Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1101
Textron
TXT
$14.2B
| $444K | 0.01% |
5,183
-114
| -2% | -$9.7K |
2023 Q4
11 quarters
|
|
1102
TechnipFMC
FTI
$24.9B
| $442K | 0.01% |
+6,421
| New | +$472K |
2026 Q3
0 quarters
|
|
1103
Factset
FDS
$11.5B
| $441K | 0.01% |
1,332
-778
| -37% | -$214K |
2019 Q1
30 quarters
|
|
1104
Occidental Petroleum
OXY
$55.8B
| $441K | 0.01% |
6,883
-16,272
| -70% | -$930K |
2021 Q4
19 quarters
|
|
1105
Invesco BuyBack Achievers ETF
PKW
$1.72B
| $439K | 0.01% |
2,913
| – | – |
2021 Q4
19 quarters
|
|
1106
State Street SPDR S&P Metals & Mining ETF
XME
$3.63B
| $438K | 0.01% |
4,475
-83
| -2% | -$9.12K |
2025 Q4
3 quarters
|
|
1107
Booz Allen Hamilton
BAH
$10.4B
| $438K | 0.01% |
4,942
-201
| -4% | -$14.5K |
2021 Q4
19 quarters
|
|
1108
iShares Global Healthcare ETF
IXJ
$4.69B
| $435K | 0.01% |
3,858
| – | – |
2023 Q1
14 quarters
|
|
1109
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.32B
| $432K | 0.01% |
32,056
+5,599
| +21% | +$84.9K |
2026 Q1
2 quarters
|
|
1110
Vanguard Core Bond ETF
VCRB
$8.15B
| $432K | 0.01% |
+5,756
| New | +$436K |
2026 Q3
0 quarters
|
|
1111
Thomson Reuters
TRI
$47.8B
| $428K | 0.01% |
3,615
-6,857
| -65% | -$679K |
2020 Q4
23 quarters
|
|
1112
State Street SPDR ICE Preferred Securities ETF
PSK
$622M
| $425K | 0.01% |
+15,281
| New | +$455K |
2026 Q3
0 quarters
|
|
1113
iShares MSCI Intl Quality Factor ETF
IQLT
$13.8B
| $425K | 0.01% |
+8,431
| New | +$426K |
2026 Q3
0 quarters
|
|
1114
Scotiabank
BNS
$113B
| $425K | 0.01% |
4,531
+203
| +5% | +$18.3K |
2022 Q4
15 quarters
|
|
1115
Goldman Sachs Hedge Industry VIP ETF
GVIP
$541M
| $424K | 0.01% |
2,674
-135
| -5% | -$23.4K |
2022 Q3
16 quarters
|
|
1116
Vivmark Residential
VMRK
$51B
| $423K | 0.01% |
+6,830
| New | +$451K |
2026 Q3
0 quarters
|
|
1117
Amcor
AMCR
$21.1B
| $422K | 0.01% |
8,909
+236
| +3% | +$10.6K |
2025 Q2
5 quarters
|
|
1118
Alibaba
BABA
$264B
| $422K | 0.01% |
4,292
-626
| -13% | -$72.4K |
2018 Q1
34 quarters
|
|
1119
Dimensional World ex US Core Equity 2 ETF
DFAX
$12B
| $421K | 0.01% |
+11,744
| New | +$439K |
2026 Q3
0 quarters
|
|
1120
Arch Capital
ACGL
$34.7B
| $421K | 0.01% |
3,954
-247
| -6% | -$24.5K |
2025 Q1
6 quarters
|
|
1121
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.58B
| $417K | 0.01% |
+6,618
| New | +$419K |
2026 Q3
0 quarters
|
|
1122
FT Vest US Equity Buffer ETF August
FAUG
$1.44B
| $417K | 0.01% |
7,264
-1,523
| -17% | -$87.2K |
2023 Q1
14 quarters
|
|
1123
Credo Technology Group
CRDO
$25.1B
| $416K | 0.01% |
2,753
+220
| +9% | +$47.4K |
2025 Q3
4 quarters
|
|
1124
Red River Bancshares
RRBI
$688M
| $413K | 0.01% |
4,000
| – | – |
2024 Q4
7 quarters
|
|
1125
FT Vest Gold Strategy Target Income ETF
IGLD
$578M
| $412K | 0.01% |
21,790
+2,716
| +14% | +$57.7K |
2025 Q4
3 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.