Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1226
ScottsMiracle-Gro
SMG
$3.79B
| $331K | ﹤0.01% |
5,321
+2,291
| +76% | +$141K |
2026 Q2
1 quarter
|
|
1227
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.99B
| $331K | ﹤0.01% |
4,343
-42
| -1% | -$3.27K |
2026 Q2
1 quarter
|
|
1228
Eagle Materials
EXP
$5.75B
| $331K | ﹤0.01% |
1,800
+24
| +1% | +$4.8K |
2023 Q4
11 quarters
|
|
1229
Global X S&P Catholic Values Developed ex-US ETF
CEFA
$71M
| $330K | ﹤0.01% |
8,326
+3,031
| +57% | +$123K |
2026 Q2
1 quarter
|
|
1230
Ciena
CIEN
$36.7B
| $329K | ﹤0.01% |
1,027
-506
| -33% | -$195K |
2026 Q1
2 quarters
|
|
1231
Invesco DB Commodity Index Tracking Fund
DBC
$1.84B
| $329K | ﹤0.01% |
+9,786
| New | +$298K |
2026 Q3
0 quarters
|
|
1232
Tencent Music
TME
$15.1B
| $329K | ﹤0.01% |
39,083
+1,853
| +5% | +$16.1K |
2023 Q2
13 quarters
|
|
1233
Columbia Research Enhanced Core ETF
RECS
$6.02B
| $329K | ﹤0.01% |
+7,313
| New | +$328K |
2026 Q3
0 quarters
|
|
1234
Coca-Cola Femsa
KOF
$24.6B
| $328K | ﹤0.01% |
2,835
+445
| +19% | +$48.5K |
2024 Q3
8 quarters
|
|
1235
Itron
ITRI
$4.38B
| $326K | ﹤0.01% |
3,403
+220
| +7% | +$20.6K |
2025 Q2
5 quarters
|
|
1236
Rambus
RMBS
$8.27B
| $325K | ﹤0.01% |
+3,839
| New | +$371K |
2026 Q3
0 quarters
|
|
1237
Invesco BulletShares 2028 Municipal Bond ETF
BSMS
$363M
| $325K | ﹤0.01% |
13,997
+1,700
| +14% | +$39.6K |
2025 Q1
6 quarters
|
|
1238
Agnico Eagle Mines
AEM
$101B
| $322K | ﹤0.01% |
1,948
-19
| -1% | -$3.37K |
2024 Q4
7 quarters
|
|
1239
Principal Spectrum Preferred Securities Active ETF
PREF
$1.93B
| $322K | ﹤0.01% |
+17,487
| New | +$329K |
2026 Q3
0 quarters
|
|
1240
National Grid
NGG
$84.4B
| $321K | ﹤0.01% |
3,821
-5,336
| -58% | -$426K |
2025 Q1
6 quarters
|
|
1241
Edison International
EIX
$22.9B
| $320K | ﹤0.01% |
5,445
-15,188
| -74% | -$1.03M |
2026 Q1
2 quarters
|
|
1242
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$699M
| $318K | ﹤0.01% |
9,062
-41,287
| -82% | -$1.46M |
2022 Q3
16 quarters
|
|
1243
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.69B
| $318K | ﹤0.01% |
+33,086
| New | +$321K |
2026 Q3
0 quarters
|
|
1244
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.23B
| $317K | ﹤0.01% |
17,088
-16,893
| -50% | -$350K |
2024 Q3
8 quarters
|
|
1245
Grayscale Ethereum Staking ETF Shares
ETHE
$1.6B
| $315K | ﹤0.01% |
17,630
+10
| +0.1% | +$175 |
2025 Q2
5 quarters
|
|
1246
HEICO Corp Class A
HEI.A
$35.5B
| $314K | ﹤0.01% |
1,317
+15
| +1% | +$3.74K |
2025 Q2
5 quarters
|
|
1247
Boston Scientific
BSX
$63B
| $313K | ﹤0.01% |
7,447
-20,257
| -73% | -$938K |
2020 Q2
25 quarters
|
|
1248
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
| $313K | ﹤0.01% |
2,166
+280
| +15% | +$40.6K |
2026 Q2
1 quarter
|
|
1249
Bahl & Gaynor Income Growth ETF
BGIG
$2.25B
| $312K | ﹤0.01% |
8,407
-587
| -7% | -$21.4K |
2026 Q2
1 quarter
|
|
1250
Pool Corp
POOL
$7.68B
| $312K | ﹤0.01% |
1,517
+358
| +31% | +$67.7K |
2026 Q1
2 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.