Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1176
Capital Group Municipal High-Income ETF
CGHM
$3.81B
| $370K | ﹤0.01% |
14,939
-6,209
| -29% | -$157K |
2025 Q1
6 quarters
|
|
1177
NatWest
NWG
$63.1B
| $369K | ﹤0.01% |
23,873
+7,530
| +46% | +$139K |
2025 Q2
5 quarters
|
|
1178
Commerce Bancshares
CBSH
$7.88B
| $369K | ﹤0.01% |
6,707
-121
| -2% | -$7.06K |
2026 Q1
2 quarters
|
|
1179
CRISPR Therapeutics
CRSP
$4.82B
| $368K | ﹤0.01% |
7,157
+3,229
| +82% | +$174K |
2025 Q2
5 quarters
|
|
1180
Cigna
CI
$77.3B
| $368K | ﹤0.01% |
1,224
-486
| -28% | -$137K |
2020 Q3
24 quarters
|
|
1181
Brookfield
BN
$94.7B
| $367K | ﹤0.01% |
9,353
+112
| +1% | +$4.62K |
2023 Q4
11 quarters
|
|
1182
Invesco S&P MidCap Quality ETF
XMHQ
$5.77B
| $366K | ﹤0.01% |
+3,109
| New | +$359K |
2026 Q3
0 quarters
|
|
1183
Invesco S&P 500 GARP ETF
SPGP
$2.15B
| $365K | ﹤0.01% |
2,972
-24
| -0.8% | -$2.98K |
2026 Q2
1 quarter
|
|
1184
SPS Commerce
SPSC
$2.92B
| $364K | ﹤0.01% |
+4,388
| New | +$325K |
2026 Q3
0 quarters
|
|
1185
Ares Management
ARES
$31.4B
| $364K | ﹤0.01% |
2,835
-1,331
| -32% | -$174K |
2023 Q2
13 quarters
|
|
1186
Invesco S&P 500 BuyWrite ETF
PBP
$387M
| $364K | ﹤0.01% |
+15,788
| New | +$366K |
2026 Q3
0 quarters
|
|
1187
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.77B
| $360K | ﹤0.01% |
+7,132
| New | +$360K |
2026 Q3
0 quarters
|
|
1188
Five Below
FIVE
$13.8B
| $360K | ﹤0.01% |
+1,494
| New | +$335K |
2026 Q3
0 quarters
|
|
1189
Upstart Holdings
UPST
$2.18B
| $359K | ﹤0.01% |
15,580
-138
| -0.9% | -$3.95K |
2025 Q2
5 quarters
|
|
1190
Fundstrat Granny Shots US Small & Mid-Cap ETF
GRNJ
$448M
| $359K | ﹤0.01% |
13,806
-173
| -1% | -$5.1K |
2026 Q1
2 quarters
|
|
1191
Spear Alpha ETF
SPRX
$158M
| $358K | ﹤0.01% |
9,747
+1,443
| +17% | +$67K |
2026 Q2
1 quarter
|
|
1192
iShares iBonds 1-5 Year Treasury Ladder ETF
LDRT
$275M
| $358K | ﹤0.01% |
+14,414
| New | +$359K |
2026 Q3
0 quarters
|
|
1193
Western Alliance Bancorporation
WAL
$8.31B
| $356K | ﹤0.01% |
4,670
-149
| -3% | -$12K |
2023 Q2
13 quarters
|
|
1194
Vanguard Russell 1000 ETF
VONE
$9.29B
| $355K | ﹤0.01% |
1,035
-358
| -26% | -$123K |
2021 Q4
19 quarters
|
|
1195
Nutanix
NTNX
$16.3B
| $354K | ﹤0.01% |
+5,268
| New | +$331K |
2026 Q3
0 quarters
|
|
1196
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.76B
| $354K | ﹤0.01% |
3,848
-47
| -1% | -$4.35K |
2025 Q2
5 quarters
|
|
1197
T. Rowe Price Growth Stock ETF
TGRW
$1.08B
| $352K | ﹤0.01% |
7,794
+1,172
| +18% | +$55.3K |
2025 Q3
4 quarters
|
|
1198
Wolfspeed
WOLF
$1.34B
| $351K | ﹤0.01% |
+15,985
| New | +$459K |
2026 Q3
0 quarters
|
|
1199
iShares iBonds 1-5 Year TIPS Ladder ETF
LDRI
$33.3M
| $351K | ﹤0.01% |
+14,064
| New | +$351K |
2026 Q3
0 quarters
|
|
1200
Global X Robotics & Artificial Intelligence ETF
BOTZ
$2.95B
| $351K | ﹤0.01% |
10,876
+204
| +2% | +$7.31K |
2025 Q2
5 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.