Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1151
Rithm Capital
RITM
$5.2B
| $394K | 0.01% |
42,302
+2,622
| +7% | +$25.4K |
2021 Q2
21 quarters
|
|
1152
JPMorgan Municipal ETF
JMUB
$9.24B
| $391K | 0.01% |
7,972
+3,741
| +88% | +$185K |
2024 Q1
10 quarters
|
|
1153
Reliance Steel & Aluminium
RS
$21.5B
| $391K | 0.01% |
894
+114
| +15% | +$45.2K |
2023 Q2
13 quarters
|
|
1154
Champion Homes
SKY
$5.09B
| $387K | 0.01% |
4,568
+68
| +2% | +$5.86K |
2023 Q2
13 quarters
|
|
1155
SFL Corp
SFL
$1.7B
| $386K | 0.01% |
29,804
+1,800
| +6% | +$21.9K |
2024 Q4
7 quarters
|
|
1156
Fidus Investment
FDUS
$782M
| $386K | 0.01% |
19,966
| – | – |
2018 Q2
33 quarters
|
|
1157
Aon
AON
$70.7B
| $384K | 0.01% |
+1,194
| New | +$404K |
2026 Q3
0 quarters
|
|
1158
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.77B
| $381K | ﹤0.01% |
6,170
-691
| -10% | -$43K |
2023 Q2
13 quarters
|
|
1159
Aaon
AAON
$5.04B
| $381K | ﹤0.01% |
+5,651
| New | +$509K |
2026 Q3
0 quarters
|
|
1160
Veracyte
VCYT
$2.08B
| $381K | ﹤0.01% |
+7,614
| New | +$367K |
2026 Q3
0 quarters
|
|
1161
The Gap Inc
GAP
$7.75B
| $379K | ﹤0.01% |
16,971
-561
| -3% | -$11.6K |
2025 Q2
5 quarters
|
|
1162
Cincinnati Financial
CINF
$28.5B
| $378K | ﹤0.01% |
2,081
-750
| -26% | -$131K |
2025 Q2
5 quarters
|
|
1163
iShares Currency Hedged MSCI Emerging Markets
HEEM
$270M
| $378K | ﹤0.01% |
9,775
| – | – |
2024 Q2
9 quarters
|
|
1164
American Eagle Outfitters
AEO
$3.55B
| $378K | ﹤0.01% |
19,259
-1,107
| -5% | -$18.5K |
2024 Q1
10 quarters
|
|
1165
PACCAR
PCAR
$54.7B
| $378K | ﹤0.01% |
3,702
+1,596
| +76% | +$200K |
2022 Q3
16 quarters
|
|
1166
Eversource Energy
ES
$26.2B
| $376K | ﹤0.01% |
5,478
+1,338
| +32% | +$95.2K |
2019 Q2
29 quarters
|
|
1167
Clorox
CLX
$12.4B
| $374K | ﹤0.01% |
4,249
+163
| +4% | +$15.7K |
2018 Q2
33 quarters
|
|
1168
Cirrus Logic
CRUS
$5.8B
| $374K | ﹤0.01% |
+3,408
| New | +$428K |
2026 Q3
0 quarters
|
|
1169
iShares iBonds 1-5 Year High Yield and Income Ladder ETF
LDRH
$23.5M
| $374K | ﹤0.01% |
+15,569
| New | +$381K |
2026 Q3
0 quarters
|
|
1170
Trimble
TRMB
$12.6B
| $374K | ﹤0.01% |
5,760
+79
| +1% | +$4.49K |
2025 Q2
5 quarters
|
|
1171
iShares US Financials ETF
IYF
$3.8B
| $373K | ﹤0.01% |
2,850
+455
| +19% | +$61.1K |
2019 Q2
29 quarters
|
|
1172
Invesco Municipal Trust
VKQ
$510M
| $373K | ﹤0.01% |
41,097
+8,276
| +25% | +$79.7K |
2025 Q1
6 quarters
|
|
1173
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.79B
| $373K | ﹤0.01% |
8,724
+2,999
| +52% | +$131K |
2025 Q4
3 quarters
|
|
1174
VanEck Rare Earth/Strategic Metals ETF
REMX
$1.5B
| $372K | ﹤0.01% |
+7,447
| New | +$550K |
2026 Q3
0 quarters
|
|
1175
iShares iBonds 1-5 Year Corporate Ladder ETF
LDRC
$105M
| $372K | ﹤0.01% |
+14,998
| New | +$374K |
2026 Q3
0 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.