Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1126
abrdn Physical Platinum Shares ETF
PPLT
$1.83B
| $411K | 0.01% |
+31,608
| New | +$494K |
2026 Q3
0 quarters
|
|
1127
Cohen & Steers Natural Resources Active ETF
CSNR
$119M
| $409K | 0.01% |
11,139
+2,072
| +23% | +$75.8K |
2026 Q1
2 quarters
|
|
1128
SentinelOne
S
$7.9B
| $409K | 0.01% |
16,269
-165
| -1% | -$3.41K |
2026 Q1
2 quarters
|
|
1129
Dimensional Global Credit ETF
DGCB
$1.17B
| $409K | 0.01% |
+7,767
| New | +$414K |
2026 Q3
0 quarters
|
|
1130
FT Vest US Equity Moderate Buffer ETF February
GFEB
$365M
| $408K | 0.01% |
9,070
-5,380
| -37% | -$240K |
2024 Q1
10 quarters
|
|
1131
Navitas Semiconductor
NVTS
$2.49B
| $408K | 0.01% |
48,094
+8,338
| +21% | +$103K |
2025 Q2
5 quarters
|
|
1132
Federated Hermes MDT Small Cap Core ETF
FSCC
$450M
| $408K | 0.01% |
12,015
+1,516
| +14% | +$53.7K |
2026 Q2
1 quarter
|
|
1133
iShares MSCI Japan ETF
EWJ
$23.1B
| $407K | 0.01% |
4,385
+1,025
| +31% | +$97.5K |
2024 Q3
8 quarters
|
|
1134
Enphase Energy
ENPH
$3.73B
| $407K | 0.01% |
15,868
+8,785
| +124% | +$338K |
2026 Q2
1 quarter
|
|
1135
Cloudflare
NET
$105B
| $405K | 0.01% |
1,444
+254
| +21% | +$75.2K |
2023 Q4
11 quarters
|
|
1136
Virtus SEIX Senior Loan ETF
SEIX
$303M
| $405K | 0.01% |
17,612
+235
| +1% | +$5.46K |
2024 Q4
7 quarters
|
|
1137
Pinduoduo
PDD
$116B
| $404K | 0.01% |
+5,144
| New | +$433K |
2026 Q3
0 quarters
|
|
1138
KeyCorp
KEY
$22.5B
| $404K | 0.01% |
+19,127
| New | +$425K |
2026 Q3
0 quarters
|
|
1139
First Trust Municipal High Income ETF
FMHI
$1.1B
| $403K | 0.01% |
8,719
+775
| +10% | +$36.6K |
2023 Q1
14 quarters
|
|
1140
Ferguson
FERG
$50.3B
| $402K | 0.01% |
1,684
+14
| +0.8% | +$3.24K |
2026 Q2
1 quarter
|
|
1141
Ingredion
INGR
$5.65B
| $402K | 0.01% |
4,142
-132
| -3% | -$13.4K |
2023 Q4
11 quarters
|
|
1142
Honda
HMC
$46.5B
| $401K | 0.01% |
11,815
-956
| -7% | -$29.4K |
2023 Q3
12 quarters
|
|
1143
Carrier Global
CARR
$44.1B
| $400K | 0.01% |
7,456
-934
| -11% | -$57.9K |
2021 Q3
20 quarters
|
|
1144
Community Trust Bancorp
CTBI
$1.27B
| $400K | 0.01% |
5,790
-991
| -15% | -$75.4K |
2025 Q2
5 quarters
|
|
1145
AAM Transformers ETF
TRFM
$295M
| $399K | 0.01% |
7,429
+332
| +5% | +$19.7K |
2025 Q4
3 quarters
|
|
1146
FT Vest US Equity Buffer ETF May
FMAY
$1.45B
| $399K | 0.01% |
6,990
-2,183
| -24% | -$124K |
2024 Q2
9 quarters
|
|
1147
Fidelity Enhanced Small Cap Core ETF
FESM
$6.73B
| $398K | 0.01% |
+8,753
| New | +$412K |
2026 Q3
0 quarters
|
|
1148
Monster Beverage
MNST
$88.3B
| $397K | 0.01% |
8,393
+2,907
| +53% | +$135K |
2026 Q2
1 quarter
|
|
1149
WisdomTree US MidCap Dividend Fund
DON
$4.02B
| $397K | 0.01% |
6,923
+6
| +0.1% | +$343 |
2022 Q4
15 quarters
|
|
1150
iShares Fallen Angels USD Bond ETF
FALN
$1.75B
| $395K | 0.01% |
15,223
+3,878
| +34% | +$104K |
2023 Q4
11 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.