843
| +59% | +$148K |
2026 Q2
1 quarter
|
|
1203
US Global Jets ETF
JETS
$943M
| $347K | ﹤0.01% |
12,887
-1,500
| -10% | -$45.4K |
2025 Q2
5 quarters
|
|
1204
Insight Enterprises
NSIT
$4.73B
| $347K | ﹤0.01% |
+2,007
| New | +$284K |
2026 Q3
0 quarters
|
|
1205
Invesco Preferred ETF
PGX
$3.63B
| $347K | ﹤0.01% |
35,214
-8,896
| -20% | -$94.4K |
2020 Q2
25 quarters
|
|
1206
Swan Hedged Equity US Large Cap ETF
HEGD
$728M
| $347K | ﹤0.01% |
+13,003
| New | +$350K |
2026 Q3
0 quarters
|
|
1207
InvenTrust Properties
IVT
$2.47B
| $346K | ﹤0.01% |
11,177
-165
| -1% | -$5.53K |
2021 Q4
19 quarters
|
|
1208
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.06B
| $346K | ﹤0.01% |
+5,885
| New | +$354K |
2026 Q3
0 quarters
|
|
1209
DNOW Inc
DNOW
$2.51B
| $346K | ﹤0.01% |
21,215
-527
| -2% | -$7.92K |
2024 Q3
8 quarters
|
|
1210
Invesco BulletShares 2027 Municipal Bond ETF
BSMR
$374M
| $346K | ﹤0.01% |
14,704
+700
| +5% | +$16.5K |
2025 Q1
6 quarters
|
|
1211
Vulcan Materials
VMC
$37B
| $345K | ﹤0.01% |
1,224
+86
| +8% | +$23.4K |
2023 Q2
13 quarters
|
|
1212
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund
SDCI
$797M
| $342K | ﹤0.01% |
+10,993
| New | +$326K |
2026 Q3
0 quarters
|
|
1213
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$787M
| $342K | ﹤0.01% |
14,340
+67
| +0.5% | +$1.73K |
2024 Q2
9 quarters
|
|
1214
FT Vest US Equity Buffer ETF July
FJUL
$1.39B
| $341K | ﹤0.01% |
5,583
-3,250
| -37% | -$197K |
2023 Q4
11 quarters
|
|
1215
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.07B
| $340K | ﹤0.01% |
14,792
-1,011
| -6% | -$22.6K |
2024 Q2
9 quarters
|
|
1216
LTC Properties
LTC
$2.53B
| $340K | ﹤0.01% |
+7,595
| New | +$311K |
2026 Q3
0 quarters
|
|
1217
OGE Energy
OGE
$10.5B
| $340K | ﹤0.01% |
6,867
-1,508
| -18% | -$71K |
2025 Q1
6 quarters
|
|
1218
iShares MSCI Peru and Global Exposure ETF
EPU
$504M
| $339K | ﹤0.01% |
4,231
+67
| +2% | +$5.96K |
2026 Q1
2 quarters
|
|
1219
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.3B
| $339K | ﹤0.01% |
6,992
+2,470
| +55% | +$128K |
2026 Q1
2 quarters
|
|
1220
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$1.83B
| $339K | ﹤0.01% |
14,793
-1,593
| -10% | -$36.4K |
2025 Q1
6 quarters
|
|
1221
Blackstone Secured Lending
BXSL
$5.59B
| $338K | ﹤0.01% |
14,529
+734
| +5% | +$17.7K |
2025 Q4
3 quarters
|
|
1222
Vanguard Core Tax-Exempt Bond ETF
VCRM
$2.32B
| $338K | ﹤0.01% |
+4,571
| New | +$341K |
2026 Q3
0 quarters
|
|
1223
The Kraft Heinz Company
KHC
$28.6B
| $338K | ﹤0.01% |
13,875
-3,687
| -21% | -$92.8K |
2022 Q4
15 quarters
|
|
1224
First Trust SSI Strategic Convertible Securities ETF
FCVT
$75.5M
| $336K | ﹤0.01% |
7,482
+1,455
| +24% | +$72.7K |
2025 Q3
4 quarters
|
|
1225
DT Midstream
DTM
$11.8B
| $333K | ﹤0.01% |
2,681
-73
| -3% | -$9.8K |
2025 Q2
5 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.