Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1376
Constellation Brands
STZ
$24B
| $234K | ﹤0.01% |
1,724
-2,076
| -55% | -$268K |
2022 Q1
18 quarters
|
|
1377
ENI
E
$79B
| $234K | ﹤0.01% |
3,842
-43,119
| -92% | -$2.29M |
2026 Q1
2 quarters
|
|
1378
Global X Data Center & Digital Infrastructure ETF
DTCR
$1.84B
| $232K | ﹤0.01% |
9,084
+428
| +5% | +$12K |
2026 Q1
2 quarters
|
|
1379
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.68B
| $232K | ﹤0.01% |
4,926
-4,102
| -45% | -$197K |
2024 Q4
7 quarters
|
|
1380
DNP Select Income Fund
DNP
$3.85B
| $231K | ﹤0.01% |
22,750
+21
| +0.1% | +$225 |
2024 Q2
9 quarters
|
|
1381
Netskope Inc
NTSK
$8.7B
| $230K | ﹤0.01% |
9,450
-1,000
| -10% | -$14.5K |
2026 Q1
2 quarters
|
|
1382
Invesco Ultra Short Duration ETF
GSY
$4.02B
| $229K | ﹤0.01% |
4,573
-69
| -1% | -$3.46K |
2025 Q2
5 quarters
|
|
1383
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.14B
| $229K | ﹤0.01% |
5,198
-20,463
| -80% | -$919K |
2026 Q1
2 quarters
|
|
1384
Thornburg International Equity ETF
TXUE
$548M
| $229K | ﹤0.01% |
6,594
+615
| +10% | +$21.9K |
2026 Q2
1 quarter
|
|
1385
iShares US Insurance ETF
IAK
$483M
| $228K | ﹤0.01% |
1,533
-68
| -4% | -$9.8K |
2023 Q4
11 quarters
|
|
1386
Fidelity MSCI Financials Index ETF
FNCL
$2.34B
| $227K | ﹤0.01% |
2,839
-150
| -5% | -$12.1K |
2024 Q3
8 quarters
|
|
1387
ManpowerGroup
MAN
$2.07B
| $227K | ﹤0.01% |
+4,896
| New | +$265K |
2026 Q3
0 quarters
|
|
1388
John Hancock Multifactor Mid Cap ETF
JHMM
$5.97B
| $226K | ﹤0.01% |
3,068
-2,044
| -40% | -$152K |
2023 Q4
11 quarters
|
|
1389
Angel Oak Income ETF
CARY
$1.46B
| $226K | ﹤0.01% |
+11,121
| New | +$229K |
2026 Q3
0 quarters
|
|
1390
AdaptHealth
AHCO
$1B
| $226K | ﹤0.01% |
38,847
-909
| -2% | -$6.86K |
2025 Q1
6 quarters
|
|
1391
Oklo
OKLO
$4.38B
| $225K | ﹤0.01% |
8,915
-40,748
| -82% | -$1.72M |
2025 Q1
6 quarters
|
|
1392
Eastman Chemical
EMN
$7.36B
| $225K | ﹤0.01% |
3,366
-27,835
| -89% | -$1.94M |
2021 Q3
20 quarters
|
|
1393
iShares Short Duration High Yield Muni Active ETF
SHYM
$933M
| $224K | ﹤0.01% |
+10,201
| New | +$225K |
2026 Q3
0 quarters
|
|
1394
Conagra Brands
CAG
$7.28B
| $223K | ﹤0.01% |
15,330
+3,535
| +30% | +$53K |
2026 Q2
1 quarter
|
|
1395
Invesco BulletShares 2030 Municipal Bond ETF
BSMU
$288M
| $223K | ﹤0.01% |
10,416
| – | – |
2025 Q1
6 quarters
|
|
1396
Pacer Metaurus Nasdaq 100 Dividend Multiplier 600 ETF
QSIX
$19.3M
| $223K | ﹤0.01% |
5,494
-26,291
| -83% | -$1.11M |
2026 Q1
2 quarters
|
|
1397
VanEck Oil Services ETF
OIH
$1.75B
| $223K | ﹤0.01% |
541
-5,336
| -91% | -$2.12M |
2025 Q4
3 quarters
|
|
1398
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$56.3M
| $223K | ﹤0.01% |
5,310
| – | – |
2020 Q4
23 quarters
|
|
1399
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$618M
| $222K | ﹤0.01% |
9,865
-1,536
| -13% | -$34.6K |
2025 Q2
5 quarters
|
|
1400
Legence Corp
LGN
$2.15B
| $222K | ﹤0.01% |
+5,728
| New | +$355K |
2026 Q3
0 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.